11th Aug 2011 16:50
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||||||||||||||||||||||||||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | OPTOS PLC | |||||||||||||||||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||||||||||||||||||||||||
An acquisition or disposal of voting rights | X | |||||||||||||||||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | N/A | |||||||||||||||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | N/A | |||||||||||||||||||||||||||||||
An event changing the breakdown of voting rights | N/A | |||||||||||||||||||||||||||||||
Other (please specify): | N/A | |||||||||||||||||||||||||||||||
3. Full name of person(s) subject to thenotification obligation: iii | AVIVA PLC AND SUBSIDIARIES | |||||||||||||||||||||||||||||||
4. Full name of shareholder(s) (if different from 3) | REGISTERED HOLDER
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 09-AUGUST-2011 | |||||||||||||||||||||||||||||||
6. Date on which issuer notified: | 10-AUGUST-2011 | |||||||||||||||||||||||||||||||
7. Threshold(s) that is/are crossed orreached: | >5% (Change at Combined Interest Level) | |||||||||||||||||||||||||||||||
8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct | Indirect | Direct | Indirect | |||||||
Ordinary SharesGB00B0WHW246 | 2,908,265 | 2,908,265 | 3,616,478 | 2,980,496 | 635,982 | 4.18% | 0.89% | ||||
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B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
N/A | N/A | N/A | N/A | N/A | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |
N/A | N/A | N/A | N/A | N/A | Nominal | Delta |
N/A | N/A |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
3,616,478 | 5.07% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |
VOTING RIGHTS ARE MANAGED BY AVIVA INVESTORS GLOBAL SERVICES LIMITIED WITH THE FOLLOWING CHAIN OF CONTROLLED UNDERTAKINGS:
·; Aviva plc (Parent Company) ·; Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) ·; Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) ·; Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting: | |
10. Name of the proxy holder: | SEE SECTION 4 |
11. Number of voting rights proxy holder will ceaseto hold: | N/A |
12. Date on which proxy holder will cease to holdvoting rights: | N/A |
13. Additional information: |
N/A |
14. Contact name: | JOHN McNEIL, COMPANY SECRETARY |
15. Contact telephone number: | +44 (0) 1383 843 337 / +44 (0) 7870 240 325 |
Related Shares:
Aviva