16th Mar 2017 07:48
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Carillion Plc GB0007365546 | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | n/a | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Yes | ||||
An event changing the breakdown of voting rights | n/a | ||||
Other (please specify): | n/a | ||||
3. Full name of person(s) subject to thenotification obligation: iii | UBS Investment Bank UBS Group AG | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
UBS AG London Branch
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 13 March 2017 | ||||
6. Date on which issuer notified: | 15 March 2017 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% Section (B+C) | ||||
8. Notified details: | |||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||
Direct xi | Indirect xii | Direct | Indirect | ||||||||||
GB0007365546 | 1,146,104 | 1,146,104 | - | - | - | - | - | ||||||
B: Qualifying Financial Instruments | |||||||||||||
Resulting situation after the triggering transaction | |||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||
Right to recall lent shares | - | Anytime | 264,271 | 0.06% | |||||||||
XS1140296614 | 19.12.2019 | 4 years | 216,509 | 0.05% | |||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||
Resulting situation after the triggering transaction | |||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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Equity Swaps | - | from 02.05.2017 to 16.01.2020 | - | 21,639,399 | Nominal | Delta | |||||||
- | 5.03% | ||||||||||||
Total (A+B+C) | |||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||
22,120,179 | 5.14% | ||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||||||||||
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.
UBS AG: - directly through its branches: UBS AG London Branch - 22,120,179 (5.14%)
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Proxy Voting: | |||||||||||||
10. Name of the proxy holder: | |||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | |||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | |||||||||||||
13. Additional information: | |||||||||||||
14. Contact name: | Jamie Bonney / David Iglesias | ||||||||||||
15. Contact telephone number: | +41 44 239 8058 | ||||||||||||
Related Shares:
Carillion Plc