9th Jan 2017 08:58
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
|
| |||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Ocado Group plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
| |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |||
An event changing the breakdown of voting rights |
| |||
Other (please specify): |
|
| ||
3. Full name of person(s) subject to thenotification obligation: iii | JPMorgan Chase & Co. | |||
4. Full name of shareholder(s) (if different from 3.):iv | J.P. Morgan Securities Plc | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 05 January 2017 | |||
6. Date on which issuer notified: | 06 January 2017 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3%, 4%, 5% Upwards | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB00B3MBS747 | Below minimum threshold | Below minimum threshold |
|
| 7,696,838 |
| 1.22% | ||||||||||
| |||||||||||||||||
| |||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
Right to Recall
|
|
| 2,810,685
| 0.45%
| |||||||||||||
| |||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash settled Equity Swap Cash settled Equity Swap Cash settled Equity Swap Cash settled Equity Swap Cash settled Equity Swap Cash settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap Cash-settled Equity Swap |
|
03/02/2017 10/02/2017 06/03/2017 31/03/2017 26/04/2017 30/06/2017 26/07/2017 15/08/2017 03/10/2017 05/10/2017 06/10/2017 10/10/2017 11/10/2017 12/10/2017 17/10/2017 19/10/2017 23/10/2017 25/10/2017 26/10/2017 31/10/2017 01/11/2017 02/11/2017 08/11/2017 09/11/2017 13/11/2017 14/11/2017 15/11/2017 16/11/2017 20/11/2017 23/11/2017 24/11/2017 27/11/2017 28/11/2017 30/11/2017 01/12/2017 04/12/2017 06/12/2017 08/12/2017 11/12/2017 14/12/2017 18/12/2017 19/12/2017 20/12/2017 27/12/2017 28/12/2017 29/12/2017 02/01/2018 03/01/2018 04/01/2018 08/01/2018 10/01/2018 11/01/2018 23/01/2018 07/02/2018 29/03/2018 30/04/2018 15/06/2018 |
03/02/2017 10/02/2017 06/03/2017 31/03/2017 26/04/2017 30/06/2017 26/07/2017 15/08/2017 03/10/2017 05/10/2017 06/10/2017 10/10/2017 11/10/2017 12/10/2017 17/10/2017 19/10/2017 23/10/2017 25/10/2017 26/10/2017 31/10/2017 01/11/2017 02/11/2017 08/11/2017 09/11/2017 13/11/2017 14/11/2017 15/11/2017 16/11/2017 20/11/2017 23/11/2017 24/11/2017 27/11/2017 28/11/2017 30/11/2017 01/12/2017 04/12/2017 06/12/2017 08/12/2017 11/12/2017 14/12/2017 18/12/2017 19/12/2017 20/12/2017 27/12/2017 28/12/2017 29/12/2017 02/01/2018 03/01/2018 04/01/2018 08/01/2018 10/01/2018 11/01/2018 23/01/2018 07/02/2018 29/03/2018 30/04/2018 15/06/2018 |
327,421 122,000 129,020 1,383,990 182,924 514,894 1,065,705 5,222,155 151,257 618 640 37,354 608 624 1,311 663 592 498 478 456 2,366,423 449 452 421 690 977 332 1,144 973 748 372 656 866 40,904 293 287 249 402 157 297 566 435 466 476 465 1,492 1,525 21,241 429 1,201 10,013 5,003 409,872 113 6,089,766 1,118,804 2,166,121 | Nominal | Delta | |||||||||||
| 0.05 0.02 0.02 0.22 0.03 0.08 0.17 0.83 0.02 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.38 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.07 0.00 0.97 0.18 0.34 | ||||||||||||||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
31,895,811 | 5.07% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Total disclosable holding for JPMorgan Chase & Co.: 31,895,811 (5.07%) Direct: J.P. Morgan Securities Plc: 7,696,838 (1.22%) Shares; 2,810,685 (0.45%) Qualifying Financial Instruments; 21,388,288 (3.40%) Financial Instruments with similar economic effect to Qualifying Financial Instruments.
Chain of control:
JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Inc. (100%) Bank One International Holdings Corporation (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (72.27%) J.P. Morgan Chase (UK) Holdings Limited (99.99%) J.P. Morgan Chase International Holdings (100%) J.P. Morgan Securities plc (99.41%) | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
| ||
13. Additional information: | Table 8A) Includes stock borrows of 25,705,048 (4.08%) | |
14. Contact name: | Tung T Le | |
15. Contact telephone number: | 0207 742 7272 | |
Related Shares:
Ocado