13th Jun 2016 17:41
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Ocado Group plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | JPMorgan Chase & Co. | |||
4. Full name of shareholder(s) (if different from 3.):iv | J.P. Morgan Securities Plc
| |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10 June 2016 | |||
6. Date on which issuer notified: | 13 June 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3%, 4%, 5% upwards | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB00B3MBS747 | Below minimum threshold | Below minimum threshold | 1,669,365 | 0.27% | |||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
Right to Recall | 13,272,732 | 2.11% | |||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
Cash-settled Equity Swap | 17,473,040 | Nominal | Delta | ||||||||||||||
2.78% | |||||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
32,415,137 | 5.16% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Total disclosable holding for JPMorgan Chase & Co. : 32,415,137 (5.16%)
Direct: J.P. Morgan Securities Plc: 1,669,365 (0.27%) Shares; 13,272,732 (2.11%) Qualifying Financial Instruments; 17,473,040 (2.78%) Financial Instruments with similar economic effect to Qualifying Financial Instruments.
Chain of control: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Inc. (100%) Bank One International Holdings Corporation (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Chase (UK) Holdings Limited (99.99%) J.P. Morgan Chase International Holdings (100%) J.P. Morgan Securities plc (99.41%) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
13. Additional information: | Table 8A) Includes stock borrows of 29,604,408 (4.71%) | |
14. Contact name: | Tung T Le | |
15. Contact telephone number: | 0207 742 7272 | |
Related Shares:
JPM.LOcado