7th Dec 2012 15:42
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Shirley Garrood |
Date of last notice | 3 December 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| |
Date of change | |
No. of securities held prior to change | |
Class | |
Number acquired | |
Number disposed | |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| |
No. of securities held after change | |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Sharesave Scheme |
Nature of interest
| Savings-related share option scheme via monthly deductions from salary. |
Name of registered holder (if issued securities)
| - |
Date of change | 3 April 2012 (refer to comments on final page) |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| - |
Interest acquired | 2012 Sharesave: 9,736 options capable of vesting on 1 June 2015 with an exercise price of 92.432 pence per share. |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2012 Sharesave: 9,736 options capable of vesting on 1 June 2015 with an exercise price of 92.432 pence per share. |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Late lodgement of the Appendix 3Y
The Executive Director elected to join the 2012 Sharesave scheme which was offered to all UK employees in March 2012.
The discrepancy between the Director's interests and the disclosed position was identified as part of end-of-year reconciliations. The awards had not been notified to the necessary department at the time of the grant of options due to an administrative oversight.
Following a review, procedures have been improved. As a result, the Company believes it has arrangements in place to meet its disclosure obligations under listing rule 3.19A.
Related Shares:
HGG.L