1st Jun 2012 15:58
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Shirley Garrood |
Date of last notice | 1 May 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited Other and spouse - registered holder: Hargreaves Lansdown Nominees Limited |
Date of change | 1 June 2012 |
No. of securities held prior to change | SIPP: 289,792 ordinary shares Other: 100,655 ordinary shares Spouse: 658,443 ordinary shares |
Class | Ordinary shares |
Number acquired | 15,721 ordinary shares |
Number disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| 58.2 pence per share |
No. of securities held after change | SIPP: 289,792 ordinary shares Other: 116,376 ordinary shares Spouse: 658,443 ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Exercise of options following vesting of 2009 Sharesave scheme |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Buy as You Earn Plan (BAYE) |
Nature of interest
| Shares held in trust in accordance with the BAYE |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 31 May 2012 and 1 June 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 9,546 partnership shares 17,203 matching shares 10,657 free shares 8,153 dividend shares |
Interest acquired | 127 partnership shares 254 matching shares 984 dividend shares (31 May 2012) 556 dividend shares (1 June 2012) |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Partnership shares purchased on-market on 31 May 2012, at an average price of 98.45 pence per share, via deduction from pretax salary. Matching shares awarded in accordance with the plan. Dividends paid on plan shares were reinvested by purchasing shares on-market on 31 May 2012 at an average price of 98.45 pence per share and 1 June 2012 at an average price of 95.45 pence per share (limited to £1,500). |
Interest after change | 9,673 partnership shares 17,457 matching shares 10,657 free shares 9,693 dividend shares |
Detail of contract | Henderson Group Sharesave Scheme |
Nature of interest
| Savings-related share option scheme via monthly deductions from salary. |
Name of registered holder (if issued securities)
| - |
Date of change | 1 June 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2009 Sharesave: 15,721 options capable of vesting on 1 June 2012 with an exercise price of 58.2 pence per share. |
Interest acquired | 2009 Sharesave: 15,721 options vested and available for exercise in the next six months |
Interest disposed | 2009 Sharesave: 15,721 options exercised |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| 58.2 pence per share |
Interest after change | - |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
HGG.L