29th Jun 2021 16:56
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Morrison (WM) Supermarkets plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | financial adviser to Clayton, Dubilier & Rice, LLC as manager of Clayton, Dubilier & Rice Funds XI |
(d) Date dealing undertaken: | 21 June 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Purchase
Sale | 33,046,104
27,484,946 | 2.4039 GBP
2.4020 GBP | 2.2810 GBP
2.2810 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 199,783 170,426 114,638 535,449 706,697 1,834,174 333,513 868,738 104,334 327,825 1,201 1,910 17,072 13,786 278 14,379 113,629 40 110 20 1,882 14,323 324 121,039 66,971 66,972 3,481,872 882,560 85,110 69,592 91,329 124,493 2,411 122 183 27,034 534 305,436 218,895 36 145 658 18,824 16,636 8,257 737 12,956 6 542 37,052 737 146,566 173,315 10,266 10 4,610 9 37,535 18 31,699 2,326,860 28,010 73,289 13,003 264,711
625,000 1 2,347,600 1,072,070 31,588 7,723 9,490 2,152 4,792 12,835 51,646 19,055 9,358 18,264 233,263 63,869 346,301 196,793 671 1,228 123 340,422 2,266 9,479 67,579 440,353 1,593 120,291 27,037 12,111 120,250 94,457 206,823 60,535 72,033 7,357
12,260 4,278 116,299 52,263 15,504 2 66,773 80,947 117,657 297,430 8,049
4,160 693 1,925 198,075 145,790 62,497 114,475 87,417 4,870 85,831 15,942 77,616 42,282 207,223 50,147 2,272 164,738 27,907 32,373 121,028 54,210 600,000 226,142 43,063 2,223 5,626 1,428 30,803 7,214 114,683
250,000 100,000 250,000 250,000 250,000 730,426 250,000 1,069,574 500,000 1,148,008
50,000 5,888 | 2.2817 GBP 2.3176 GBP 2.3212 GBP 2.3259 GBP 2.3269 GBP 2.3372 GBP 2.3381 GBP 2.3480 GBP 2.3484 GBP 2.3493 GBP 2.3496 GBP 2.3532 GBP 2.3551 GBP 2.3556 GBP 2.3559 GBP 2.3560 GBP 2.3569 GBP 2.3571 GBP 2.3576 GBP 2.3577 GBP 2.3578 GBP 2.3579 GBP 2.3582 GBP 2.3622 GBP 2.3623 GBP 2.3631 GBP 2.3674 GBP 2.3677 GBP 2.3679 GBP 2.3680 GBP 2.3683 GBP 2.3684 GBP 2.3685 GBP 2.3686 GBP 2.3687 GBP 2.3688 GBP 2.3689 GBP 2.3691 GBP 2.3694 GBP 2.3698 GBP 2.3710 GBP 2.3711 GBP 2.3712 GBP 2.3713 GBP 2.3714 GBP 2.3716 GBP 2.3727 GBP 2.3728 GBP 2.3742 GBP 2.3743 GBP 2.3744 GBP 2.3746 GBP 2.3751 GBP 2.3752 GBP 2.3754 GBP 2.3770 GBP 2.3774 GBP 2.3776 GBP 2.3786 GBP 2.3806 GBP 2.3906 GBP 2.3912 GBP 2.3918 GBP 2.4020 GBP 2.4039 GBP
2.3177 GBP 2.3178 GBP 2.3315 GBP 2.3429 GBP 2.3454 GBP 2.3458 GBP 2.3482 GBP 2.3484 GBP 2.3495 GBP 2.3511 GBP 2.3513 GBP 2.3519 GBP 2.3527 GBP 2.3550 GBP 2.3564 GBP 2.3568 GBP 2.3582 GBP 2.3586 GBP 2.3608 GBP 2.3614 GBP 2.3628 GBP 2.3634 GBP 2.3635 GBP 2.3640 GBP 2.3642 GBP 2.3664 GBP 2.3709 GBP 2.3724 GBP 2.3847 GBP 2.3875 GBP 2.3876 GBP 2.3888 GBP 2.3919 GBP 2.4018 GBP 2.4019 GBP 2.4020 GBP
2.3169 GBP 2.3356 GBP 2.3366 GBP 2.3394 GBP 2.3438 GBP 2.3445 GBP 2.3610 GBP 2.3613 GBP 2.3830 GBP 2.3908 GBP 2.4020 GBP
2.2811 GBP 2.3213 GBP 2.3323 GBP 2.3433 GBP 2.3445 GBP 2.3449 GBP 2.3489 GBP 2.3491 GBP 2.3492 GBP 2.3501 GBP 2.3508 GBP 2.3511 GBP 2.3515 GBP 2.3520 GBP 2.3523 GBP 2.3526 GBP 2.3533 GBP 2.3537 GBP 2.3558 GBP 2.3595 GBP 2.3599 GBP 2.3601 GBP 2.3613 GBP 2.3615 GBP 2.3639 GBP 2.3656 GBP 2.3665 GBP 2.3743 GBP 2.3827 GBP 2.4020 GBP
2.2989 GBP 2.3177 GBP 2.3188 GBP 2.3285 GBP 2.3398 GBP 2.3464 GBP 2.3471 GBP 2.3484 GBP 2.3490 GBP 2.3543 GBP
2.2817 GBP 2.2821 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 June 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MRW.L