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Form 8.5 Glencore International Plc.

24th Dec 2012 08:52

RNS Number : 2484U
Nomura International PLC (EPT)
24 December 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

21 December 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,564,107

0.107

3,183,341

0.045

(2) Derivatives (other than options):

3,890,547

0.055

(3) Options and agreements to purchase/sell:

 

TOTAL:

7,564,107

0.107

7,073,888

0.100

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

800,000

0.035

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

800,000

0.035

0

0

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

10,166

3.4320

Ordinary shares

Purchase

70,803

3.4325

Ordinary shares

Purchase

15,095

3.4330

Ordinary shares

Purchase

4,622

3.4335

Ordinary shares

Purchase

60,044

3.4340

Ordinary shares

Purchase

22,964

3.4345

Ordinary shares

Purchase

22,026

3.4350

Ordinary shares

Purchase

2,809

3.4355

Ordinary shares

Purchase

12,147

3.4360

Ordinary shares

Purchase

8,987

3.4365

Ordinary shares

Purchase

19,616

3.4370

Ordinary shares

Purchase

2,948

3.4375

Ordinary shares

Purchase

8,914

3.4380

Ordinary shares

Purchase

4,424

3.4390

Ordinary shares

Purchase

2,683

3.4405

Ordinary shares

Purchase

5,802

3.4410

Ordinary shares

Purchase

17,913

3.4415

Ordinary shares

Purchase

4,942

3.4420

Ordinary shares

Purchase

3,327

3.4425

Ordinary shares

Purchase

2,509

3.4430

Ordinary shares

Purchase

244

3.4435

Ordinary shares

Purchase

1,956

3.4445

Ordinary shares

Purchase

8,567

3.4475

Ordinary shares

Purchase

7,083

3.4485

Ordinary shares

Purchase

4,488

3.4490

Ordinary shares

Purchase

6,251

3.4495

Ordinary shares

Purchase

612

3.4500

Ordinary shares

Purchase

4,495

3.4505

Ordinary shares

Purchase

2,564

3.4510

Ordinary shares

Purchase

8,994

3.4515

Ordinary shares

Purchase

3,149

3.4520

Ordinary shares

Purchase

6,336

3.4525

Ordinary shares

Purchase

6,061

3.4530

Ordinary shares

Purchase

9,855

3.4535

Ordinary shares

Purchase

700

3.4540

Ordinary shares

Purchase

5,742

3.4545

Ordinary shares

Purchase

1,755

3.4550

Ordinary shares

Purchase

4,001

3.4555

Ordinary shares

Purchase

7,830

3.4560

Ordinary shares

Purchase

8,812

3.4565

Ordinary shares

Purchase

20,900

3.4570

Ordinary shares

Purchase

3,177

3.4575

Ordinary shares

Purchase

704

3.4580

Ordinary shares

Purchase

237

3.4585

Ordinary shares

Purchase

2,575

3.4590

Ordinary shares

Purchase

1,632

3.4595

Ordinary shares

Purchase

9,594

3.4600

Ordinary shares

Purchase

3,540

3.4610

Ordinary shares

Purchase

932

3.4615

Ordinary shares

Purchase

6,935

3.4620

Ordinary shares

Purchase

1,267

3.4625

Ordinary shares

Purchase

864

3.4630

Ordinary shares

Purchase

6,045

3.4640

Ordinary shares

Purchase

3,111

3.4645

Ordinary shares

Purchase

767

3.4650

Ordinary shares

Purchase

158,820

3.4660

Ordinary shares

Purchase

1,307

3.4670

Ordinary shares

Purchase

1,942

3.4675

Ordinary shares

Purchase

2,481

3.4680

Ordinary shares

Purchase

1,119

3.4685

Ordinary shares

Purchase

506,143

3.4688

Ordinary shares

Purchase

7,654

3.4690

Ordinary shares

Purchase

5,258

3.4695

Ordinary shares

Purchase

51,940

3.4700

Ordinary shares

Purchase

323,367

3.4705

Ordinary shares

Purchase

11,527

3.4710

Ordinary shares

Purchase

11,852

3.4710

Ordinary shares

Purchase

3,401

3.4715

Ordinary shares

Purchase

10,453

3.4720

Ordinary shares

Purchase

8,563

3.4725

Ordinary shares

Purchase

500

3.4730

Ordinary shares

Purchase

4,928

3.4735

Ordinary shares

Purchase

17,814

3.4740

Ordinary shares

Purchase

697,963

3.4750

Ordinary shares

Purchase

10,106

3.4755

Ordinary shares

Purchase

3,285

3.4760

Ordinary shares

Purchase

6,344

3.4765

Ordinary shares

Purchase

19,106

3.4770

Ordinary shares

Purchase

8,366

3.4775

Ordinary shares

Purchase

19,209

3.4780

Ordinary shares

Purchase

8,039

3.4785

Ordinary shares

Purchase

10,367

3.4790

Ordinary shares

Purchase

17,680

3.4795

Ordinary shares

Purchase

6,720

3.4800

Ordinary shares

Purchase

8,411

3.4805

Ordinary shares

Purchase

2,200

3.4810

Ordinary shares

Purchase

2,339

3.4815

Ordinary shares

Purchase

3,719

3.4825

Ordinary shares

Purchase

12,230

3.4830

Ordinary shares

Purchase

3,219

3.4835

Ordinary shares

Purchase

509

3.4840

Ordinary shares

Purchase

2,057

3.4845

Ordinary shares

Purchase

249

3.4850

Ordinary shares

Purchase

12,474

3.4855

Ordinary shares

Purchase

922

3.4860

Ordinary shares

Purchase

3,327

3.4870

Ordinary shares

Purchase

8,820

3.4880

Ordinary shares

Purchase

6,609

3.4885

Ordinary shares

Purchase

13,318

3.4900

Ordinary shares

Purchase

6,317

3.4905

Ordinary shares

Purchase

922

3.4910

Ordinary shares

Purchase

918

3.4915

Ordinary shares

Purchase

2,418

3.4920

Ordinary shares

Purchase

2,030

3.4925

Ordinary shares

Purchase

918

3.4930

Ordinary shares

Purchase

2,919

3.4950

Ordinary shares

Purchase

1,302

3.4955

Ordinary shares

Purchase

918

3.4965

Ordinary shares

Purchase

105

3.4970

Ordinary shares

Purchase

1,718

3.4975

Ordinary shares

Purchase

2,432

3.4980

Ordinary shares

Purchase

24,218

3.4985

Ordinary shares

Purchase

609

3.4990

Ordinary shares

Purchase

915

3.4995

Ordinary shares

Purchase

51,326

3.5000

Ordinary shares

Purchase

5,414

3.5025

Ordinary shares

Purchase

633

3.5055

Ordinary shares

Purchase

9,234

3.5060

Ordinary shares

Purchase

7,830

3.5080

Ordinary shares

Purchase

6,062

3.5085

Ordinary shares

Purchase

1,277

3.5090

Ordinary shares

Purchase

7,921

3.5095

Ordinary shares

Purchase

2,823

3.5100

Ordinary shares

Purchase

1,776

3.5110

Ordinary shares

Purchase

8,943

3.5115

Ordinary shares

Purchase

6,976

3.5120

Ordinary shares

Purchase

7,952

3.5125

Ordinary shares

Purchase

6,721

3.5130

Ordinary shares

Purchase

6,968

3.5135

Ordinary shares

Purchase

3,304

3.5150

Ordinary shares

Purchase

223,043

3.5155

Ordinary shares

Purchase

1,278

3.5160

Ordinary shares

Purchase

1,052

3.5165

Ordinary shares

Purchase

7,309

3.5180

Ordinary shares

Purchase

526

3.5185

Ordinary shares

Sale

1,820

3.4315

Ordinary shares

Sale

19,882

3.4325

Ordinary shares

Sale

9,420

3.4330

Ordinary shares

Sale

10,327

3.4335

Ordinary shares

Sale

29,519

3.4340

Ordinary shares

Sale

24,285

3.4345

Ordinary shares

Sale

17,673

3.4350

Ordinary shares

Sale

8,086

3.4355

Ordinary shares

Sale

15,138

3.4360

Ordinary shares

Sale

5,657

3.4365

Ordinary shares

Sale

9,535

3.4370

Ordinary shares

Sale

3,265

3.4375

Ordinary shares

Sale

4,476

3.4380

Ordinary shares

Sale

1,709

3.4385

Ordinary shares

Sale

3,748

3.4390

Ordinary shares

Sale

1,558

3.4400

Ordinary shares

Sale

7,656

3.4405

Ordinary shares

Sale

5,041

3.4410

Ordinary shares

Sale

961

3.4415

Ordinary shares

Sale

4,233

3.4420

Ordinary shares

Sale

1,971

3.4425

Ordinary shares

Sale

1,526

3.4430

Ordinary shares

Sale

2,869

3.4440

Ordinary shares

Sale

653

3.4445

Ordinary shares

Sale

141

3.4455

Ordinary shares

Sale

2,163

3.4465

Ordinary shares

Sale

925

3.4470

Ordinary shares

Sale

11,001

3.4475

Ordinary shares

Sale

5,916

3.4480

Ordinary shares

Sale

6,521

3.4485

Ordinary shares

Sale

14,706

3.4490

Ordinary shares

Sale

4,597

3.4495

Ordinary shares

Sale

12,497

3.4500

Ordinary shares

Sale

10,317

3.4505

Ordinary shares

Sale

7,365

3.4510

Ordinary shares

Sale

22,094

3.4515

Ordinary shares

Sale

23,788

3.4520

Ordinary shares

Sale

15,461

3.4525

Ordinary shares

Sale

14,071

3.4530

Ordinary shares

Sale

17,879

3.4535

Ordinary shares

Sale

15,209

3.4540

Ordinary shares

Sale

2,789

3.4545

Ordinary shares

Sale

10,214

3.4550

Ordinary shares

Sale

10,766

3.4555

Ordinary shares

Sale

20,312

3.4560

Ordinary shares

Sale

21,922

3.4565

Ordinary shares

Sale

16,786

3.4570

Ordinary shares

Sale

7,906

3.4575

Ordinary shares

Sale

7,438

3.4580

Ordinary shares

Sale

1,719

3.4585

Ordinary shares

Sale

1,546

3.4590

Ordinary shares

Sale

19,225

3.4595

Ordinary shares

Sale

11,948

3.4600

Ordinary shares

Sale

2,863

3.4605

Ordinary shares

Sale

4,255

3.4610

Ordinary shares

Sale

18,141

3.4615

Ordinary shares

Sale

3,510

3.4620

Ordinary shares

Sale

7,650

3.4625

Ordinary shares

Sale

4,653

3.4630

Ordinary shares

Sale

1,850

3.4635

Ordinary shares

Sale

4,612

3.4640

Ordinary shares

Sale

1,917

3.4645

Ordinary shares

Sale

6,552

3.4650

Ordinary shares

Sale

2,569

3.4655

Ordinary shares

Sale

494,872

3.4655

Ordinary shares

Sale

58,846

3.4660

Ordinary shares

Sale

2,969

3.4665

Ordinary shares

Sale

5,881

3.4670

Ordinary shares

Sale

5,022

3.4675

Ordinary shares

Sale

6,983

3.4680

Ordinary shares

Sale

5,102

3.4685

Ordinary shares

Sale

5,087

3.4690

Ordinary shares

Sale

7,499

3.4695

Ordinary shares

Sale

37,507

3.4700

Ordinary shares

Sale

30,740

3.4705

Ordinary shares

Sale

11,372

3.4710

Ordinary shares

Sale

10,437

3.4715

Ordinary shares

Sale

28,812

3.4720

Ordinary shares

Sale

10,323

3.4725

Ordinary shares

Sale

32,131

3.4730

Ordinary shares

Sale

3,650

3.4733

Ordinary shares

Sale

23,593

3.4735

Ordinary shares

Sale

16,360

3.4740

Ordinary shares

Sale

13,493

3.4745

Ordinary shares

Sale

20,283

3.4750

Ordinary shares

Sale

10,134

3.4755

Ordinary shares

Sale

4,307

3.4760

Ordinary shares

Sale

6,658

3.4765

Ordinary shares

Sale

3,696

3.4770

Ordinary shares

Sale

9,078

3.4775

Ordinary shares

Sale

2,584

3.4780

Ordinary shares

Sale

5,270

3.4785

Ordinary shares

Sale

8,094

3.4790

Ordinary shares

Sale

8,624

3.4795

Ordinary shares

Sale

6,147

3.4800

Ordinary shares

Sale

2,700

3.4805

Ordinary shares

Sale

3,602

3.4810

Ordinary shares

Sale

10,598

3.4815

Ordinary shares

Sale

7,087

3.4820

Ordinary shares

Sale

700

3.4825

Ordinary shares

Sale

3,890

3.4830

Ordinary shares

Sale

1,824

3.4835

Ordinary shares

Sale

1,617

3.4850

Ordinary shares

Sale

8,110

3.4855

Ordinary shares

Sale

552

3.4860

Ordinary shares

Sale

2,678

3.4865

Ordinary shares

Sale

5,180

3.4870

Ordinary shares

Sale

5,066

3.4875

Ordinary shares

Sale

12,801

3.4880

Ordinary shares

Sale

15,634

3.4883

Ordinary shares

Sale

9,794

3.4885

Ordinary shares

Sale

3,147

3.4890

Ordinary shares

Sale

3,637

3.4895

Ordinary shares

Sale

22,693

3.4900

Ordinary shares

Sale

6,360

3.4905

Ordinary shares

Sale

4,806

3.4915

Ordinary shares

Sale

331,378

3.4915

Ordinary shares

Sale

1,839

3.4920

Ordinary shares

Sale

2,754

3.4925

Ordinary shares

Sale

6,089

3.4930

Ordinary shares

Sale

7,838

3.4935

Ordinary shares

Sale

918

3.4940

Ordinary shares

Sale

1,839

3.4945

Ordinary shares

Sale

918

3.4950

Ordinary shares

Sale

1,998

3.4955

Ordinary shares

Sale

4,266

3.4960

Ordinary shares

Sale

4,186

3.4965

Ordinary shares

Sale

13,549

3.4970

Ordinary shares

Sale

12,100

3.4975

Ordinary shares

Sale

2,754

3.4980

Ordinary shares

Sale

8,552

3.4985

Ordinary shares

Sale

6,413

3.4990

Ordinary shares

Sale

11,375

3.4995

Ordinary shares

Sale

9,266

3.5000

Ordinary shares

Sale

1,474

3.5005

Ordinary shares

Sale

915

3.5015

Ordinary shares

Sale

4,038

3.5035

Ordinary shares

Sale

846

3.5040

Ordinary shares

Sale

1,632

3.5045

Ordinary shares

Sale

8,211

3.5050

Ordinary shares

Sale

1,838

3.5060

Ordinary shares

Sale

1,296

3.5065

Ordinary shares

Sale

1,093

3.5070

Ordinary shares

Sale

900

3.5075

Ordinary shares

Sale

10,323

3.5080

Ordinary shares

Sale

7,778

3.5085

Ordinary shares

Sale

5,180

3.5090

Ordinary shares

Sale

5,828

3.5095

Ordinary shares

Sale

4,396

3.5100

Ordinary shares

Sale

6,385

3.5105

Ordinary shares

Sale

916

3.5110

Ordinary shares

Sale

11,907

3.5115

Ordinary shares

Sale

33,686

3.5120

Ordinary shares

Sale

13,821

3.5125

Ordinary shares

Sale

19,142

3.5130

Ordinary shares

Sale

19,050

3.5135

Ordinary shares

Sale

10,041

3.5140

Ordinary shares

Sale

800

3.5145

Ordinary shares

Sale

6,399

3.5150

Ordinary shares

Sale

923,670

3.5155

Ordinary shares

Sale

2,388

3.5165

Ordinary shares

Sale

3,559

3.5170

Ordinary shares

Sale

1,500

3.5175

Ordinary shares

Sale

1,301

3.5180

Ordinary shares

Sale

1,000

3.5185

 

Total Buy - 2,898,200

Total Sell - 3,134,177

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

1,792

3.4573

Ordinary Shares

SWAP

Long

51,173

3.4613

Ordinary Shares

SWAP

Long

545,867

3.4675

Ordinary Shares

SWAP

Long

5,795

3.4765

Ordinary Shares

SWAP

Long

91,110

3.4842

Ordinary Shares

SWAP

Long

400

3.5005

Ordinary Shares

SWAP

Long

158,697

3.5155

Ordinary Shares

SWAP

Short

2,083

3.4360

Ordinary Shares

SWAP

Short

43,894

3.4622

Ordinary Shares

SWAP

Short

573,134

3.4677

Ordinary Shares

SWAP

Short

55,919

3.4691

Ordinary Shares

SWAP

Short

2,910

3.5088

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

24/12/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOGIBDDGUDBGDS

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