17th Jun 2015 17:11
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 722,263 | 26.2900 EUR | 25.7100 EUR |
EUR 0.07 A ordinary | SALES | 672,169 | 26.2850 EUR | 25.7100 EUR |
EUR 0.07 A ordinary | PURCHASES | 972,267 | 18.9900 GBP | 18.5200 GBP |
EUR 0.07 A ordinary | SALES | 289,031 | 18.9700 GBP | 18.5200 GBP |
EUR 0.07 B ordinary | PURCHASES | 902,320 | 19.2550 GBP | 18.7550 GBP |
EUR 0.07 B ordinary | SALES | 1,220,748 | 19.2500 GBP | 18.7750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 12,720 | 25.7950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 339 | 25.7950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 843 | 25.8100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,898 | 25.8782 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,124 | 25.9342 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,793 | 25.9421 EUR |
EUR 0.07 A ordinary | CFD | LONG | 113 | 25.9683 EUR |
EUR 0.07 A ordinary | CFD | LONG | 403 | 25.9683 EUR |
EUR 0.07 A ordinary | CFD | LONG | 263,122 | 25.9725 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,407 | 26.0992 EUR |
EUR 0.07 A ordinary | CFD | LONG | 84 | 26.1350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 181 | 25.8150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,796 | 25.8990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 789 | 25.8990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,338 | 25.8990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,616 | 25.9168 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 113 | 25.9208 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 108 | 25.9208 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,740 | 25.9327 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 262,923 | 25.9451 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,074 | 25.9574 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 84 | 26.1050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,872 | 26.2404 EUR |
EUR 0.07 A ordinary | CFD | LONG | 666 | 18.5532 GBP |
EUR 0.07 A ordinary | CFD | LONG | 991 | 18.5532 GBP |
EUR 0.07 A ordinary | CFD | LONG | 797 | 18.6238 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,370 | 18.6758 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60,404 | 18.6778 GBP |
EUR 0.07 A ordinary | CFD | LONG | 719 | 18.6967 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128 | 18.6967 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29,217 | 18.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,721 | 18.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 18.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,087 | 18.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,533 | 18.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,012 | 18.6223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,992 | 18.6223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,041 | 18.6223 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,687 | 18.6382 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29,632 | 18.6518 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,051 | 18.6886 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,628 | 18.7089 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 229,922 | 18.7233 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35 | 18.8350 GBP |
B ADSs | CFD | SHORT | 338 | 59.0300 USD |
EUR 0.07 B ordinary | CFD | LONG | 38 | 18.8100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,963 | 18.8400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,583 | 18.9338 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58,206 | 18.9689 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,000 | 18.9975 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58 | 19.0150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,087 | 19.0150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 170 | 19.0150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114,810 | 19.1059 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,190 | 19.1059 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 783 | 18.8525 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,316 | 18.8525 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,738 | 18.8525 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,332 | 18.8997 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,101 | 18.9295 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 144,768 | 18.9483 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,392 | 18.9507 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 58,405 | 18.9650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,603 | 19.0350 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | SALE | 5,000 | 28.0000 | A | 18/12/2015 | 0.4300 EUR |
EUR 0.07 A ordinary | CALL | SALE | 195,000 | 28.0000 | A | 18/12/2015 | 0.4300 EUR |
EUR 0.07 A ordinary | PUT | SALE | 200,000 | 24.0000 | A | 18/12/2015 | 0.9000 EUR |
EUR 0.07 B ordinary | CALL | PURCHASE | 102,875 | 2,100.0000 | A | 17/07/2015 | 0.0100 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 149,064 | 2,100.0000 | A | 17/07/2015 | 0.0100 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 10,394 | 2,100.0000 | A | 17/07/2015 | 0.0100 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 65,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 228,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 95,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 57,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 80,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 39,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 436,000 | 1,850.0000 | A | 19/06/2015 | 380.0000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L