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Form 8.5 Glencore International Plc

27th Jun 2012 10:50

RNS Number : 2522G
Nomura International PLC (EPT)
27 June 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

26 June 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,828,648

0.055

10,902,244

0.157

(2) Derivatives (other than options):

5,747,151

0.083

(3) Options and agreements to purchase/sell:

 

TOTAL:

9,575,799

0.138

10,902,244

0.157

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,200,000

0.052

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,200,000

0.052

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

6,350

3.0125

Ordinary shares

Purchase

7,007

3.0130

Ordinary shares

Purchase

919

3.0135

Ordinary shares

Purchase

7,290

3.0140

Ordinary shares

Purchase

25,050

3.0150

Ordinary shares

Purchase

1,724

3.0155

Ordinary shares

Purchase

6,596

3.0160

Ordinary shares

Purchase

1,388

3.0165

Ordinary shares

Purchase

11,966

3.0180

Ordinary shares

Purchase

4,135

3.0185

Ordinary shares

Purchase

12,685

3.0190

Ordinary shares

Purchase

13,499

3.0195

Ordinary shares

Purchase

44,043

3.0200

Ordinary shares

Purchase

9,858

3.0205

Ordinary shares

Purchase

1,005

3.0210

Ordinary shares

Purchase

34,150

3.0215

Ordinary shares

Purchase

13,639

3.0220

Ordinary shares

Purchase

8,079

3.0225

Ordinary shares

Purchase

10,360

3.0230

Ordinary shares

Purchase

1,852

3.0235

Ordinary shares

Purchase

8,992

3.0240

Ordinary shares

Purchase

3,864

3.0245

Ordinary shares

Purchase

28,699

3.0250

Ordinary shares

Purchase

2,265

3.0255

Ordinary shares

Purchase

22,745

3.0260

Ordinary shares

Purchase

4,181

3.0265

Ordinary shares

Purchase

27,636

3.0270

Ordinary shares

Purchase

9,945

3.0275

Ordinary shares

Purchase

20,495

3.0280

Ordinary shares

Purchase

23,230

3.0285

Ordinary shares

Purchase

1,303

3.0290

Ordinary shares

Purchase

8,080

3.0295

Ordinary shares

Purchase

44,599

3.0300

Ordinary shares

Purchase

13,738

3.0305

Ordinary shares

Purchase

39,156

3.0310

Ordinary shares

Purchase

8,950

3.0315

Ordinary shares

Purchase

10,000

3.0320

Ordinary shares

Purchase

26,185

3.0325

Ordinary shares

Purchase

6,794

3.0330

Ordinary shares

Purchase

6,666

3.0335

Ordinary shares

Purchase

1,095

3.0340

Ordinary shares

Purchase

4,578

3.0345

Ordinary shares

Purchase

29,764

3.0350

Ordinary shares

Purchase

24,297

3.0355

Ordinary shares

Purchase

55,355

3.0365

Ordinary shares

Purchase

4,592

3.0370

Ordinary shares

Purchase

380

3.0375

Ordinary shares

Purchase

2,943

3.0385

Ordinary shares

Purchase

7,218

3.0390

Ordinary shares

Purchase

1,345

3.0395

Ordinary shares

Purchase

38,651

3.0400

Ordinary shares

Purchase

21,625

3.0405

Ordinary shares

Purchase

9,868

3.0410

Ordinary shares

Purchase

413

3.0415

Ordinary shares

Purchase

2,752

3.0420

Ordinary shares

Purchase

3,087

3.0425

Ordinary shares

Purchase

31,938

3.0427

Ordinary shares

Purchase

14,452

3.0430

Ordinary shares

Purchase

6,766

3.0435

Ordinary shares

Purchase

10,534

3.0440

Ordinary shares

Purchase

6,965

3.0445

Ordinary shares

Purchase

5,711

3.0450

Ordinary shares

Purchase

3,527

3.0455

Ordinary shares

Purchase

4,354

3.0460

Ordinary shares

Purchase

13,136

3.0465

Ordinary shares

Purchase

11,326

3.0470

Ordinary shares

Purchase

5,667

3.0475

Ordinary shares

Purchase

5,368

3.0480

Ordinary shares

Purchase

6,170

3.0490

Ordinary shares

Purchase

8,245

3.0495

Ordinary shares

Purchase

249,592

3.0500

Ordinary shares

Purchase

44,445

3.0505

Ordinary shares

Purchase

7,475

3.0510

Ordinary shares

Purchase

2,489

3.0520

Ordinary shares

Purchase

1,300

3.0530

Ordinary shares

Purchase

610

3.0535

Ordinary shares

Purchase

450

3.0542

Ordinary shares

Purchase

835

3.0545

Ordinary shares

Purchase

7,824

3.0550

Ordinary shares

Purchase

5,112

3.0555

Ordinary shares

Purchase

1,364

3.0570

Ordinary shares

Purchase

10,909

3.0580

Ordinary shares

Purchase

2,667

3.0585

Ordinary shares

Purchase

610

3.0590

Ordinary shares

Purchase

4,989

3.0595

Ordinary shares

Purchase

29,773

3.0600

Ordinary shares

Purchase

4,979

3.0605

Ordinary shares

Purchase

1,287

3.0610

Ordinary shares

Purchase

428

3.0615

Ordinary shares

Purchase

159

3.0620

Ordinary shares

Purchase

2,310

3.0630

Ordinary shares

Purchase

1,997

3.0640

Ordinary shares

Purchase

82

3.0645

Ordinary shares

Purchase

976

3.0650

Ordinary shares

Purchase

6,837

3.0655

Ordinary shares

Purchase

7,591

3.0660

Ordinary shares

Purchase

1,500

3.0670

Ordinary shares

Purchase

2,308

3.0675

Ordinary shares

Purchase

1,985

3.0680

Ordinary shares

Purchase

4,104

3.0685

Ordinary shares

Purchase

3,352

3.0690

Ordinary shares

Purchase

2,347

3.0695

Ordinary shares

Purchase

26,037

3.0700

Ordinary shares

Purchase

3,274

3.0710

Ordinary shares

Purchase

9,885

3.0715

Ordinary shares

Purchase

186,125

3.0715

Ordinary shares

Purchase

560

3.0720

Ordinary shares

Purchase

8,138

3.0725

Ordinary shares

Purchase

1,559

3.0730

Ordinary shares

Purchase

26,189

3.0731

Ordinary shares

Purchase

2,887

3.0740

Ordinary shares

Purchase

1,597

3.0755

Ordinary shares

Purchase

5,369

3.0760

Ordinary shares

Purchase

17,650

3.0765

Ordinary shares

Purchase

28,251

3.0775

Ordinary shares

Purchase

3,467

3.0795

Ordinary shares

Purchase

57,784

3.0800

Ordinary shares

Purchase

1,942

3.0805

Ordinary shares

Purchase

1,472

3.0810

Ordinary shares

Purchase

3,567

3.0815

Ordinary shares

Purchase

4,480

3.0820

Ordinary shares

Purchase

26,214

3.0825

Ordinary shares

Purchase

4,500

3.0830

Ordinary shares

Purchase

4,178

3.0835

Ordinary shares

Purchase

11,134

3.0840

Ordinary shares

Purchase

8,238

3.0845

Ordinary shares

Purchase

47,968

3.0850

Ordinary shares

Purchase

1,173

3.0860

Ordinary shares

Purchase

2,018

3.0865

Ordinary shares

Purchase

22,982

3.0875

Ordinary shares

Purchase

1,403

3.0880

Ordinary shares

Purchase

3,822

3.0885

Ordinary shares

Purchase

7,793

3.0890

Ordinary shares

Purchase

4,840

3.0895

Ordinary shares

Purchase

52,205

3.0900

Ordinary shares

Purchase

29,534

3.0904

Ordinary shares

Purchase

5,140

3.0905

Ordinary shares

Purchase

42,996

3.0910

Ordinary shares

Purchase

3,121

3.0915

Ordinary shares

Purchase

16,508

3.0920

Ordinary shares

Purchase

40,379

3.0925

Ordinary shares

Purchase

11,405

3.0930

Ordinary shares

Purchase

12,495

3.0935

Ordinary shares

Purchase

22,945

3.0940

Ordinary shares

Purchase

6,306

3.0945

Ordinary shares

Purchase

31,946

3.0950

Ordinary shares

Purchase

1,500

3.0955

Ordinary shares

Purchase

500

3.0960

Ordinary shares

Purchase

1,749

3.0965

Ordinary shares

Purchase

1,500

3.0975

Ordinary shares

Purchase

4,200

3.0980

Ordinary shares

Purchase

31,577

3.0985

Ordinary shares

Purchase

773

3.0995

Ordinary shares

Purchase

22,783

3.1000

Ordinary shares

Sale

12,520

3.0110

Ordinary shares

Sale

3,700

3.0115

Ordinary shares

Sale

20,000

3.0125

Ordinary shares

Sale

1,780

3.0130

Ordinary shares

Sale

605

3.0140

Ordinary shares

Sale

14,918

3.0145

Ordinary shares

Sale

56,749

3.0150

Ordinary shares

Sale

4,553

3.0155

Ordinary shares

Sale

16,282

3.0160

Ordinary shares

Sale

1,092

3.0170

Ordinary shares

Sale

1,584

3.0180

Ordinary shares

Sale

13,933

3.0185

Ordinary shares

Sale

11,083

3.0190

Ordinary shares

Sale

1,894

3.0195

Ordinary shares

Sale

44,260

3.0200

Ordinary shares

Sale

3,206

3.0205

Ordinary shares

Sale

15,576

3.0210

Ordinary shares

Sale

12,935

3.0215

Ordinary shares

Sale

13,697

3.0220

Ordinary shares

Sale

16,754

3.0225

Ordinary shares

Sale

10,696

3.0230

Ordinary shares

Sale

5,823

3.0235

Ordinary shares

Sale

8,854

3.0240

Ordinary shares

Sale

4,844

3.0245

Ordinary shares

Sale

11,052

3.0250

Ordinary shares

Sale

20,500

3.0253

Ordinary shares

Sale

5,514

3.0255

Ordinary shares

Sale

14,018

3.0260

Ordinary shares

Sale

8,246

3.0265

Ordinary shares

Sale

45,393

3.0270

Ordinary shares

Sale

4,514

3.0275

Ordinary shares

Sale

5,431

3.0280

Ordinary shares

Sale

24,401

3.0285

Ordinary shares

Sale

18,382

3.0290

Ordinary shares

Sale

8,279

3.0295

Ordinary shares

Sale

78,660

3.0300

Ordinary shares

Sale

30,126

3.0305

Ordinary shares

Sale

1,156

3.0308

Ordinary shares

Sale

40,608

3.0310

Ordinary shares

Sale

61,341

3.0315

Ordinary shares

Sale

63,617

3.0320

Ordinary shares

Sale

15,603

3.0325

Ordinary shares

Sale

364

3.0328

Ordinary shares

Sale

4,237

3.0330

Ordinary shares

Sale

4,144

3.0335

Ordinary shares

Sale

342

3.0338

Ordinary shares

Sale

16,492

3.0340

Ordinary shares

Sale

1,025

3.0343

Ordinary shares

Sale

22,026

3.0345

Ordinary shares

Sale

19,363

3.0350

Ordinary shares

Sale

388

3.0353

Ordinary shares

Sale

16,425

3.0355

Ordinary shares

Sale

11,541

3.0360

Ordinary shares

Sale

5,462

3.0365

Ordinary shares

Sale

59,184

3.0370

Ordinary shares

Sale

16,888

3.0375

Ordinary shares

Sale

10,728

3.0380

Ordinary shares

Sale

11,703

3.0385

Ordinary shares

Sale

3,635

3.0390

Ordinary shares

Sale

5,067

3.0395

Ordinary shares

Sale

1,901

3.0400

Ordinary shares

Sale

19,438

3.0405

Ordinary shares

Sale

29,422

3.0410

Ordinary shares

Sale

17,274

3.0415

Ordinary shares

Sale

16,179

3.0420

Ordinary shares

Sale

21,320

3.0425

Ordinary shares

Sale

54,637

3.0430

Ordinary shares

Sale

5,643

3.0435

Ordinary shares

Sale

36,698

3.0440

Ordinary shares

Sale

13,216

3.0445

Ordinary shares

Sale

10,804

3.0450

Ordinary shares

Sale

16,126

3.0455

Ordinary shares

Sale

29,142

3.0460

Ordinary shares

Sale

27,072

3.0465

Ordinary shares

Sale

9,757

3.0470

Ordinary shares

Sale

2,809

3.0475

Ordinary shares

Sale

29,363

3.0480

Ordinary shares

Sale

5,643

3.0485

Ordinary shares

Sale

13,821

3.0490

Ordinary shares

Sale

7,854

3.0495

Ordinary shares

Sale

17,823

3.0500

Ordinary shares

Sale

11,726

3.0505

Ordinary shares

Sale

1,352

3.0510

Ordinary shares

Sale

4,184

3.0515

Ordinary shares

Sale

1,577

3.0520

Ordinary shares

Sale

4,955

3.0525

Ordinary shares

Sale

2,573

3.0530

Ordinary shares

Sale

17,617

3.0535

Ordinary shares

Sale

350

3.0540

Ordinary shares

Sale

6,069

3.0545

Ordinary shares

Sale

9,099

3.0550

Ordinary shares

Sale

1,152

3.0555

Ordinary shares

Sale

4,121

3.0560

Ordinary shares

Sale

6,217

3.0565

Ordinary shares

Sale

32,396

3.0570

Ordinary shares

Sale

4,273

3.0575

Ordinary shares

Sale

19,539

3.0580

Ordinary shares

Sale

3,286

3.0585

Ordinary shares

Sale

10,600

3.0590

Ordinary shares

Sale

4,221

3.0595

Ordinary shares

Sale

8,102

3.0600

Ordinary shares

Sale

1,069

3.0605

Ordinary shares

Sale

4,483

3.0610

Ordinary shares

Sale

826

3.0620

Ordinary shares

Sale

15,947

3.0625

Ordinary shares

Sale

6,478

3.0630

Ordinary shares

Sale

6,250

3.0635

Ordinary shares

Sale

5,147

3.0640

Ordinary shares

Sale

3,511

3.0645

Ordinary shares

Sale

2,099

3.0650

Ordinary shares

Sale

1,259

3.0660

Ordinary shares

Sale

3,490

3.0665

Ordinary shares

Sale

9,227

3.0670

Ordinary shares

Sale

6,242

3.0675

Ordinary shares

Sale

2,966

3.0680

Ordinary shares

Sale

7,480

3.0685

Ordinary shares

Sale

1,511

3.0690

Ordinary shares

Sale

1,546

3.0700

Ordinary shares

Sale

12,085

3.0705

Ordinary shares

Sale

12,693

3.0710

Ordinary shares

Sale

3,668

3.0715

Ordinary shares

Sale

2,377

3.0720

Ordinary shares

Sale

12,385

3.0725

Ordinary shares

Sale

3,325

3.0730

Ordinary shares

Sale

5,213

3.0735

Ordinary shares

Sale

2,006

3.0740

Ordinary shares

Sale

3,244

3.0745

Ordinary shares

Sale

4,604

3.0750

Ordinary shares

Sale

162,000

3.0751

Ordinary shares

Sale

13,576

3.0755

Ordinary shares

Sale

2,737

3.0760

Ordinary shares

Sale

2,187

3.0765

Ordinary shares

Sale

4,783

3.0770

Ordinary shares

Sale

5,269

3.0775

Ordinary shares

Sale

1,866

3.0780

Ordinary shares

Sale

10,210

3.0785

Ordinary shares

Sale

5,254

3.0790

Ordinary shares

Sale

3,380

3.0795

Ordinary shares

Sale

8,639

3.0800

Ordinary shares

Sale

2,797

3.0805

Ordinary shares

Sale

1,522

3.0810

Ordinary shares

Sale

166

3.0820

Ordinary shares

Sale

9,684

3.0835

Ordinary shares

Sale

1,413

3.0840

Ordinary shares

Sale

1,311

3.0845

Ordinary shares

Sale

398,318

3.0850

Ordinary shares

Sale

11,020

3.0855

Ordinary shares

Sale

6,244

3.0860

Ordinary shares

Sale

2,455

3.0865

Ordinary shares

Sale

16,134

3.0870

Ordinary shares

Sale

13,870

3.0875

Ordinary shares

Sale

3,406

3.0880

Ordinary shares

Sale

1,691

3.0890

Ordinary shares

Sale

502

3.0900

Ordinary shares

Sale

1,354

3.0910

Ordinary shares

Sale

8,675

3.0915

Ordinary shares

Sale

3,500

3.0920

Ordinary shares

Sale

248

3.0925

Ordinary shares

Sale

1,709

3.0940

Ordinary shares

Sale

2,239

3.0945

Ordinary shares

Sale

276

3.0955

Ordinary shares

Sale

1,500

3.0960

Ordinary shares

Sale

4,874

3.0970

Ordinary shares

Sale

5,781

3.0980

Ordinary shares

Sale

425

3.0985

Ordinary shares

Sale

973

3.0995

Ordinary shares

Sale

2,731

3.1000

Ordinary shares

Sale

1,500

3.1005

Ordinary shares

Sale

500

3.1015

Ordinary shares

Sale

499

3.1030

Ordinary shares

Sale

2,233

3.1050

Ordinary shares

Sale

1,500

3.1090

Ordinary shares

Sale

2,024

3.1100

Ordinary shares

Sale

3,455

3.1105

Ordinary shares

Sale

4,078

3.1150

Ordinary shares

Sale

1,000,000

3.2000

 

Total Buy - 2,169,984

Total Sell - 3,384,183

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Purchase

2,000,000

113.3750

Convertible Bond

Sale

2,500,000

113.0000

Convertible Bond

Sale

2,300,000

113.4000

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

9,256

3.0311

Ordinary Shares

SWAP

Long

1,105,323

3.0423

Ordinary Shares

SWAP

Long

536,364

3.0428

Ordinary Shares

SWAP

Long

1,400

3.0735

Ordinary Shares

SWAP

Short

10,473

3.0320

Ordinary Shares

SWAP

Short

1,090,837

3.0406

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

27/06/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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