12th Jun 2015 17:22
AMENDMENT Section 2a
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 900 | 60.0500 USD | 59.5500 USD |
B ADSs | SALES | 2,500 | 60.0000 USD | 59.4700 USD |
A ADSs | PURCHASES | 9,068 | 59.3400 USD | 59.0100 USD |
A ADSs | SALES | 1,600 | 59.3300 USD | 58.9100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 4,162 | 26.0955 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33 | 26.1250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,870 | 26.1400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 864 | 26.1424 EUR |
EUR 0.07 A ordinary | CFD | LONG | 376 | 26.1425 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79 | 26.1426 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 244 | 25.8548 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,023 | 26.0625 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 74 | 26.1400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,741 | 18.8300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,772 | 18.8850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,210 | 18.9620 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,640 | 18.9659 GBP |
EUR 0.07 A ordinary | CFD | LONG | 160 | 18.9680 GBP |
EUR 0.07 A ordinary | CFD | LONG | 228 | 18.9850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,677 | 18.9410 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 338 | 18.9547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,835 | 18.9547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,593 | 18.9601 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 343 | 19.0135 GBP |
B ADSs | CFD | LONG | 300 | 59.4700 USD |
B ADSs | CFD | LONG | 200 | 59.6700 USD |
B ADSs | CFD | LONG | 900 | 59.8288 USD |
B ADSs | CFD | LONG | 100 | 59.9000 USD |
B ADSs | CFD | LONG | 800 | 59.9125 USD |
B ADSs | CFD | LONG | 200 | 59.9500 USD |
B ADSs | CFD | SHORT | 900 | 59.8257 USD |
EUR 0.07 B ordinary | CFD | LONG | 9,662 | 19.0843 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,700 | 19.0843 GBP |
EUR 0.07 B ordinary | CFD | LONG | 600 | 19.0843 GBP |
EUR 0.07 B ordinary | CFD | LONG | 700 | 19.0971 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,600 | 19.0971 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,627 | 19.0971 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,170 | 19.1609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,841 | 19.1869 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,857 | 19.1906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,426 | 19.1944 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,200 | 19.1944 GBP |
EUR 0.07 B ordinary | CFD | LONG | 700 | 19.1944 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18 | 19.2161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 19.2291 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,324 | 18.9700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,611 | 19.1617 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 852 | 19.2088 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,400 | 19.2134 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 311 | 19.2450 GBP |
A ADSs | CFD | LONG | 300 | 58.9100 USD |
A ADSs | CFD | LONG | 800 | 59.1337 USD |
A ADSs | CFD | LONG | 500 | 59.2220 USD |
A ADSs | CFD | SHORT | 1,700 | 59.0840 USD |
A ADSs | CFD | SHORT | 53 | 59.1020 USD |
A ADSs | CFD | SHORT | 69 | 59.1020 USD |
A ADSs | CFD | SHORT | 5,130 | 59.1644 USD |
A ADSs | CFD | SHORT | 716 | 59.1731 USD |
A ADSs | CFD | SHORT | 1,400 | 59.1915 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L