2nd Dec 2020 14:42
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 1 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 8,287,353 3.62 | 2,730,636 1.19 | ||||
(2) Derivatives (other than options) | 2,562,510 1.12 | 74,527 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,849,863 4.74 | 2,831,463 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase
Sale
| 190 190 154 3 1 5 24,840 121 100 191 48 100 300 2,200 475 7 1,152 2 26 55 638 186 21 52 6,281 45
190 100 100 30 154 20 200 71 1 9 1 5 5 275 3 34 143 221 2,544 24,840 512 6,537 2,190 6,608 617 2,455 1,226 2 683 10 2 734 12 124 102 227 100 236 300 600 108 100 24 200 2,200 45 15 7 1,500 1,152 81 33 2 26 45 27 36 43 4 39 34 638 51 6 5 55 12 317 172 43 148 41 127 15 186 37 159 6 114 2 2,830 9 | 207.4800 207.5100 208.3073 208.8300 208.9400 208.9700 209.2137 209.2300 209.2600 209.2700 209.3317 209.3900 209.4200 209.4268 209.4614 209.5500 209.5600 209.6100 209.6600 209.8300 209.8427 210.2478 210.6400 210.6700 210.6900 210.8160
207.5100 207.7500 207.9400 208.2284 208.3073 208.6900 208.8150 208.8300 208.8500 208.8717 208.9400 208.9500 208.9700 208.9985 209.0300 209.1000 209.1457 209.2104 209.2123 209.2137 209.2500 209.2518 209.2565 209.2568 209.2600 209.2610 209.2621 209.2650 209.2700 209.2705 209.2800 209.2850 209.3000 209.3100 209.3200 209.3289 209.3300 209.3500 209.3567 209.3633 209.3700 209.3800 209.4000 209.4200 209.4268 209.5436 209.5450 209.5500 209.5587 209.5600 209.5760 209.5812 209.6100 209.6600 209.6816 209.7033 209.7039 209.7470 209.7500 209.8049 209.8106 209.8427 209.8986 209.9600 209.9700 209.9731 210.0492 210.0544 210.1023 210.1716 210.1757 210.2120 210.2165 210.2330 210.2478 210.3522 210.4797 210.5500 210.6700 210.6800 210.6900 210.8000 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 154 27 24,840 1,100 1,100 105 256 277 159 50
190 | 208.3073 208.8844 209.2137 209.4232 209.4305 209.7155 209.8737 209.8737 210.4793 210.6700
207.5100 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 2 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord