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Form 8.5 Glencore International Plc

18th Jul 2012 11:04

RNS Number : 9401H
Nomura International PLC (EPT)
18 July 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

17 July 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,703,915

0.068

9,082,173

0.131

(2) Derivatives (other than options):

3,153,371

0.046

(3) Options and agreements to purchase/sell:

 

TOTAL:

7,857,286

0.114

9,082,173

0.131

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,700,000

0.291

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,700,000

0.291

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

3,772

3.1260

Ordinary shares

Purchase

4,904

3.1270

Ordinary shares

Purchase

599

3.1275

Ordinary shares

Purchase

1,200

3.1280

Ordinary shares

Purchase

515

3.1285

Ordinary shares

Purchase

760

3.1295

Ordinary shares

Purchase

34,247

3.1300

Ordinary shares

Purchase

3,419

3.1305

Ordinary shares

Purchase

1,291

3.1310

Ordinary shares

Purchase

2,073

3.1315

Ordinary shares

Purchase

6,713

3.1320

Ordinary shares

Purchase

16,880

3.1325

Ordinary shares

Purchase

3,183

3.1330

Ordinary shares

Purchase

7,666

3.1335

Ordinary shares

Purchase

4,030

3.1340

Ordinary shares

Purchase

2,224

3.1345

Ordinary shares

Purchase

5,843

3.1355

Ordinary shares

Purchase

2,570

3.1360

Ordinary shares

Purchase

987

3.1365

Ordinary shares

Purchase

1,118

3.1370

Ordinary shares

Purchase

1,571

3.1375

Ordinary shares

Purchase

5,552

3.1380

Ordinary shares

Purchase

1,497

3.1385

Ordinary shares

Purchase

3,383

3.1390

Ordinary shares

Purchase

6,868

3.1395

Ordinary shares

Purchase

3,246

3.1400

Ordinary shares

Purchase

6,634

3.1405

Ordinary shares

Purchase

4,559

3.1410

Ordinary shares

Purchase

6,596

3.1415

Ordinary shares

Purchase

227

3.1420

Ordinary shares

Purchase

2,560

3.1425

Ordinary shares

Purchase

3,936

3.1430

Ordinary shares

Purchase

2,402

3.1435

Ordinary shares

Purchase

1,933

3.1440

Ordinary shares

Purchase

516,645

3.1443

Ordinary shares

Purchase

1,001

3.1445

Ordinary shares

Purchase

29,015

3.1450

Ordinary shares

Purchase

5,955

3.1455

Ordinary shares

Purchase

2,416

3.1460

Ordinary shares

Purchase

3,831

3.1465

Ordinary shares

Purchase

1,244

3.1470

Ordinary shares

Purchase

12,118

3.1475

Ordinary shares

Purchase

3,004

3.1480

Ordinary shares

Purchase

280,000

3.1481

Ordinary shares

Purchase

5,091

3.1485

Ordinary shares

Purchase

1,232

3.1490

Ordinary shares

Purchase

3,723

3.1495

Ordinary shares

Purchase

5,433

3.1500

Ordinary shares

Purchase

15,903

3.1505

Ordinary shares

Purchase

19,525

3.1510

Ordinary shares

Purchase

9,013

3.1515

Ordinary shares

Purchase

20,361

3.1520

Ordinary shares

Purchase

7,458

3.1525

Ordinary shares

Purchase

2,961

3.1530

Ordinary shares

Purchase

68

3.1535

Ordinary shares

Purchase

21,964

3.1540

Ordinary shares

Purchase

601

3.1545

Ordinary shares

Purchase

1,482

3.1550

Ordinary shares

Purchase

16,610

3.1555

Ordinary shares

Purchase

156,805

3.1556

Ordinary shares

Purchase

14,988

3.1565

Ordinary shares

Purchase

1,180

3.1570

Ordinary shares

Purchase

11,066

3.1575

Ordinary shares

Purchase

8,469

3.1580

Ordinary shares

Purchase

2,086

3.1585

Ordinary shares

Purchase

18,884

3.1590

Ordinary shares

Purchase

8,578

3.1595

Ordinary shares

Purchase

12,044

3.1600

Ordinary shares

Purchase

6,683

3.1605

Ordinary shares

Purchase

6,597

3.1610

Ordinary shares

Purchase

1,263

3.1615

Ordinary shares

Purchase

6,628

3.1620

Ordinary shares

Purchase

11,849

3.1625

Ordinary shares

Purchase

12,093

3.1630

Ordinary shares

Purchase

3,276

3.1635

Ordinary shares

Purchase

9,555

3.1640

Ordinary shares

Purchase

3,924

3.1645

Ordinary shares

Purchase

71,743

3.1645

Ordinary shares

Purchase

8,793

3.1650

Ordinary shares

Purchase

34,140

3.1655

Ordinary shares

Purchase

17,075

3.1660

Ordinary shares

Purchase

2,922

3.1665

Ordinary shares

Purchase

11,327

3.1670

Ordinary shares

Purchase

3,412

3.1675

Ordinary shares

Purchase

14,340

3.1680

Ordinary shares

Purchase

123,714

3.1685

Ordinary shares

Purchase

404,600

3.1688

Ordinary shares

Purchase

9,368

3.1690

Ordinary shares

Purchase

9,026

3.1695

Ordinary shares

Purchase

64,875

3.1700

Ordinary shares

Purchase

5,349

3.1705

Ordinary shares

Purchase

6,905

3.1710

Ordinary shares

Purchase

22,686

3.1715

Ordinary shares

Purchase

5,464

3.1720

Ordinary shares

Purchase

18,276

3.1725

Ordinary shares

Purchase

1,946

3.1730

Ordinary shares

Purchase

8,557

3.1735

Ordinary shares

Purchase

11,202

3.1740

Ordinary shares

Purchase

6,175

3.1745

Ordinary shares

Purchase

35,581

3.1750

Ordinary shares

Purchase

14,806

3.1755

Ordinary shares

Purchase

21,368

3.1760

Ordinary shares

Purchase

2,426

3.1765

Ordinary shares

Purchase

863

3.1770

Ordinary shares

Purchase

1,118

3.1775

Ordinary shares

Purchase

6,898

3.1780

Ordinary shares

Purchase

2,176

3.1785

Ordinary shares

Purchase

64,560

3.1790

Ordinary shares

Purchase

64,400

3.1791

Ordinary shares

Purchase

14,198

3.1800

Ordinary shares

Purchase

5,089

3.1805

Ordinary shares

Purchase

2,186

3.1810

Ordinary shares

Purchase

6,885

3.1815

Ordinary shares

Purchase

1,936

3.1820

Ordinary shares

Purchase

3,474

3.1825

Ordinary shares

Purchase

9,598

3.1830

Ordinary shares

Purchase

11,516

3.1840

Ordinary shares

Purchase

3,287

3.1845

Ordinary shares

Purchase

10,620

3.1855

Ordinary shares

Purchase

5,551

3.1860

Ordinary shares

Purchase

6,579

3.1865

Ordinary shares

Purchase

13,195

3.1870

Ordinary shares

Purchase

4,468

3.1875

Ordinary shares

Purchase

6,384

3.1880

Ordinary shares

Purchase

3,707

3.1885

Ordinary shares

Purchase

3,343

3.1890

Ordinary shares

Purchase

9,499

3.1895

Ordinary shares

Purchase

135,636

3.1900

Ordinary shares

Purchase

14,375

3.1905

Ordinary shares

Purchase

9,304

3.1910

Ordinary shares

Purchase

18,562

3.1915

Ordinary shares

Purchase

8,656

3.1920

Ordinary shares

Purchase

7,200

3.1925

Ordinary shares

Purchase

5,396

3.1930

Ordinary shares

Purchase

3,149

3.1950

Ordinary shares

Purchase

2,771

3.1960

Ordinary shares

Sale

1,004

3.1275

Ordinary shares

Sale

150

3.1285

Ordinary shares

Sale

140,000

3.1287

Ordinary shares

Sale

6,340

3.1300

Ordinary shares

Sale

4,068

3.1305

Ordinary shares

Sale

6,396

3.1310

Ordinary shares

Sale

2,802

3.1315

Ordinary shares

Sale

8,674

3.1320

Ordinary shares

Sale

5,161

3.1325

Ordinary shares

Sale

8,898

3.1330

Ordinary shares

Sale

2,554

3.1335

Ordinary shares

Sale

4,147

3.1340

Ordinary shares

Sale

1,480

3.1345

Ordinary shares

Sale

8,839

3.1350

Ordinary shares

Sale

5,375

3.1355

Ordinary shares

Sale

4,620

3.1360

Ordinary shares

Sale

961

3.1365

Ordinary shares

Sale

3,234

3.1368

Ordinary shares

Sale

8,267

3.1370

Ordinary shares

Sale

1,106

3.1373

Ordinary shares

Sale

6,602

3.1375

Ordinary shares

Sale

3,759

3.1378

Ordinary shares

Sale

18,194

3.1380

Ordinary shares

Sale

3,545

3.1383

Ordinary shares

Sale

17,116

3.1385

Ordinary shares

Sale

6,244

3.1388

Ordinary shares

Sale

25,272

3.1390

Ordinary shares

Sale

24,802

3.1395

Ordinary shares

Sale

2,607

3.1398

Ordinary shares

Sale

30,048

3.1400

Ordinary shares

Sale

24,564

3.1405

Ordinary shares

Sale

3,764

3.1408

Ordinary shares

Sale

28,776

3.1410

Ordinary shares

Sale

51,555

3.1415

Ordinary shares

Sale

1,655

3.1418

Ordinary shares

Sale

36,186

3.1420

Ordinary shares

Sale

4,091

3.1423

Ordinary shares

Sale

26,323

3.1425

Ordinary shares

Sale

35,105

3.1430

Ordinary shares

Sale

3,049

3.1435

Ordinary shares

Sale

7,857

3.1440

Ordinary shares

Sale

5,567

3.1445

Ordinary shares

Sale

13,751

3.1450

Ordinary shares

Sale

9,193

3.1455

Ordinary shares

Sale

5,503

3.1460

Ordinary shares

Sale

3,738

3.1465

Ordinary shares

Sale

8,345

3.1470

Ordinary shares

Sale

14,346

3.1475

Ordinary shares

Sale

703

3.1478

Ordinary shares

Sale

16,928

3.1480

Ordinary shares

Sale

409

3.1483

Ordinary shares

Sale

12,702

3.1485

Ordinary shares

Sale

32,132

3.1490

Ordinary shares

Sale

8,198

3.1495

Ordinary shares

Sale

19,660

3.1500

Ordinary shares

Sale

18,661

3.1505

Ordinary shares

Sale

812

3.1506

Ordinary shares

Sale

32,109

3.1510

Ordinary shares

Sale

10,170

3.1515

Ordinary shares

Sale

26,976

3.1520

Ordinary shares

Sale

10,789

3.1525

Ordinary shares

Sale

1,911

3.1530

Ordinary shares

Sale

11,739

3.1535

Ordinary shares

Sale

10,431

3.1540

Ordinary shares

Sale

8,326

3.1545

Ordinary shares

Sale

43,330

3.1550

Ordinary shares

Sale

944

3.1555

Ordinary shares

Sale

20,350

3.1560

Ordinary shares

Sale

13,228

3.1565

Ordinary shares

Sale

12,336

3.1570

Ordinary shares

Sale

13,009

3.1575

Ordinary shares

Sale

9,182

3.1580

Ordinary shares

Sale

12,476

3.1585

Ordinary shares

Sale

7,255

3.1590

Ordinary shares

Sale

4,493

3.1595

Ordinary shares

Sale

35,168

3.1600

Ordinary shares

Sale

2,618

3.1605

Ordinary shares

Sale

6,685

3.1610

Ordinary shares

Sale

6,032

3.1615

Ordinary shares

Sale

819

3.1620

Ordinary shares

Sale

3,950

3.1625

Ordinary shares

Sale

2,773

3.1635

Ordinary shares

Sale

3,896

3.1640

Ordinary shares

Sale

13,493

3.1645

Ordinary shares

Sale

25,289

3.1650

Ordinary shares

Sale

20,584

3.1655

Ordinary shares

Sale

20,829

3.1660

Ordinary shares

Sale

4,658

3.1665

Ordinary shares

Sale

19,183

3.1670

Ordinary shares

Sale

12,377

3.1675

Ordinary shares

Sale

38,045

3.1680

Ordinary shares

Sale

141,560

3.1685

Ordinary shares

Sale

57,926

3.1690

Ordinary shares

Sale

16,399

3.1695

Ordinary shares

Sale

18,778

3.1700

Ordinary shares

Sale

7,173

3.1710

Ordinary shares

Sale

4,738

3.1715

Ordinary shares

Sale

1,892

3.1720

Ordinary shares

Sale

10,424

3.1725

Ordinary shares

Sale

7,604

3.1730

Ordinary shares

Sale

33,410

3.1735

Ordinary shares

Sale

21,093

3.1740

Ordinary shares

Sale

394,549

3.1744

Ordinary shares

Sale

2,354

3.1745

Ordinary shares

Sale

15,262

3.1750

Ordinary shares

Sale

358

3.1755

Ordinary shares

Sale

9,226

3.1760

Ordinary shares

Sale

1,856

3.1765

Ordinary shares

Sale

2,838

3.1770

Ordinary shares

Sale

6,089

3.1775

Ordinary shares

Sale

29,424

3.1785

Ordinary shares

Sale

1,600

3.1800

Ordinary shares

Sale

1,084

3.1805

Ordinary shares

Sale

1,223

3.1820

Ordinary shares

Sale

1,480

3.1825

Ordinary shares

Sale

4,625

3.1830

Ordinary shares

Sale

4,145

3.1835

Ordinary shares

Sale

5,746

3.1840

Ordinary shares

Sale

1,332

3.1850

Ordinary shares

Sale

1,303

3.1855

Ordinary shares

Sale

5,219

3.1860

Ordinary shares

Sale

4,379

3.1865

Ordinary shares

Sale

1,973

3.1870

Ordinary shares

Sale

1,304

3.1885

Ordinary shares

Sale

5,809

3.1895

Ordinary shares

Sale

1,514

3.1905

Ordinary shares

Sale

1,127

3.1910

Ordinary shares

Sale

987

3.1915

Ordinary shares

Sale

1,798

3.1920

Ordinary shares

Sale

3,578

3.1935

Ordinary shares

Sale

786

3.1945

Ordinary shares

Sale

3,062

3.1950

 

Total Buy - 2,840,235

Total Sell - 2,058,318

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bond

Purchase

15,000,000

113.2500

Convertible Bond

Sale

9,500,000

114.1250

Convertible Bond

Sale

5,000,000

114.6250

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

752,045

3.1600

Ordinary Shares

SWAP

Short

516,645

3.1443

Ordinary Shares

SWAP

Short

280,000

3.1481

Ordinary Shares

SWAP

Short

880,770

3.1640

Ordinary Shares

SWAP

Short

71,743

3.1645

Ordinary Shares

SWAP

Short

64,400

3.1791

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18/07/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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