10th Jun 2015 14:59
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 767,776 | 26.4550 EUR | 25.9050 EUR |
EUR 0.07 A ordinary | SALES | 1,298,253 | 26.4550 EUR | 25.9100 EUR |
EUR 0.07 B ordinary | PURCHASES | 45 | 26.2042 EUR
| 26.2042 EUR
|
EUR 0.07 B ordinary | SALES | 56 | 26.2100 EUR | 25.1700 EUR |
EUR 0.07 A ordinary | PURCHASES | 512,554 | 19.1400 GBP | 18.8650 GBP |
EUR 0.07 A ordinary | SALES | 1,017,501 | 19.1350 GBP | 18.8650 GBP |
EUR 0.07 B ordinary | PURCHASES | 637,325 | 19.2800 GBP | 19.0000 GBP |
EUR 0.07 B ordinary | SALES | 918,947 | 19.2750 GBP | 19.0050 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 23,009 | 26.0250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,877 | 26.0250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 941 | 26.0600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39,051 | 26.0664 EUR |
EUR 0.07 A ordinary | CFD | LONG | 342,625 | 26.0805 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,947 | 26.0805 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,158 | 26.0940 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,648 | 26.0940 EUR |
EUR 0.07 A ordinary | CFD | LONG | 440 | 26.1045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,090 | 26.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 64 | 26.0150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,640 | 26.0250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,971 | 26.0250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,356 | 26.0250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,822 | 26.0764 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 342,502 | 26.0785 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,175 | 26.0836 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,034 | 26.1094 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 696 | 26.1217 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 26.1217 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 442 | 26.1964 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 516 | 26.2620 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,203 | 18.9342 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,412 | 18.9744 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,005 | 18.9797 GBP |
EUR 0.07 A ordinary | CFD | LONG | 64,807 | 18.9801 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,874 | 18.9983 GBP |
EUR 0.07 A ordinary | CFD | LONG | 410 | 19.0137 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,726 | 19.0137 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,214 | 19.0137 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,843 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,080 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 226 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 439 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,733 | 19.0208 GBP |
EUR 0.07 A ordinary | CFD | LONG | 50,944 | 19.0234 GBP |
EUR 0.07 A ordinary | CFD | LONG | 441,963 | 19.0250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,952 | 19.0500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,858 | 19.0500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 73 | 18.9700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,729 | 18.9841 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,945 | 18.9855 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 54,366 | 18.9932 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 825 | 19.0000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 521 | 19.0000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,978 | 19.0121 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,842 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,197 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,933 | 19.0200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,729 | 19.0290 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 985 | 19.0548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,057 | 19.1300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,230 | 19.1300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,296 | 19.1300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,988 | 19.1312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,300 | 19.1388 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,398 | 19.1426 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,995 | 19.1427 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,758 | 19.1479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 624 | 19.1479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,848 | 19.1479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 56,150 | 19.1509 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,710 | 19.1509 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,680 | 19.1517 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,750 | 19.1517 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,261 | 19.1543 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,170 | 19.1609 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,611 | 19.1659 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,610 | 19.1675 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114 | 19.1683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,302 | 19.1864 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172,657 | 19.1950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41 | 19.0064 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 769 | 19.0064 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 121 | 19.0064 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,895 | 19.1014 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,443 | 19.1262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,900 | 19.1469 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,372 | 19.1488 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,833 | 19.1516 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,239 | 19.1570 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,956 | 19.1810 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,018 | 19.1810 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | PURCHASE | 100,000 | 26.0000 | A | 17/07/2015 | 0.5600 EUR |
EUR 0.07 A ordinary | PUT | SALE | 34,900 | 26.0000 | A | 19/06/2015 | 0.3000 EUR |
EUR 0.07 A ordinary | PUT | SALE | 65,100 | 26.0000 | A | 19/06/2015 | 0.3000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L