23rd Oct 2009 15:19
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Augean plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
T/F From Placing Line |
X |
3. Full name of person(s) subject to the notification obligation: |
Utilico Ltd |
4. Full name of shareholder(s) (if different from 3.): |
Utilico Ltd |
5. Date of the transaction and date on which the threshold is crossed or reached: |
30/09/2009 |
6. Date on which issuer notified: |
23/10/2009 |
7. Threshold(s) that is/are crossed or reached: |
13&14% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B02H2F76 GBP0.10 |
11,229,652 |
11,229,652 |
14,772,163 |
14,772,163 |
- |
14.82% |
- |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
- |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
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- |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
14,772,163 |
14.82% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
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Proxy Voting: |
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10. Name of proxy holder: |
Utilico Ltd |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: |
Calculation based on interim Total Voting Rights figure of 99,699,414 |
14 Contact name: |
Peter Fraser, F&C Management Ltd (Secretaries to Utilico Ltd) |
15. Contact telephone name: |
0131 718 1051 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities) |
Augean plc |
Contact address (registered office for legal entities) |
4 Rudgate Court, Walton, Wetherby West Yorkshire LS23 7BF |
Phone number & email |
Phone 01937 844980 email for forwarding to Co Sec: |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable |
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Full name |
Peter Fraser, F&C Management Ltd (Secretaries to Utilico Ltd) |
Contact address |
80 George Street, Edinburgh EH2 3BU |
Phone number & email |
0131 718 1051 Peter.fraser@fandc.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information |
Related Shares:
AUG.LUtil