18th Sep 2015 16:26
AMENDMENT
(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | SALES | 99,847 | 51.8600 USD | 50.9600 USD |
B ADSs | PURCHASES | 2,300 | 52.0300 USD | 51.1800 USD |
B ADSs | SALES | 3,000 | 51.9600 USD | 50.9800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 900 | 50.9600 USD |
A ADSs | CFD | LONG | 2,100 | 51.4372 USD |
A ADSs | CFD | LONG | 8,752 | 51.4569 USD |
A ADSs | CFD | LONG | 63,863 | 51.4655 USD |
A ADSs | CFD | LONG | 1,100 | 51.5662 USD |
A ADSs | CFD | LONG | 200 | 51.6100 USD |
A ADSs | CFD | LONG | 22,914 | 51.6567 USD |
A ADSs | CFD | LONG | 10 | 51.6800 USD |
A ADSs | CFD | LONG | 8 | 51.6800 USD |
B ADSs | CFD | LONG | 600 | 50.9800 USD |
B ADSs | CFD | LONG | 2,300 | 51.6491 USD |
B ADSs | CFD | LONG | 100 | 51.8300 USD |
B ADSs | CFD | SHORT | 1,700 | 51.6990 USD |
B ADSs | CFD | SHORT | 400 | 51.7275 USD |
B ADSs | CFD | SHORT | 200 | 51.8100 USD |
EUR 0.07 A ordinary | CFD | LONG | 26,897 | 22.4424 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 22.4851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16 | 22.4851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 278 | 22.4851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,411 | 22.4953 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 22.5050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 118 | 22.5050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 22.5715 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,276 | 22.6252 EUR |
EUR 0.07 A ordinary | CFD | LONG | 93 | 22.6252 EUR |
EUR 0.07 A ordinary | CFD | LONG | 106 | 22.7318 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,311 | 22.7321 EUR |
EUR 0.07 A ordinary | CFD | LONG | 512 | 22.7324 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 22.7367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 22.7367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 177 | 22.7367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,090 | 22.3750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,400 | 22.5814 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,900 | 22.6374 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 103 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,069 | 16.2989 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,560 | 16.3283 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,077 | 16.3486 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,098 | 16.4292 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,447 | 16.4292 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,440 | 16.4783 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,260 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,069 | 16.3100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,563 | 16.3229 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,500 | 16.3844 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,121 | 16.4795 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,000 | 16.2931 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 16.3345 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 16.3366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,000 | 16.3795 GBP |
EUR 0.07 B ordinary | CFD | LONG | 833 | 16.3886 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,167 | 16.3983 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,926 | 16.4153 GBP |
EUR 0.07 B ordinary | CFD | LONG | 387 | 16.4740 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,190 | 16.5789 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,927 | 16.3650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,812 | 16.5045 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,680 | 16.5045 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 314 | 16.7150 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L