Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 - Glencore International PLC

2nd May 2012 09:44

RNS Number : 5580C
GoldmanSachs International
02 May 2012
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date position held/dealing undertaken:

01 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

212,414

0.00

265,383

0.00

(2) Derivatives (other than options):

0

0.00

0

0.00

(3) Options and agreements to purchase/sell:

0

0.00

0

0.00

 

TOTAL:

212,414

0.00

265,383

0.00

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 ordinary

Purchase

28,946

4.3460 GBP

USD 0.01 ordinary

Purchase

28,946

4.3460 GBP

USD 0.01 ordinary

Sale

2,477

4.2855 GBP

USD 0.01 ordinary

Sale

245

4.2870 GBP

USD 0.01 ordinary

Sale

1,144

4.2870 GBP

USD 0.01 ordinary

Sale

1,309

4.2870 GBP

USD 0.01 ordinary

Sale

256

4.2870 GBP

USD 0.01 ordinary

Sale

53

4.2870 GBP

USD 0.01 ordinary

Sale

1,275

4.2895 GBP

USD 0.01 ordinary

Sale

989

4.2900 GBP

USD 0.01 ordinary

Sale

1,170

4.2920 GBP

USD 0.01 ordinary

Sale

179

4.2920 GBP

USD 0.01 ordinary

Sale

303

4.2930 GBP

USD 0.01 ordinary

Sale

372

4.2930 GBP

USD 0.01 ordinary

Sale

292

4.2930 GBP

USD 0.01 ordinary

Sale

806

4.2940 GBP

USD 0.01 ordinary

Sale

1,124

4.2940 GBP

USD 0.01 ordinary

Sale

962

4.2950 GBP

USD 0.01 ordinary

Sale

3,007

4.2960 GBP

USD 0.01 ordinary

Sale

896

4.2980 GBP

USD 0.01 ordinary

Sale

296

4.2980 GBP

USD 0.01 ordinary

Sale

1,823

4.2980 GBP

USD 0.01 ordinary

Sale

1,267

4.2980 GBP

USD 0.01 ordinary

Sale

1,207

4.2980 GBP

USD 0.01 ordinary

Sale

115

4.2995 GBP

USD 0.01 ordinary

Sale

531

4.2995 GBP

USD 0.01 ordinary

Sale

819

4.2995 GBP

USD 0.01 ordinary

Sale

280

4.3000 GBP

USD 0.01 ordinary

Sale

354

4.3000 GBP

USD 0.01 ordinary

Sale

546

4.3000 GBP

USD 0.01 ordinary

Sale

308

4.3000 GBP

USD 0.01 ordinary

Sale

283

4.3000 GBP

USD 0.01 ordinary

Sale

605

4.3000 GBP

USD 0.01 ordinary

Sale

943

4.3135 GBP

USD 0.01 ordinary

Sale

1,640

4.3135 GBP

USD 0.01 ordinary

Sale

10,317

4.3301 GBP

USD 0.01 ordinary

Sale

3,333

4.3425 GBP

USD 0.01 ordinary

Sale

1,095

4.3455 GBP

USD 0.01 ordinary

Sale

2,255

4.3455 GBP

USD 0.01 ordinary

Sale

1,450

4.3535 GBP

USD 0.01 ordinary

Sale

1,055

4.3600 GBP

USD 0.01 ordinary

Sale

1,690

4.3605 GBP

USD 0.01 ordinary

Sale

952

4.3605 GBP

USD 0.01 ordinary

Sale

286

4.3635 GBP

USD 0.01 ordinary

Sale

494

4.3635 GBP

USD 0.01 ordinary

Sale

342

4.3635 GBP

USD 0.01 ordinary

Sale

147

4.3635 GBP

USD 0.01 ordinary

Sale

1,034

4.3635 GBP

USD 0.01 ordinary

Sale

1,683

4.3650 GBP

USD 0.01 ordinary

Sale

513

4.3650 GBP

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 ordinary

Purchases

57,892

USD 0.01 ordinary

Sales

54,522

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

02 May 2012

Contact name:

Audrey Malone and Darren Adam

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 4224

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOGIGDUXSGBGDD

Related Shares:

Glencore
FTSE 100 Latest
Value8,818.14
Change11.61