3rd Sep 2012 14:45
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | James Darkins |
Date of last notice | 1 August 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Ordinary shares held in a self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited Other ordinary shares- registered holder: Hargreaves Lansdown Nominees Limited |
Date of change | 3 September 2012 |
No. of securities held prior to change | 2,808 ordinary shares held directly 49,719 ordinary shares held in SIPP 501,223 ordinary shares |
Class | Ordinary shares |
Number acquired | 563 ordinary shares |
Number disposed | 293 ordinary shares |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on vesting of a share plan at no cost to the Director. Shares disposed on-market at an average price of 103.40 pence per share.
|
No. of securities held after change | 2,808 ordinary shares held directly 49,719 ordinary shares held in SIPP 501,493 ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on vesting of 2010 DEP (2). Shares disposed on-market purely to fund UK tax and national insurance costs. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Buy as You Earn Plan (BAYE) |
Nature of interest
| Shares held in trust in accordance with the BAYE |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 31 August 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 9,299 partnership shares 16,709 matching shares 14,921 free shares 9,653 dividend shares |
Interest acquired | 119 partnership shares 238 matching shares |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Partnership shares purchased on-market, at an average price of 105.0479 pence per share, via deduction from pretax salary. Matching shares awarded in accordance with the plan. |
Interest after change | 9,418 partnership shares 16,947 matching shares 14,921 free shares 9,653 dividend shares |
Detail of contract | Henderson Group Deferred Equity Plan (DEP) |
Nature of interest
| Restricted shares paid in lieu of STI payments, conditional on remaining in employment. 2010 DEP (1): 33.3% capable of vesting in each of March 2011 (vested), 2012 and 2013. 2010 DEP (2): 33.3% capable of vesting in each of September 2011 (vested), 2012 and 2013 2012 DEP: 33.3% capable of vesting in each of November 2012, 2013 and 2014.
|
Name of registered holder (if issued securities) | Greenwood Nominees Limited |
Date of change | 3 September 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2010 DEP (1): 19,173 restricted shares 2010 DEP (2): 1,126 restricted shares 2012 DEP: 2,447 restricted shares |
Interest acquired | - |
Interest disposed | 2010 DEP (2): 563 restricted shares |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2010 DEP (1): 19,173 restricted shares 2010 DEP (2): 563 restricted shares 2012 DEP: 2,447 restricted shares |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
HGG.L