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Form 8.5 Glencore International Plc.

10th Dec 2012 11:19

RNS Number : 1337T
Nomura International PLC (EPT)
10 December 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

07 December 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,904,211

0.097

2,796,678

0.039

(2) Derivatives (other than options):

3,442,526

0.048

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,904,211

0.097

6,239,204

0.087

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

1,200,000

0.052

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

1,200,000

0.052

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,208

3.4030

Ordinary shares

Purchase

2,401

3.4050

Ordinary shares

Purchase

915

3.4060

Ordinary shares

Purchase

1,500

3.4065

Ordinary shares

Purchase

385

3.4070

Ordinary shares

Purchase

1,784

3.4075

Ordinary shares

Purchase

1,300

3.4080

Ordinary shares

Purchase

918

3.4090

Ordinary shares

Purchase

996

3.4095

Ordinary shares

Purchase

4,485

3.4100

Ordinary shares

Purchase

8,495

3.4105

Ordinary shares

Purchase

2,820

3.4110

Ordinary shares

Purchase

1,075

3.4115

Ordinary shares

Purchase

545

3.4125

Ordinary shares

Purchase

3,587

3.4130

Ordinary shares

Purchase

4,806

3.4135

Ordinary shares

Purchase

7,930

3.4140

Ordinary shares

Purchase

7,001

3.4145

Ordinary shares

Purchase

6,856

3.4150

Ordinary shares

Purchase

2,585

3.4155

Ordinary shares

Purchase

17,726

3.4160

Ordinary shares

Purchase

9,461

3.4165

Ordinary shares

Purchase

2,972

3.4170

Ordinary shares

Purchase

1,878

3.4175

Ordinary shares

Purchase

600

3.4180

Ordinary shares

Purchase

9,990

3.4185

Ordinary shares

Purchase

1,800

3.4190

Ordinary shares

Purchase

1,748

3.4195

Ordinary shares

Purchase

28,113

3.4200

Ordinary shares

Purchase

5,976

3.4205

Ordinary shares

Purchase

300

3.4215

Ordinary shares

Purchase

1,100

3.4220

Ordinary shares

Purchase

7,617

3.4225

Ordinary shares

Purchase

118

3.4230

Ordinary shares

Purchase

17,883

3.4235

Ordinary shares

Purchase

3,258

3.4240

Ordinary shares

Purchase

3,965

3.4245

Ordinary shares

Purchase

6,523

3.4250

Ordinary shares

Purchase

166,546

3.4255

Ordinary shares

Purchase

5,121

3.4255

Ordinary shares

Purchase

8,825

3.4260

Ordinary shares

Purchase

8,884

3.4265

Ordinary shares

Purchase

3,794

3.4275

Ordinary shares

Purchase

22,580

3.4280

Ordinary shares

Purchase

4,587

3.4285

Ordinary shares

Purchase

1,101

3.4290

Ordinary shares

Purchase

17,932

3.4295

Ordinary shares

Purchase

7,086

3.4300

Ordinary shares

Purchase

7,532

3.4305

Ordinary shares

Purchase

1,995

3.4310

Ordinary shares

Purchase

12,665

3.4315

Ordinary shares

Purchase

4,775

3.4320

Ordinary shares

Purchase

19,225

3.4325

Ordinary shares

Purchase

19,928

3.4330

Ordinary shares

Purchase

10,457

3.4335

Ordinary shares

Purchase

9,049

3.4340

Ordinary shares

Purchase

21,490

3.4345

Ordinary shares

Purchase

68,051

3.4350

Ordinary shares

Purchase

20,007

3.4355

Ordinary shares

Purchase

900

3.4360

Ordinary shares

Purchase

15,403

3.4365

Ordinary shares

Purchase

5,131

3.4370

Ordinary shares

Purchase

12,839

3.4375

Ordinary shares

Purchase

25,904

3.4380

Ordinary shares

Purchase

7,382

3.4385

Ordinary shares

Purchase

25,583

3.4390

Ordinary shares

Purchase

27,761

3.4395

Ordinary shares

Purchase

9,289

3.4400

Ordinary shares

Purchase

41,865

3.4400

Ordinary shares

Purchase

11,535

3.4405

Ordinary shares

Purchase

19,456

3.4410

Ordinary shares

Purchase

8,882

3.4415

Ordinary shares

Purchase

5,584

3.4420

Ordinary shares

Purchase

2,194

3.4425

Ordinary shares

Purchase

5,232

3.4427

Ordinary shares

Purchase

9,631

3.4430

Ordinary shares

Purchase

2,100

3.4435

Ordinary shares

Purchase

3,110

3.4440

Ordinary shares

Purchase

19,483

3.4445

Ordinary shares

Purchase

9,302

3.4450

Ordinary shares

Purchase

13,352

3.4455

Ordinary shares

Purchase

10,372

3.4460

Ordinary shares

Purchase

12,752

3.4465

Ordinary shares

Purchase

13,426

3.4470

Ordinary shares

Purchase

4,562

3.4475

Ordinary shares

Purchase

18,245

3.4480

Ordinary shares

Purchase

24,402

3.4485

Ordinary shares

Purchase

11,075

3.4490

Ordinary shares

Purchase

13,258

3.4495

Ordinary shares

Purchase

105,750

3.4495

Ordinary shares

Purchase

20,408

3.4500

Ordinary shares

Purchase

8,365

3.4505

Ordinary shares

Purchase

18,377

3.4510

Ordinary shares

Purchase

2,676

3.4515

Ordinary shares

Purchase

28,312

3.4520

Ordinary shares

Purchase

6,821

3.4525

Ordinary shares

Purchase

7,071

3.4530

Ordinary shares

Purchase

2,764

3.4535

Ordinary shares

Purchase

3,542

3.4540

Ordinary shares

Purchase

5,033

3.4545

Ordinary shares

Purchase

9,679

3.4550

Ordinary shares

Purchase

3,951

3.4555

Ordinary shares

Purchase

7,408

3.4560

Ordinary shares

Purchase

27,244

3.4565

Ordinary shares

Purchase

19,861

3.4570

Ordinary shares

Purchase

3,326

3.4575

Ordinary shares

Purchase

11,033

3.4580

Ordinary shares

Purchase

1,000

3.4585

Ordinary shares

Purchase

488

3.4590

Ordinary shares

Purchase

434

3.4595

Ordinary shares

Purchase

11,165

3.4600

Ordinary shares

Purchase

14,866

3.4605

Ordinary shares

Purchase

4,023

3.4610

Ordinary shares

Purchase

1,925

3.4615

Ordinary shares

Purchase

1,535

3.4620

Ordinary shares

Purchase

7,397

3.4625

Ordinary shares

Purchase

20,119

3.4630

Ordinary shares

Purchase

15,956

3.4635

Ordinary shares

Purchase

50,182

3.4636

Ordinary shares

Purchase

11,703

3.4640

Ordinary shares

Purchase

11,220

3.4645

Ordinary shares

Purchase

26,365

3.4650

Ordinary shares

Purchase

13,602

3.4655

Ordinary shares

Purchase

25,812

3.4660

Ordinary shares

Purchase

9,190

3.4665

Ordinary shares

Purchase

10,609

3.4670

Ordinary shares

Purchase

4,068

3.4675

Ordinary shares

Purchase

2,801

3.4680

Ordinary shares

Purchase

5,428

3.4685

Ordinary shares

Purchase

8,671

3.4690

Ordinary shares

Purchase

8,370

3.4695

Ordinary shares

Purchase

50,765

3.4700

Ordinary shares

Purchase

3,770

3.4705

Ordinary shares

Purchase

18,539

3.4710

Ordinary shares

Purchase

8,187

3.4715

Ordinary shares

Purchase

7,993

3.4725

Ordinary shares

Purchase

3,929

3.4730

Ordinary shares

Purchase

9,818

3.4735

Ordinary shares

Purchase

367

3.4745

Ordinary shares

Purchase

1,300

3.4750

Ordinary shares

Purchase

9,517

3.4755

Ordinary shares

Purchase

3,346

3.4760

Ordinary shares

Purchase

1,391

3.4765

Ordinary shares

Purchase

510

3.4770

Ordinary shares

Purchase

620

3.4775

Ordinary shares

Purchase

660

3.4780

Ordinary shares

Purchase

583

3.4790

Ordinary shares

Purchase

640

3.4800

Ordinary shares

Purchase

1,053

3.4805

Ordinary shares

Purchase

4,269

3.4840

Ordinary shares

Purchase

5,997

3.4850

Ordinary shares

Purchase

600

3.4860

Ordinary shares

Purchase

1,517

3.4865

Ordinary shares

Purchase

198,250

3.4866

Ordinary shares

Sale

1,791

3.4060

Ordinary shares

Sale

7,356

3.4070

Ordinary shares

Sale

3,366

3.4075

Ordinary shares

Sale

30

3.4085

Ordinary shares

Sale

1,096

3.4105

Ordinary shares

Sale

1,526

3.4110

Ordinary shares

Sale

967

3.4120

Ordinary shares

Sale

7,629

3.4130

Ordinary shares

Sale

1,391

3.4135

Ordinary shares

Sale

1,598

3.4140

Ordinary shares

Sale

6,788

3.4145

Ordinary shares

Sale

2,702

3.4150

Ordinary shares

Sale

4,100

3.4155

Ordinary shares

Sale

10,528

3.4160

Ordinary shares

Sale

7,339

3.4165

Ordinary shares

Sale

6,140

3.4170

Ordinary shares

Sale

6,424

3.4175

Ordinary shares

Sale

1,649

3.4180

Ordinary shares

Sale

1,092

3.4185

Ordinary shares

Sale

14,683

3.4190

Ordinary shares

Sale

6,832

3.4195

Ordinary shares

Sale

29,235

3.4200

Ordinary shares

Sale

2,023

3.4205

Ordinary shares

Sale

10,092

3.4210

Ordinary shares

Sale

667

3.4215

Ordinary shares

Sale

3,405

3.4220

Ordinary shares

Sale

13,160

3.4230

Ordinary shares

Sale

9,783

3.4235

Ordinary shares

Sale

1,571

3.4240

Ordinary shares

Sale

2,881

3.4245

Ordinary shares

Sale

3,453

3.4250

Ordinary shares

Sale

3,978

3.4255

Ordinary shares

Sale

152,576

3.4260

Ordinary shares

Sale

13,103

3.4265

Ordinary shares

Sale

7,797

3.4270

Ordinary shares

Sale

4,020

3.4275

Ordinary shares

Sale

5,586

3.4280

Ordinary shares

Sale

4,040

3.4285

Ordinary shares

Sale

3,666

3.4290

Ordinary shares

Sale

13,658

3.4295

Ordinary shares

Sale

19,316

3.4300

Ordinary shares

Sale

2,422

3.4305

Ordinary shares

Sale

6,007

3.4310

Ordinary shares

Sale

2,542

3.4315

Ordinary shares

Sale

14,968

3.4320

Ordinary shares

Sale

11,489

3.4325

Ordinary shares

Sale

7,847

3.4330

Ordinary shares

Sale

11,774

3.4335

Ordinary shares

Sale

43,452

3.4340

Ordinary shares

Sale

40,457

3.4345

Ordinary shares

Sale

13,716

3.4350

Ordinary shares

Sale

3,163

3.4355

Ordinary shares

Sale

4,759

3.4360

Ordinary shares

Sale

9,601

3.4365

Ordinary shares

Sale

13,836

3.4370

Ordinary shares

Sale

7,044

3.4375

Ordinary shares

Sale

8,091

3.4380

Ordinary shares

Sale

21,013

3.4385

Ordinary shares

Sale

13,094

3.4390

Ordinary shares

Sale

10,341

3.4392

Ordinary shares

Sale

9,791

3.4395

Ordinary shares

Sale

27,992

3.4400

Ordinary shares

Sale

718

3.4405

Ordinary shares

Sale

1,999

3.4410

Ordinary shares

Sale

7,503

3.4415

Ordinary shares

Sale

4,216

3.4420

Ordinary shares

Sale

4,616

3.4425

Ordinary shares

Sale

9,757

3.4430

Ordinary shares

Sale

4,039

3.4435

Ordinary shares

Sale

8,909

3.4440

Ordinary shares

Sale

15,043

3.4445

Ordinary shares

Sale

17,201

3.4450

Ordinary shares

Sale

11,593

3.4455

Ordinary shares

Sale

11,951

3.4460

Ordinary shares

Sale

9,892

3.4465

Ordinary shares

Sale

12,843

3.4470

Ordinary shares

Sale

39,309

3.4475

Ordinary shares

Sale

37,869

3.4480

Ordinary shares

Sale

8,319

3.4485

Ordinary shares

Sale

18,928

3.4490

Ordinary shares

Sale

13,262

3.4495

Ordinary shares

Sale

5,500

3.4500

Ordinary shares

Sale

26,614

3.4505

Ordinary shares

Sale

18,785

3.4510

Ordinary shares

Sale

9,192

3.4515

Ordinary shares

Sale

101,997

3.4520

Ordinary shares

Sale

4,244

3.4525

Ordinary shares

Sale

4,287

3.4530

Ordinary shares

Sale

3,299

3.4535

Ordinary shares

Sale

3,619

3.4540

Ordinary shares

Sale

5,511

3.4545

Ordinary shares

Sale

440

3.4550

Ordinary shares

Sale

1,241

3.4555

Ordinary shares

Sale

7,992

3.4560

Ordinary shares

Sale

12,317

3.4565

Ordinary shares

Sale

16,410

3.4570

Ordinary shares

Sale

5,948

3.4575

Ordinary shares

Sale

756

3.4580

Ordinary shares

Sale

1,381

3.4585

Ordinary shares

Sale

5,227

3.4590

Ordinary shares

Sale

2,685

3.4595

Ordinary shares

Sale

1,429

3.4600

Ordinary shares

Sale

1,499

3.4605

Ordinary shares

Sale

3,424

3.4610

Ordinary shares

Sale

1,269

3.4615

Ordinary shares

Sale

6,344

3.4620

Ordinary shares

Sale

6,160

3.4625

Ordinary shares

Sale

166,546

3.4626

Ordinary shares

Sale

11,428

3.4630

Ordinary shares

Sale

7,729

3.4635

Ordinary shares

Sale

621

3.4640

Ordinary shares

Sale

4,751

3.4645

Ordinary shares

Sale

3,920

3.4650

Ordinary shares

Sale

10,087

3.4655

Ordinary shares

Sale

21,753

3.4660

Ordinary shares

Sale

2,916

3.4665

Ordinary shares

Sale

1,789

3.4670

Ordinary shares

Sale

100,000

3.4672

Ordinary shares

Sale

459

3.4675

Ordinary shares

Sale

3,079

3.4680

Ordinary shares

Sale

1,420

3.4685

Ordinary shares

Sale

4,767

3.4690

Ordinary shares

Sale

5,033

3.4695

Ordinary shares

Sale

3,737

3.4700

Ordinary shares

Sale

1,017

3.4705

Ordinary shares

Sale

9,169

3.4710

Ordinary shares

Sale

2,119

3.4715

Ordinary shares

Sale

871

3.4720

Ordinary shares

Sale

12,259

3.4722

Ordinary shares

Sale

4,384

3.4725

Ordinary shares

Sale

1,304

3.4730

Ordinary shares

Sale

4,139

3.4735

Ordinary shares

Sale

1,461

3.4750

Ordinary shares

Sale

4,210

3.4755

Ordinary shares

Sale

4,238

3.4760

Ordinary shares

Sale

1,641

3.4765

Ordinary shares

Sale

7,635

3.4770

Ordinary shares

Sale

905

3.4775

Ordinary shares

Sale

9,748

3.4785

Ordinary shares

Sale

1,578

3.4790

Ordinary shares

Sale

1,399

3.4795

Ordinary shares

Sale

4,592

3.4800

Ordinary shares

Sale

1,196

3.4805

Ordinary shares

Sale

200

3.4810

Ordinary shares

Sale

994

3.4815

Ordinary shares

Sale

2,716

3.4820

Ordinary shares

Sale

1,343

3.4840

Ordinary shares

Sale

1,945

3.4855

 

Total Buy - 1,906,431

Total Sell - 1,609,071

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

5,000

3.4392

Ordinary Shares

SWAP

Long

181,093

3.4396

Ordinary Shares

SWAP

Long

820,935

3.4435

Ordinary Shares

SWAP

Long

8,289

3.4520

Ordinary Shares

SWAP

Long

900

3.4560

Ordinary Shares

SWAP

Short

181,093

3.4392

Ordinary Shares

SWAP

Short

712,522

3.4416

Ordinary Shares

SWAP

Short

147,590

3.4416

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

10/12/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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