14th Aug 2019 11:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 13 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 357,526
1,016,724 | 4.9880 GBP
5.0280 GBP | 4.6414 GBP
4.6788 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1,592 7,792 1,711 12,984 6,139 14,832 5,663 3,960 32,479 65,368 7,272 5,366 1,313 11 14 1,823 2,602 1,230 537 96 3,413 24,588 28,523 361 250,000 667 184 2,487 12,335 2,262 110,840 1,924 12,292 6,947 3,144 1,230 791 67,525 1 10,348 747 1,815
10,700 5,480 1,857 1,362 9,058 2,510 1,906 17,441 3,526 1,862 | 4.6788 GBP 4.7585 GBP 4.7734 GBP 4.7890 GBP 4.8029 GBP 4.8127 GBP 4.8424 GBP 4.8436 GBP 4.8528 GBP 4.8533 GBP 4.8540 GBP 4.8592 GBP 4.8597 GBP 4.8618 GBP 4.8648 GBP 4.8653 GBP 4.8658 GBP 4.8659 GBP 4.8662 GBP 4.8668 GBP 4.8754 GBP 4.8755 GBP 4.8764 GBP 4.8882 GBP 4.8990 GBP 4.8999 GBP 4.9000 GBP 4.9008 GBP 4.9056 GBP 4.9076 GBP 4.9080 GBP 4.9083 GBP 4.9124 GBP 4.9143 GBP 4.9168 GBP 4.9256 GBP 4.9389 GBP 4.9426 GBP 4.9436 GBP 4.9444 GBP 4.9995 GBP 4.9997 GBP
4.7431 GBP 4.7853 GBP 4.8111 GBP 4.8447 GBP 4.8580 GBP 4.8613 GBP 4.9045 GBP 4.9080 GBP 4.9100 GBP 4.9176 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aston Martin Lagonda