18th May 2015 11:24
| FORM 8.5 (EPT/NON-RI) | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||||||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||||||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||||||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | TELECITY GROUP PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | TELECITY GROUP PLC | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 15 May 2015 | |||||||||||||
| (e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | NO | |||||||||||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,827,220 | 0.90% | 148,324 | 0.07% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 99,810 | 0.05% | 1,800,300 | 0.89% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,927,030 | 0.95% | 1,948,624 | 0.96% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||||||||
| security | securities | paid/received | paid/received | ||||||||||||
| ORD | Purchase | 568,752 | 10.8100 GBP | 10.73 GBP | |||||||||||
| ORD | Sale | 2,490,714 | 10.8400 GBP | 10.73 GBP | |||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 200 | 10.7939 GBP | |||||||||||
| ORD | CFD | Long | 1,943 | 10.7285 GBP | |||||||||||
| ORD | SWAP | Long | 5,189 | 10.7844 GBP | |||||||||||
| ORD | SWAP | Long | 18,504 | 10.7481 GBP | |||||||||||
| ORD | SWAP | Long | 41,988 | 10.7633 GBP | |||||||||||
| ORD | CFD | Short | 1,943 | 10.7316 GBP | |||||||||||
| ORD | CFD | Short | 5,412 | 10.7919 GBP | |||||||||||
| ORD | SWAP | Short | 15,761 | 10.7726 GBP | |||||||||||
| ORD | SWAP | Short | 18,989 | 10.7039 GBP | |||||||||||
| ORD | SWAP | Short | 500,000 | 10.8003 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the exempt principal trader making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 18 May 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
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