Form8.5(EPT/NON-RI)HARGREAVES LANSDOWN PLC Replace

FORM 8.5 (EPT/NON-RI)

This form amends RNS number 4233T published at 11:25 on 21/06/2024, changes made to section 2a and 3a

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

20 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

739,756

0.16%

6,383,753

1.35%

(2) Cash-settled derivatives:

6,534,882

1.38%

642,423

0.14%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

7,274,638

1.53%

7,026,176

1.48%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

809819

11.6687 GBP

11.2744 GBP

0.4p ordinary

Sale

592914

11.6478 GBP

11.3399 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Decreasing Short

1,035

11.3526 GBP

0.4p ordinary

CFD

Decreasing Short

8,945

11.4600 GBP

0.4p ordinary

CFD

Increasing Short

8,945

11.3400 GBP

0.4p ordinary

CFD

Increasing Short

26,082

11.3410 GBP

0.4p ordinary

CFD

Increasing Short

30,000

11.3709 GBP

0.4p ordinary

CFD

Increasing Short

607

11.4303 GBP

0.4p ordinary

CFD

Increasing Short

1,499

11.6014 GBP

0.4p ordinary

SWAP

Increasing Short

140

11.5594 GBP

0.4p ordinary

SWAP

Opening Long

122,969

11.3767 GBP

0.4p ordinary

SWAP

Decreasing Long

34,068

11.4297 GBP

0.4p ordinary

SWAP

Increasing Long

18,264

11.3438 GBP

0.4p ordinary

SWAP

Increasing Long

5,138

11.3747 GBP

0.4p ordinary

SWAP

Increasing Long

48,556

11.4635 GBP

0.4p ordinary

SWAP

Increasing Long

12,647

11.4725 GBP

0.4p ordinary

SWAP

Increasing Long

611

11.5567 GBP

0.4p ordinary

SWAP

Decreasing Long

153,716

11.3400 GBP

0.4p ordinary

SWAP

Decreasing Long

68,358

11.3408 GBP

0.4p ordinary

SWAP

Decreasing Long

15,406

11.4245 GBP

0.4p ordinary

SWAP

Decreasing Long

69,980

11.4628 GBP

0.4p ordinary

SWAP

Decreasing Long

1,495

11.5849 GBP

0.4p ordinary

SWAP

Increasing Long

39,646

11.3399 GBP

0.4p ordinary

SWAP

Increasing Long

1,756

11.4007 GBP

0.4p ordinary

SWAP

Increasing Long

28,733

11.5004 GBP

0.4p ordinary

SWAP

Increasing Long

9,500

11.5223 GBP

0.4p ordinary

SWAP

Increasing Long

140

11.5445 GBP

0.4p ordinary

SWAP

Increasing Long

2,217

11.5660 GBP

0.4p ordinary

SWAP

Increasing Long

268

11.5934 GBP

0.4p ordinary

SWAP

Decreasing Long

9,781

11.3797 GBP

0.4p ordinary

SWAP

Decreasing Long

214

11.4440 GBP

0.4p ordinary

SWAP

Decreasing Long

1,303

11.4935 GBP

0.4p ordinary

SWAP

Decreasing Long

2,670

11.4988 GBP

0.4p ordinary

SWAP

Decreasing Long

52,700

11.5000 GBP

0.4p ordinary

SWAP

Decreasing Long

17,175

11.5001 GBP

0.4p ordinary

SWAP

Increasing Short

375

11.3974 GBP

0.4p ordinary

SWAP

Increasing Long

3,804

11.5817 GBP

0.4p ordinary

SWAP

Increasing Long

4,832

11.6687 GBP

0.4p ordinary

SWAP

Decreasing Long

8,224

11.3529 GBP

0.4p ordinary

SWAP

Increasing Long

2,316

11.5817 GBP

0.4p ordinary

SWAP

Increasing Long

2,942

11.6687 GBP

0.4p ordinary

SWAP

Decreasing Long

5,008

11.3529 GBP

0.4p ordinary

SWAP

Increasing Long

11,990

11.3719 GBP

0.4p ordinary

SWAP

Increasing Long

35,973

11.4453 GBP

0.4p ordinary

SWAP

Increasing Long

20,343

11.4552 GBP

0.4p ordinary

SWAP

Decreasing Long

63,847

11.3400 GBP

0.4p ordinary

SWAP

Decreasing Long

525

11.3515 GBP

0.4p ordinary

SWAP

Decreasing Long

195

11.6150 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213