22nd Jun 2010 11:00
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
HENDERSON GROUP PLC
2.State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
(ii) DIRECTOR
3. Name of person discharging managerial responsibilities/director
ANDREW JAMES FORMICA
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
NOTIFICATION IS IN RESPECT OF THE SHAREHOLDER NAMED IN 3 ABOVE
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
-
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
CITICORP NOMINEES PTY LIMITED - 3,161,103 CDIS REPRESENTING ORDINARY SHARES OF 12.5 PENCE EACH
HARGREAVES LANSDOWN PENSION TRUSTEES LIMITED - 337,719 ORDINARY SHARES OF 12.5 PENCE EACH
8 State the nature of the transaction
ON MARKET TRADE, SALE OF ORDINARY SHARES AND SUBSEQUENT PURCHASE OF AN EQUIVALENT NUMBER OF CHESS DEPOSITORY INTERESTS (CDIS) REPRESENTING ORDINARY SHARES
9. Number of shares, debentures or financial instruments relating to shares acquired
852,033 CDIs REPRESENTING ORDINARY SHARES
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
NOT MATERIAL
11. Number of shares, debentures or financial instruments relating to shares disposed
852,033 ORDINARY SHARES
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
NOT MATERIAL
13. Price per share or value of transaction
SHARES DISPOSED ON-MARKET AT AN AVERAGE PRICE OF 132.52 PENCE PER SHARE AND CDIS PURCHASED ON MARKET AT AN AVERAGE PRICE OF AUD 2.2479 PER SHARE
14. Date and place of transaction
21 JUNE 2010
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
3,498,822 (3,161,103 CDIS HELD BY CITICORP NOMINEES PTY LIMITED AND 337,719 ORDINARY SHARES HELD BY HARGREAVES LANSDOWN PENSION TRUSTEES LIMITED)
16. Date issuer informed of transaction
22 JUNE 2010
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
21 JUNE 2010
18. Period during which or date on which it can be exercised
SEE BELOW
19. Total amount paid (if any) for grant of the option
NIL COST - SEE BELOW
20. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A………………………………
21. Description of shares or debentures involved (class and number)
HENDERSON GROUP LONG TERM INCENTIVE PLAN (LTIP)
2010 LTIP: 1,250,000 NIL COST OPTIONS CAPABLE OF VESTING IN MARCH 2013 AFTER THREE CALENDAR YEARS SUBJECT TO PERFORMANCE CONDITIONS (AS DEFINED IN THE LTIP RULES) INCLUDING RELATIVE TSR.
23. Any additional information
-
24. Name of contact and telephone number for queries
MR M PURKIS - 020 7818 2959
Name and signature of duly authorised officer of issuer responsible for making notification
MR M PURKIS
Date of notification
22 JUNE 2010
END
Related Shares:
HGG.L