29th Jan 2014 09:29
TR-1: Notification of Major Interests in Shares | ||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Henderson Group plc | |||||||||
2. Reason for the notification (yes/no) | ||||||||||
An acquisition or disposal of voting rights | Yes | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |||||||||
An event changing the breakdown of voting rights | No | |||||||||
Other (please specify): ______________ | No | |||||||||
3. Full name of person(s) subject to notification obligation: | Wellington Management Company, LLP | |||||||||
4. Full name of shareholder(s) (if different from 3): |
| |||||||||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 23 January 2014 | |||||||||
6. Date on which issuer notified: | 24 January 2014 | |||||||||
7. Threshold(s) that is/are crossed or reached: | 5% | |||||||||
8. Notified Details |
| |||||||||||||||||
A: Voting rights attached to shares |
| |||||||||||||||||
Class/type of shares If possible use ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction |
| |||||||||||||||
Number of Shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights |
| |||||||||||||
Direct | Indirect | Direct | Indirect |
| ||||||||||||||
JE00B3CM95277 Ordinary Shares
AU000000HGG2 CHESS Depository Interests | 61,294,888 ( 61,056,626 Ordinary shares and 238,262 CHESS Depository Interests or 61,294,888 Ordinary shares on a converted basis) | 61,294,888 ( 61,056,626 Ordinary shares and 238,262 CHESS Depository Interests or 61,294,888 Ordinary share votes on a converted basis) | 5.46% |
| ||||||||||||||
| ||||||||||||||||||
B: Qualifying Financial Instruments |
| |||||||||||||||||
Resulting situation after the triggering transaction |
| |||||||||||||||||
Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired (if the instrument is exercised/converted) | Percentage of voting rights |
| |||||||||||||
| ||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
| |||||||||||||||||
Resulting situation after the triggering transaction |
| |||||||||||||||||
Type of financial instrument | Exercise Price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights |
| ||||||||||||
Nominal | Delta |
| ||||||||||||||||
| ||||||||||||||||||
Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
61,294,888 ( 61,056,626 Ordinary shares and 238,262 CHESS Depository Interests or 61,294,888 votes on a converted basis) | 5.46% | |||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||||||||||
| ||||||||||
Proxy Voting: |
| |||||||||
10. Name of the proxy holder: |
| |||||||||
11. Number of voting rights proxy holder will cease to hold: |
| |||||||||
12. Date on which proxy holder will cease to hold voting rights: |
| |||||||||
13. Additional information: |
| |||||||||
14. Contact name: | John D. Norberg |
| ||||||||
15. Contact telephone number: | 617-790-7265 |
| ||||||||
Related Shares:
HGG.L