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Holding(s) in Company

19th Oct 2018 10:30

RNS Number : 6087E

RSA Insurance Group PLC

19 October 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			RSA Insurance Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities Plc J.P. Morgan Securities LLC JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			15 October 2018
6. Date on which issuer notified (DD/MM/YYYY):			17 October 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	1.48%	4.17%		5.65%	1,026,834,135
Position of previous notification (if applicable)	Below minimum threshold	Below minimum threshold		Below minimum threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKKMKR23			15,197,995			1.48%


SUBTOTAL 8. A	15,197,995				1.48%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expirationdatex	Exercise/Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Right to Recall				14		0.00


		SUBTOTAL 8. B 1		14		0.00%


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expirationdatex	Exercise/Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Cash-settled Call Option	19/10/2018	19/10/2018	Cash	182,094	0.02
Cash-settled Equity Swap	23/10/2018	23/10/2018	Cash	500,000	0.05
Cash-settled Equity Swap	25/10/2018	25/10/2018	Cash	5,695,125	0.55
Cash-settled Equity Swap	07/11/2018	07/11/2018	Cash	4,974,000	0.48
Cash-settled Equity Swap	09/11/2018	09/11/2018	Cash	1,044,000	0.10
Cash-settled Equity Swap	11/12/2018	11/12/2018	Cash	2,000,000	0.19
Cash-settled Equity Swap	13/12/2018	13/12/2018	Cash	4,536,328	0.44
Cash-settled Equity Swap	14/12/2018	14/12/2018	Cash	2,750,000	0.27
Cash-settled Equity Swap	11/01/2019	11/01/2019	Cash	350,000	0.03
Cash-settled Equity Swap	24/01/2019	24/01/2019	Cash	5,271,256	0.51
Cash-settled Equity Swap	28/01/2019	28/01/2019	Cash	25,171	0.00
Cash-settled Equity Swap	08/03/2019	08/03/2019	Cash	4,108,937	0.40
Cash-settled Equity Swap	21/03/2019	21/03/2019	Cash	1,573	0.00
Cash-settled Equity Swap	12/04/2019	12/04/2019	Cash	91,512	0.01
Cash-settled Equity Swap	30/04/2019	30/04/2019	Cash	1,074,733	0.10
Cash-settled Equity Swap	30/05/2019	30/05/2019	Cash	6,350,000	0.62
Cash-settled Equity Swap	17/06/2019	17/06/2019	Cash	284,543	0.03
Cash-settled Equity Swap	02/10/2019	02/10/2019	Cash	534,771	0.05
Cash-settled Equity Swap	15/10/2019	15/10/2019	Cash	217,013	0.02
Cash-settled Equity Swap	30/10/2019	30/10/2019	Cash	413,743	0.04
Cash-settled Equity Swap	05/11/2019	05/11/2019	Cash	362,173	0.04
Cash-settled Equity Swap	06/11/2019	06/11/2019	Cash	180,661	0.02
Cash-settled Equity Swap	12/11/2019	12/11/2019	Cash	29,859	0.00
Cash-settled Equity Swap	13/11/2019	13/11/2019	Cash	5,745	0.00
Cash-settled Equity Swap	19/11/2019	19/11/2019	Cash	24,084	0.00
Cash-settled Equity Swap	22/12/2020	22/12/2020	Cash	38,079	0.00
Cash-settled Equity Swap	14/01/2021	14/01/2021	Cash	266,456	0.03
Cash-settled Equity Swap	08/02/2023	08/02/2023	Cash	77,313	0.01
Cash-settled Equity Swap	02/10/2023	02/10/2023	Cash	169,881	0.02
Cash-settled Equity Swap	19/10/2018	19/10/2018	Cash	1,288,000	0.13
			SUBTOTAL 8.B.2	42,847,050	4.17%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc		4.17%	5.65%

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association

JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC

10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A

11. Additional informationxvi
Table 8A) Includes stock borrows of 10,218,259 (0.99%) Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion	London, United Kingdom
Date of completion	17 October 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			RSA Insurance Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities Plc J.P. Morgan Securities LLC JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			10 October 2018
6. Date on which issuer notified (DD/MM/YYYY):			12 October 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	Below minimum threshold	Below minimum threshold		Below minimum threshold	1,026,834,135
Position of previous notification (if applicable)	1.10%	3.97%		5.07%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKKMKR23			Below minimum threshold			Below minimum threshold


SUBTOTAL 8. A	Below minimum threshold				Below minimum threshold

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expirationdatex	Exercise/Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights



		SUBTOTAL 8. B 1


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expirationdatex	Exercise/Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights



			SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association

JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC

10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A

11. Additional informationxvi
Table 8A) Includes stock borrows of 10,218,259 (0.89%) Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion	London, United Kingdom
Date of completion	12 October 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			RSA Insurance Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities Plc J.P. Morgan Securities LLC JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			03 October 2018
6. Date on which issuer notified (DD/MM/YYYY):			05 October 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	1.10%	3.97%		5.07%	1,026,834,135
Position of previous notification (if applicable)	Below minimum threshold	Below minimum threshold		Below minimum threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKKMKR23			12,678,993			1.10%


SUBTOTAL 8. A	12,678,993				1.10%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expirationdatex	Exercise/Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Right to Recall				14		0.00


		SUBTOTAL 8. B 1		14		0.00%


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expirationdatex	Exercise/Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Cash-settled Call Option	04/01/2019	04/01/2019	Cash	182,094	0.02
Cash-settled Equity Swap	08/10/2018	08/10/2018	Cash	4,789,729	0.42
Cash-settled Equity Swap	10/10/2018	10/10/2018	Cash	1,044,000	0.09
Cash-settled Equity Swap	11/10/2018	11/10/2018	Cash	350,000	0.03
Cash-settled Equity Swap	17/10/2018	17/10/2018	Cash	2,000,000	0.17
Cash-settled Equity Swap	19/10/2018	19/10/2018	Cash	1,288,000	0.11
Cash-settled Equity Swap	23/10/2018	23/10/2018	Cash	500,000	0.04
Cash-settled Equity Swap	25/10/2018	25/10/2018	Cash	5,695,125	0.49
Cash-settled Equity Swap	07/11/2018	07/11/2018	Cash	3,842,000	0.33
Cash-settled Equity Swap	11/12/2018	11/12/2018	Cash	2,000,000	0.17
Cash-settled Equity Swap	13/12/2018	13/12/2018	Cash	4,536,328	0.39
Cash-settled Equity Swap	14/12/2018	14/12/2018	Cash	2,750,000	0.24
Cash-settled Equity Swap	24/01/2019	24/01/2019	Cash	2,354,146	0.20
Cash-settled Equity Swap	28/01/2019	28/01/2019	Cash	23,810	0.00
Cash-settled Equity Swap	08/03/2019	08/03/2019	Cash	4,108,937	0.36
Cash-settled Equity Swap	21/03/2019	21/03/2019	Cash	1,046	0.00
Cash-settled Equity Swap	30/04/2019	30/04/2019	Cash	869,763	0.08
Cash-settled Equity Swap	30/05/2019	30/05/2019	Cash	6,350,000	0.55
Cash-settled Equity Swap	04/06/2019	04/06/2019	Cash	961	0.00
Cash-settled Equity Swap	17/06/2019	17/06/2019	Cash	305,861	0.03
Cash-settled Equity Swap	03/09/2019	03/09/2019	Cash	66,078	0.01
Cash-settled Equity Swap	23/09/2019	23/09/2019	Cash	35,009	0.00
Cash-settled Equity Swap	02/10/2019	02/10/2019	Cash	417,287	0.04
Cash-settled Equity Swap	23/10/2019	23/10/2019	Cash	42,953	0.00
Cash-settled Equity Swap	30/10/2019	30/10/2019	Cash	721,156	0.06
Cash-settled Equity Swap	05/11/2019	05/11/2019	Cash	454,579	0.04
Cash-settled Equity Swap	06/11/2019	06/11/2019	Cash	180,661	0.02
Cash-settled Equity Swap	22/12/2020	22/12/2020	Cash	38,079	0.00
Cash-settled Equity Swap	14/01/2021	14/01/2021	Cash	266,456	0.02
Cash-settled Equity Swap	08/02/2023	08/02/2023	Cash	75,881	0.01
Cash-settled Equity Swap	02/10/2023	02/10/2023	Cash	419,747	0.04
			SUBTOTAL 8.B.2	45,709,686	3.97%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc			5.07%

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association

JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC

10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A

11. Additional informationxvi
Table 8A) Includes stock borrows of 10,218,259 (0.89%) Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion	London, United Kingdom
Date of completion	05 October 2018

--ENDS--

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

END

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