14th Dec 2012 09:37
Rule 3.19A.3
Appendix 3Z
Final Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of director | James Darkins |
| Date of last notice | 7 December 2012 |
Date that director ceased to be director | 12 December 2012 |
Part 1 - Director's relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Number & class of securities
2,808 shares
|
Part 2 - Director's relevant interests in securities of which the director is not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest
Nominee: Hargreaves Lansdown Nominees Limited
Nominee: Hargreaves Lansdown Pension Trustees Limited
| Number & class of securities
501,844 shares
49,719 shares
|
Part 3 - Director's interests in contracts
Detail of contract | Henderson Group Long Term Incentive Plan (LTIP) |
Nature of interest
| Nil-cost options capable of vesting after three years subject to performance conditions, including relative TSR, over three calendar years |
Name of registered holder (if issued securities)
| - |
No. and class of securities to which interest relates
| 2008 LTIP: 175,000 vested nil-cost options able to be exercised up to February 2016 2009 LTIP: 725,000 vested nil-cost options able to be exercised up to April 2017 2010 LTIP: 375,000 nil-cost options capable of vesting in March 2013 2011 LTIP: 300,000 nil-cost options capable of vesting in March 2014 2012 LTIP: 500,000 nil-cost options capable of vesting in March 2015 |
Detail of contract | Henderson Group Company Share Option Plan (CSOP) |
Nature of interest
| 2009 CSOP: vested options, capable of exercise up to March 2014 at 72.6 pence |
Name of registered holder (if issued securities)
| - |
No. and class of securities to which interest relates
| 2009 CSOP: 41,000 options |
Detail of contract | Henderson Group Deferred Equity Plan (DEP) |
Nature of interest
| Restricted shares paid in lieu of STI payments, conditional on remaining in employment. 2010 DEP (1): 33.3% capable of vesting in each of March 2011 (vested), 2012(vested) and 2013. 2010 DEP (2): 33.3% capable of vesting in each of September 2011 (vested), 2012 (vested) and 2013 2012 DEP (1): 33.3% capable of vesting in each of November 2012 (vested), 2013 and 2014. 2012 DEP (2): 33.3% capable of vesting in each of November 2013, 2014 and 2015. |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| 2010 DEP (1): 19,173 restricted shares 2010 DEP (2): 563 restricted shares 2012 DEP (1): 1,632 restricted shares 2012 DEP (2): 11,465 restricted shares |
Detail of contract | Henderson Group Employee Share Ownership Plan (ESOP) |
Nature of interest
| 2011 ESOP: Shares purchased with part of pre-tax STI and held in trust, 33.3% capable of vesting in each of March 2014, 2015 and 2016, and potential matching shares dependent on performance conditions. |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| 2011 ESOP: 87,106 shares |
Detail of contract | Henderson Group Buy as You Earn Plan (BAYE) |
Nature of interest
| Shares held in trust in accordance with the BAYE |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| 9,743 partnership shares 17,597 matching shares 14,921 free shares 9,653 dividend shares |
Detail of contract | Henderson Group Sharesave Scheme |
Nature of interest
| Savings-related share option scheme via monthly deductions from salary. |
Name of registered holder (if issued securities)
| - |
No. and class of securities to which interest relates
| 2012 Sharesave: 9,736 options capable of vesting on 1 June 2015 with an exercise price of 92.432 pence per share. |
Related Shares:
HGG.L