Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 2500T published at 11:34 on 20/06/2024 , changes made to section 2a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

19 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

740,973

0.16%

6,601,875

1.39%

(2) Cash-settled derivatives:

6,666,902

1.41%

584,755

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

7,407,875

1.56%

7,186,630

1.52%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

810006

11.5300 GBP

11.2071 GBP

0.4p ordinary

Sale

1260473

11.5300 GBP

11.1890 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Decreasing Short

2,065

11.2322 GBP

0.4p ordinary

SWAP

Increasing Short

20,800

11.5300 GBP

0.4p ordinary

CFD

Decreasing Short

21,150

11.1826 GBP

0.4p ordinary

CFD

Decreasing Short

5,097

11.2389 GBP

0.4p ordinary

CFD

Decreasing Short

23,913

11.5289 GBP

0.4p ordinary

CFD

Decreasing Short

76,377

11.5300 GBP

0.4p ordinary

CFD

Increasing Short

250

11.2285 GBP

0.4p ordinary

CFD

Increasing Short

56,327

11.2311 GBP

0.4p ordinary

CFD

Increasing Short

3,000

11.2743 GBP

0.4p ordinary

CFD

Increasing Short

23,952

11.3966 GBP

0.4p ordinary

CFD

Increasing Short

25,147

11.5300 GBP

0.4p ordinary

SWAP

Increasing Long

100

11.2471 GBP

0.4p ordinary

SWAP

Increasing Long

11,390

11.3398 GBP

0.4p ordinary

SWAP

Increasing Long

139,100

11.3850 GBP

0.4p ordinary

SWAP

Decreasing Long

21,183

11.2976 GBP

0.4p ordinary

SWAP

Closing Long

187,721

11.5300 GBP

0.4p ordinary

SWAP

Increasing Long

1,160

11.2503 GBP

0.4p ordinary

SWAP

Increasing Long

30,502

11.2817 GBP

0.4p ordinary

SWAP

Increasing Long

33,550

11.3467 GBP

0.4p ordinary

SWAP

Increasing Long

15,112

11.3649 GBP

0.4p ordinary

SWAP

Increasing Long

79,224

11.5243 GBP

0.4p ordinary

SWAP

Increasing Long

129,376

11.5274 GBP

0.4p ordinary

SWAP

Increasing Long

26,415

11.5300 GBP

0.4p ordinary

SWAP

Decreasing Long

791

11.2071 GBP

0.4p ordinary

SWAP

Decreasing Long

5,611

11.2356 GBP

0.4p ordinary

SWAP

Decreasing Long

6,175

11.2378 GBP

0.4p ordinary

SWAP

Decreasing Long

29,865

11.2380 GBP

0.4p ordinary

SWAP

Increasing Long

3,377

11.1699 GBP

0.4p ordinary

SWAP

Increasing Long

998

11.1996 GBP

0.4p ordinary

SWAP

Increasing Long

7,439

11.2014 GBP

0.4p ordinary

SWAP

Increasing Long

1,176

11.2091 GBP

0.4p ordinary

SWAP

Increasing Long

27,427

11.2318 GBP

0.4p ordinary

SWAP

Increasing Long

10,469

11.3669 GBP

0.4p ordinary

SWAP

Increasing Long

98

11.5299 GBP

0.4p ordinary

SWAP

Decreasing Long

6,701

11.2434 GBP

0.4p ordinary

SWAP

Decreasing Long

1,268

11.3169 GBP

0.4p ordinary

SWAP

Decreasing Long

22,818

11.3322 GBP

0.4p ordinary

SWAP

Decreasing Short

1,500

11.3009 GBP

0.4p ordinary

SWAP

Decreasing Long

6,139

11.2407 GBP

0.4p ordinary

SWAP

Decreasing Long

8,224

11.2807 GBP

0.4p ordinary

SWAP

Decreasing Short

10,549

11.5276 GBP

0.4p ordinary

SWAP

Decreasing Long

3,738

11.2407 GBP

0.4p ordinary

SWAP

Decreasing Long

5,008

11.2807 GBP

0.4p ordinary

SWAP

Increasing Long

11,192

11.3352 GBP

0.4p ordinary

SWAP

Increasing Long

11,708

11.3863 GBP

0.4p ordinary

SWAP

Increasing Long

184,053

11.5300 GBP

0.4p ordinary

SWAP

Decreasing Long

1,258

11.2306 GBP

0.4p ordinary

SWAP

Decreasing Long

1,710

11.2475 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213