1st Jun 2012 16:00
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Jacob |
Date of last notice | 1 May 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Registered holders: Hargreaves Lansdown Nominees Limited and Bridget Fuller (spouse) |
Date of change | 1 June 2012 |
No. of securities held prior to change | 2,495,909 ordinary shares 710,920 ordinary shares (spouse) |
Class | Ordinary shares |
Number acquired | 47,669 |
Number disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on vesting of a share plan at no cost to the Director. |
No. of securities held after change | 2,543,578 ordinary shares 710,920 ordinary shares (spouse) |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on vesting of 2009 DEP. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Buy as You Earn Plan (BAYE) |
Nature of interest
| Shares held in trust in accordance with the BAYE |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 31 May 2012 and 1 June 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 8,776 partnership shares 16,317 matching shares 14,923 free shares 6,595 dividend shares |
Interest acquired | 127 partnership shares 254 matching shares 1,214 dividend shares (31 May 2012) 319 dividend shares (1 June 2012) |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Partnership shares purchased on-market on 31 May 2012, at an average price of 98.45 pence per share, via deduction from pretax salary. Matching shares awarded in accordance with the plan. Dividends paid on plan shares were reinvested by purchasing shares on-market on 31 May 2012 at an average price of 98.45 pence per share and 1 June 2012 at an average price of 95.45 pence per share (limited to £1,500). |
Interest after change | 8,903 partnership shares 16,571 matching shares 14,923 free shares 8,128 dividend shares |
Detail of contract | Henderson Group Deferred Equity Plan (DEP) |
Nature of interest
| Restricted shares paid in lieu of STI payments, conditional on remaining in employment. 2009 DEP: 50% capable of vesting in each of June 2010 (vested) and 2012 2010 DEP: 33.3% capable of vesting in each of March 2011 (vested), 2012 (vested) and 2013. 2011 DEP: 33.3% capable of vesting in each of March 2012 (vested), 2013 and 2014. 2012 DEP: 33.3% capable of vesting in each of November 2012, 2013 and 2014.
|
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 1 June 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2009 DEP: 47,669 restricted shares 2010 DEP: 52,678 restricted shares 2011 DEP: 42,894 restricted shares 2012 DEP: 17,482 restricted shares |
Interest acquired | - |
Interest disposed | 2009 DEP: 47,669 restricted shares vested |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2010 DEP: 52,678 restricted shares 2011 DEP: 42,894 restricted shares 2012 DEP: 17,482 restricted shares |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
HGG.L