6th May 2016 15:30
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Andrew James Formica |
Date of last notice | 29 April 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Ordinary shares held in a self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited
Ordinary shares held by Director for connected person (son) - registered holder: Charles Stanley
CDIs - registered holder HSBC PBCI
|
Date of change | 5 May 2016 |
No. of securities held prior to change | 413,719 ordinary shares in SIPP 165 ordinary shares for connected person (son) 6,307,530 CDIs representing ordinary shares |
Class | Ordinary shares |
Number acquired | 615,816 ordinary shares |
Number disposed | 615,816 ordinary shares* |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on vesting of a share plan and at no cost to the Director.
*Shares relating to share plans are currently being disposed of on-market over a number of days to help maintain an orderly market. A further announcement to confirm the disposal price will be released once the sale of shares is complete. |
No. of securities held after change | 413,719 ordinary shares in SIPP 165 ordinary shares for connected person (son) 6,307,530 CDIs representing ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on vesting of 2011 ESOP. Shares disposed on-market to fund UK tax and national insurance costs and for financial planning. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Deferred Equity Plan - communicated to employees as the Employee Share Ownership Plan (ESOP) |
Nature of interest
| 2011 ESOP: Shares purchased with part of pre-tax STI and held in trust, 33.3% capable of vesting in each of March 2014 (vested), 2015 (vested) and 2016 (vested), and potential matching shares dependent on performance conditions.
|
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 5 May 2016 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2011 ESOP: 205,272 shares and potential matching shares dependent on performance conditions.
|
Interest acquired | 2011 ESOP: 410,544 matching shares awarded under the plan at 242.3 pence per share as part of the 2016 vesting. |
Interest disposed | 2011 ESOP: 615,816 shares (205,272 shares vested, being 33.3% of 2011 ESOP award, plus 410,544 matching shares) |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | - |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
HGG.L