9th Jun 2011 16:31
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Shirley Garrood |
Date of last notice | 1 June 2011 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited Other and spouse - registered holder: Hargreaves Lansdown Nominees Limited |
Date of change | 3 June to 8 June 2011 |
No. of securities held prior to change | SIPP: 289,792 ordinary shares Other: 74,071 ordinary shares Spouse: 574,443 ordinary shares |
Class | Ordinary shares |
Number acquired | 55,384 ordinary shares |
Number disposed | 28,800 ordinary shares |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on vesting of a share plan at no cost to the Director. Shares disposed on-market at an average price of 146.74 pence per share. |
No. of securities held after change | SIPP: 289,792 ordinary shares Other: 100,655 ordinary shares Spouse: 574,443 ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on vesting of 2008 ESOP. Shares disposed on-market purely to fund UK tax and national insurance costs. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Deferred Equity Plan - communicated to employees as the Employee Share Ownership Plan (ESOP) |
Nature of interest
| 2008 ESOP: Shares purchased with part of STI payment and held in trust and matching shares conditional on remaining in employment. 2011 ESOP: Shares purchased with part of pre-tax STI and held in trust, 33.3% capable of vesting in each of March 2014, 2015 and 2016, and potential matching shares dependent on performance conditions. |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 3 June 2011 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2008 ESOP: 27,692 shares and 27,692 matching shares capable of vesting on 3 June 2011 2011 ESOP: 165,889 shares and potential matching shares |
Interest acquired | - |
Interest disposed | 2008 ESOP: 27,692 shares and 27,692 matching shares vested |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2011 ESOP: 165,889 shares and potential matching shares |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Rule 3.19A.2
Related Shares:
HGG.L