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Form 8.5 - Glencore International Plc

30th Jul 2012 10:50

RNS Number : 7935I
Nomura International PLC (EPT)
30 July 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

27 July 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,190,355

0.061

6,649,732

0.096

(2) Derivatives (other than options):

1,075,883

0.016

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,266,238

0.077

6,649,732

0.096

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,000,000

0.043

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,000,000

0.043

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

2,422

3.0825

Ordinary shares

Purchase

700

3.0840

Ordinary shares

Purchase

5,440

3.0855

Ordinary shares

Purchase

4,770

3.0860

Ordinary shares

Purchase

10,735

3.0865

Ordinary shares

Purchase

2,272

3.0870

Ordinary shares

Purchase

254

3.0875

Ordinary shares

Purchase

245

3.0880

Ordinary shares

Purchase

800

3.0885

Ordinary shares

Purchase

1,748

3.0890

Ordinary shares

Purchase

933

3.0895

Ordinary shares

Purchase

16,665

3.0900

Ordinary shares

Purchase

6,933

3.0905

Ordinary shares

Purchase

7,867

3.0910

Ordinary shares

Purchase

647

3.0915

Ordinary shares

Purchase

5,228

3.0920

Ordinary shares

Purchase

2,504

3.0925

Ordinary shares

Purchase

7,612

3.0930

Ordinary shares

Purchase

1,654

3.0935

Ordinary shares

Purchase

6,359

3.0940

Ordinary shares

Purchase

5,288

3.0945

Ordinary shares

Purchase

3,073

3.0950

Ordinary shares

Purchase

1,203

3.0955

Ordinary shares

Purchase

730

3.0960

Ordinary shares

Purchase

2,226

3.0965

Ordinary shares

Purchase

1,305

3.0970

Ordinary shares

Purchase

8,065

3.0975

Ordinary shares

Purchase

3,355

3.0980

Ordinary shares

Purchase

1,831

3.0985

Ordinary shares

Purchase

2,725

3.0990

Ordinary shares

Purchase

4,074

3.0995

Ordinary shares

Purchase

4,663

3.1000

Ordinary shares

Purchase

900

3.1005

Ordinary shares

Purchase

18,265

3.1010

Ordinary shares

Purchase

478

3.1015

Ordinary shares

Purchase

31,420

3.1020

Ordinary shares

Purchase

9,424

3.1025

Ordinary shares

Purchase

3,710

3.1030

Ordinary shares

Purchase

5,068

3.1035

Ordinary shares

Purchase

16,558

3.1040

Ordinary shares

Purchase

2,300

3.1045

Ordinary shares

Purchase

13,776

3.1050

Ordinary shares

Purchase

5,432

3.1055

Ordinary shares

Purchase

11,520

3.1060

Ordinary shares

Purchase

3,866

3.1065

Ordinary shares

Purchase

5,554

3.1070

Ordinary shares

Purchase

6,651

3.1075

Ordinary shares

Purchase

17,887

3.1080

Ordinary shares

Purchase

5,429

3.1085

Ordinary shares

Purchase

9,694

3.1090

Ordinary shares

Purchase

8,728

3.1095

Ordinary shares

Purchase

6,696

3.1100

Ordinary shares

Purchase

13,563

3.1105

Ordinary shares

Purchase

4,945

3.1110

Ordinary shares

Purchase

6,372

3.1115

Ordinary shares

Purchase

10,896

3.1120

Ordinary shares

Purchase

11,239

3.1125

Ordinary shares

Purchase

10,198

3.1130

Ordinary shares

Purchase

8,710

3.1135

Ordinary shares

Purchase

3,180

3.1140

Ordinary shares

Purchase

8,427

3.1145

Ordinary shares

Purchase

10,228

3.1150

Ordinary shares

Purchase

16,908

3.1155

Ordinary shares

Purchase

5,992

3.1160

Ordinary shares

Purchase

13,664

3.1165

Ordinary shares

Purchase

10,670

3.1170

Ordinary shares

Purchase

7,165

3.1175

Ordinary shares

Purchase

7,325

3.1180

Ordinary shares

Purchase

16,875

3.1185

Ordinary shares

Purchase

16,965

3.1190

Ordinary shares

Purchase

24,091

3.1195

Ordinary shares

Purchase

28,396

3.1200

Ordinary shares

Purchase

12,682

3.1205

Ordinary shares

Purchase

10,149

3.1210

Ordinary shares

Purchase

9,845

3.1215

Ordinary shares

Purchase

10,584

3.1220

Ordinary shares

Purchase

1,693

3.1225

Ordinary shares

Purchase

6,831

3.1230

Ordinary shares

Purchase

2,702

3.1235

Ordinary shares

Purchase

26,487

3.1240

Ordinary shares

Purchase

11,919

3.1245

Ordinary shares

Purchase

14,787

3.1250

Ordinary shares

Purchase

7,552

3.1255

Ordinary shares

Purchase

34,410

3.1260

Ordinary shares

Purchase

23,856

3.1265

Ordinary shares

Purchase

5,166

3.1270

Ordinary shares

Purchase

20,075

3.1275

Ordinary shares

Purchase

10,047

3.1280

Ordinary shares

Purchase

13,074

3.1285

Ordinary shares

Purchase

39,150

3.1290

Ordinary shares

Purchase

2,333

3.1295

Ordinary shares

Purchase

6,912

3.1300

Ordinary shares

Purchase

5,600

3.1305

Ordinary shares

Purchase

706

3.1310

Ordinary shares

Purchase

16,672

3.1320

Ordinary shares

Purchase

800

3.1330

Ordinary shares

Purchase

600

3.1335

Ordinary shares

Purchase

2,800

3.1340

Ordinary shares

Purchase

2,141

3.1345

Ordinary shares

Purchase

700

3.1355

Ordinary shares

Purchase

600

3.1360

Ordinary shares

Purchase

600

3.1365

Ordinary shares

Purchase

500

3.1370

Ordinary shares

Sale

666

3.0780

Ordinary shares

Sale

130

3.0785

Ordinary shares

Sale

5,000

3.0820

Ordinary shares

Sale

6,486

3.0840

Ordinary shares

Sale

1,992

3.0850

Ordinary shares

Sale

5,585

3.0855

Ordinary shares

Sale

1,685

3.0860

Ordinary shares

Sale

17,731

3.0865

Ordinary shares

Sale

356

3.0870

Ordinary shares

Sale

19,831

3.0875

Ordinary shares

Sale

4,933

3.0880

Ordinary shares

Sale

936

3.0885

Ordinary shares

Sale

3,412

3.0890

Ordinary shares

Sale

4,078

3.0900

Ordinary shares

Sale

2,375

3.0905

Ordinary shares

Sale

1,980

3.0910

Ordinary shares

Sale

1,702

3.0915

Ordinary shares

Sale

5,887

3.0920

Ordinary shares

Sale

4,807

3.0925

Ordinary shares

Sale

1,980

3.0930

Ordinary shares

Sale

2,100

3.0935

Ordinary shares

Sale

300

3.0940

Ordinary shares

Sale

902

3.0945

Ordinary shares

Sale

300

3.0955

Ordinary shares

Sale

373

3.0960

Ordinary shares

Sale

1,426

3.0970

Ordinary shares

Sale

4,040

3.0980

Ordinary shares

Sale

1,087

3.0990

Ordinary shares

Sale

2,572

3.1000

Ordinary shares

Sale

7,109

3.1005

Ordinary shares

Sale

9,168

3.1010

Ordinary shares

Sale

2,456

3.1020

Ordinary shares

Sale

100

3.1025

Ordinary shares

Sale

17,653

3.1030

Ordinary shares

Sale

17,336

3.1035

Ordinary shares

Sale

3,201

3.1040

Ordinary shares

Sale

3,007

3.1045

Ordinary shares

Sale

14,421

3.1050

Ordinary shares

Sale

8,274

3.1055

Ordinary shares

Sale

4,095

3.1060

Ordinary shares

Sale

3,175

3.1065

Ordinary shares

Sale

11,788

3.1070

Ordinary shares

Sale

5,966

3.1075

Ordinary shares

Sale

10,281

3.1080

Ordinary shares

Sale

2,970

3.1085

Ordinary shares

Sale

9,000

3.1090

Ordinary shares

Sale

600

3.1095

Ordinary shares

Sale

8,579

3.1100

Ordinary shares

Sale

8,854

3.1105

Ordinary shares

Sale

4,953

3.1110

Ordinary shares

Sale

12,374

3.1115

Ordinary shares

Sale

10,556

3.1120

Ordinary shares

Sale

5,284

3.1125

Ordinary shares

Sale

8,376

3.1130

Ordinary shares

Sale

1,146

3.1135

Ordinary shares

Sale

2,891

3.1140

Ordinary shares

Sale

6,764

3.1145

Ordinary shares

Sale

7,590

3.1150

Ordinary shares

Sale

5,959

3.1155

Ordinary shares

Sale

11,497

3.1160

Ordinary shares

Sale

3,917

3.1165

Ordinary shares

Sale

1,479

3.1170

Ordinary shares

Sale

6,363

3.1175

Ordinary shares

Sale

2,924

3.1180

Ordinary shares

Sale

10,823

3.1185

Ordinary shares

Sale

12,703

3.1190

Ordinary shares

Sale

12,686

3.1195

Ordinary shares

Sale

10,249

3.1200

Ordinary shares

Sale

6,253

3.1205

Ordinary shares

Sale

5,665

3.1210

Ordinary shares

Sale

2,678

3.1215

Ordinary shares

Sale

7,178

3.1220

Ordinary shares

Sale

428

3.1225

Ordinary shares

Sale

17,489

3.1230

Ordinary shares

Sale

6,247

3.1235

Ordinary shares

Sale

3,332

3.1240

Ordinary shares

Sale

4,341

3.1245

Ordinary shares

Sale

3,067

3.1250

Ordinary shares

Sale

6,004

3.1255

Ordinary shares

Sale

89,641

3.1258

Ordinary shares

Sale

16,427

3.1260

Ordinary shares

Sale

1,983

3.1265

Ordinary shares

Sale

24,054

3.1270

Ordinary shares

Sale

11,377

3.1275

Ordinary shares

Sale

21,230

3.1280

Ordinary shares

Sale

2,831

3.1285

Ordinary shares

Sale

551

3.1290

Ordinary shares

Sale

8,779

3.1295

Ordinary shares

Sale

12,031

3.1300

Ordinary shares

Sale

152

3.1305

Ordinary shares

Sale

980

3.1310

Ordinary shares

Sale

1,056

3.1315

Ordinary shares

Sale

1,346

3.1320

Ordinary shares

Sale

4,497

3.1330

Ordinary shares

Sale

954

3.1335

Ordinary shares

Sale

9,454

3.1340

Ordinary shares

Sale

1,129

3.1345

Ordinary shares

Sale

3,863

3.1360

Ordinary shares

Sale

2,107

3.1370

 

Total Buy - 845,464

Total Sell - 668,343

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

5,500

3.1074

Ordinary Shares

SWAP

Long

469,972

3.1119

Ordinary Shares

SWAP

Short

10,748

3.0924

Ordinary Shares

SWAP

Short

445,488

3.1119

Ordinary Shares

SWAP

Short

206,555

3.1146

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

30/07/2012

Contact name:

Koji Kitayama

Telephone number:

020 7102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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