9th Aug 2013 10:03
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Roger Thompson |
Date of last notice | 27 June 2013 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| |
Date of change | |
No. of securities held prior to change | |
Class | |
Number acquired | |
Number disposed | |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| |
No. of securities held after change | |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Long Term Incentive Plan (LTIP) |
Nature of interest
| Nil-cost options capable of vesting after three years subject to performance conditions, including relative TSR, over three calendar years |
Name of registered holder (if issued securities)
| - |
Date of change | 8 August 2013 under the 2013 LTIP |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| - |
Interest acquired | 2013 LTIP: 350,000 nil-cost options capable of vesting in April 2016 |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | - |
Interest after change | 2013 LTIP: 350,000 nil-cost options capable of vesting in April 2016 |
Detail of contract | Henderson Group Restricted Share Plan (RSP) |
Nature of interest
| Restricted shares subject to employment based conditions. |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
Date of change | 8 August 2013 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| - |
Interest acquired | 2013 RSP: 342,653 shares capable of vesting in December 2014 |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | - |
Interest after change | 2013 RSP: 342,653 shares capable of vesting in December 2014 |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
HGG.L