5th Mar 2012 11:41
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Shirley Garrood |
Date of last notice | 1 March 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited Other and spouse - registered holder: Hargreaves Lansdown Nominees Limited |
Date of change | 2 March 2012 |
No. of securities held prior to change | SIPP: 289,792 ordinary shares Other: 100,655 ordinary shares Spouse: 574,443 ordinary shares |
Class | Ordinary shares |
Number acquired | 175,000 ordinary shares |
Number disposed | 91,000 ordinary shares |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on exercise of nil-cost options at no cost to the Director. Shares disposed on-market at an average price of 120.165 pence per share. |
No. of securities held after change | SIPP: 289,792 ordinary shares Other: 100,655 ordinary shares Spouse: 658,443 ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on exercise of options from 2008 LTIP. Shares disposed on-market purely to fund UK tax and national insurance costs. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Company Share Option Plan (CSOP) |
Nature of interest
| 2009 CSOP: Share options capable of vesting in March 2012 subject to remaining in employment. Exercise price: 72.6 pence per share. |
Name of registered holder (if issued securities)
| - |
Date of change | 5 March 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2009 CSOP: 41,000 share options |
Interest acquired | 2009 CSOP: 41,000 options have vested and can be exercised at any time in the next 2 years |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2009 CSOP: 41,000 vested options with an exercise price of 76.2 pence per share |
Detail of contract | Henderson Group Long Term Incentive Plan (LTIP) |
Nature of interest
| Nil-cost options capable of vesting after three years subject to performance conditions, including relative TSR, over three calendar years |
Name of registered holder (if issued securities)
| - |
Date of change | 2 March 2012 exercise of options from 2008 LTIP 5 March 2012 award under 2012 LTIP |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2008 LTIP: 175,000 nil-cost options able to be exercised up to February 2016 2009 LTIP: 825,000 nil-cost options capable of vesting in April 2012 2010 LTIP: 500,000 nil-cost options capable of vesting in March 2013 2011 LTIP: 400,000 nil-cost options capable of vesting in March 2014 |
Interest acquired | 2012 LTIP: 600,000 nil-cost options capable of vesting in March 2015 |
Interest disposed | 2008 LTIP: exercise of 175,000 nil-cost options |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2009 LTIP: 825,000 nil-cost options capable of vesting in April 2012 2010 LTIP: 500,000 nil-cost options capable of vesting in March 2013 2011 LTIP: 400,000 nil-cost options capable of vesting in March 2014 2012 LTIP: 600,000 nil-cost options capable of vesting in March 2015 |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
HGG.L