14th Dec 2017 11:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 13 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 993553 | 5.2095324 GBP | 5.20250 GBP |
25p ordinary | Sell
| 1061588 | 5.2095324 GBP | 5.20250 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 2688 | 5.23111 GBP |
25p ordinary | CFD
| Long | 1491 | 5.23101274 GBP |
25p ordinary | CFD
| Long | 44761 | 5.2511 GBP |
25p ordinary | CFD
| Long | 2300 | 5.246522 GBP |
25p ordinary | CFD
| Long | 2721 | 5.24765 GBP |
25p ordinary | CFD
| Long | 700 | 5.252143 GBP |
25p ordinary | CFD
| Long | 1286 | 5.252667 GBP |
25p ordinary | CFD
| Long | 6120 | 5.24768464052288 GBP |
25p ordinary | CFD
| Long | 36295 | 5.23946714423474 GBP |
25p ordinary | CFD
| Long | 16848 | 5.22796771130104 GBP |
25p ordinary | CFD
| Long | 9936 | 5.2355152979066 GBP |
25p ordinary | CFD
| Long | 253 | 5.2442 GBP |
25p ordinary | CFD
| Long | 5921 | 5.22905590271914 GBP |
25p ordinary | CFD
| Long | 19665 | 5.25010628019324 GBP |
25p ordinary | CFD
| Long | 14215 | 5.24924586704186 GBP |
25p ordinary | CFD
| Long | 1000 | 5.2357 GBP |
25p ordinary | CFD
| Long | 582 | 5.236598 GBP |
25p ordinary | CFD
| Long | 151490 | 5.221888 GBP |
25p ordinary | CFD
| Long | 110 | 5.236636 GBP |
25p ordinary | CFD
| Long | 3229 | 5.221889 GBP |
25p ordinary | CFD
| Long | 2428 | 5.221886 GBP |
25p ordinary | CFD
| Long | 82 | 5.236585 GBP |
25p ordinary | CFD
| Long | 4040 | 5.236599 GBP |
25p ordinary | CFD
| Long | 509 | 5.236601 GBP |
25p ordinary | CFD
| Long | 1742 | 5.229875 GBP |
25p ordinary | CFD
| Long | 13600 | 5.235372 GBP |
25p ordinary | CFD
| Long | 22412 | 5.245983 GBP |
25p ordinary | CFD
| Long | 4000 | 5.2525 GBP |
25p ordinary | CFD
| Long | 207100 | 5.23909 GBP |
25p ordinary | CFD
| Long | 5584 | 5.209532 GBP |
25p ordinary | CFD
| Short | 42 | 5.238024 GBP |
25p ordinary | CFD
| Short | 42 | 5.215 GBP |
25p ordinary | CFD
| Short | 81 | 5.240524 GBP |
25p ordinary | CFD
| Short | 72 | 5.243091 GBP |
25p ordinary | CFD
| Short | 732 | 5.2525 GBP |
25p ordinary | CFD
| Short | 592 | 5.236974 GBP |
25p ordinary | CFD
| Short | 384 | 5.230352 GBP |
25p ordinary | CFD
| Short | 296 | 5.225362 GBP |
25p ordinary | CFD
| Short | 231 | 5.237149 GBP |
25p ordinary | CFD
| Short | 196 | 5.222604 GBP |
25p ordinary | CFD
| Short | 163 | 5.226017 GBP |
25p ordinary | CFD
| Short | 128 | 5.248287 GBP |
25p ordinary | CFD
| Short | 167232 | 5.2285 GBP |
25p ordinary | CFD
| Short | 5584 | 5.209532 GBP |
25p ordinary | CFD
| Short | 37754 | 5.25 GBP |
25p ordinary | CFD
| Short | 8042 | 6.997436 USD |
25p ordinary | CFD
| Short | 45840 | 5.227428 GBP |
25p ordinary | CFD
| Short | 19426 | 5.227493 GBP |
25p ordinary | CFD
| Short | 12366 | 5.229271 GBP |
25p ordinary | CFD
| Short | 47046 | 5.225888 GBP |
25p ordinary | CFD
| Short | 4527 | 5.239887 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 December 2017 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L