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Form 8.5 Glencore International Plc

14th Sep 2012 10:34

RNS Number : 2899M
Nomura International PLC (EPT)
14 September 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

13 September 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,667,282

0.053

8,155,250

0.118

(2) Derivatives (other than options):

1,409,046

0.020

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,076,328

0.073

8,155,250

0.118

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,700,000

0.074

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,700,000

0.074

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,118

3.5070

Ordinary shares

Purchase

3,600

3.5085

Ordinary shares

Purchase

853

3.5115

Ordinary shares

Purchase

2,848

3.5125

Ordinary shares

Purchase

2,692

3.5130

Ordinary shares

Purchase

13,070

3.5135

Ordinary shares

Purchase

1,932

3.5140

Ordinary shares

Purchase

1,522

3.5145

Ordinary shares

Purchase

9,690

3.5150

Ordinary shares

Purchase

908

3.5155

Ordinary shares

Purchase

4,129

3.5165

Ordinary shares

Purchase

5,622

3.5170

Ordinary shares

Purchase

3,503

3.5175

Ordinary shares

Purchase

4,204

3.5180

Ordinary shares

Purchase

18,904

3.5185

Ordinary shares

Purchase

15,066

3.5190

Ordinary shares

Purchase

3,140

3.5195

Ordinary shares

Purchase

67,816

3.5200

Ordinary shares

Purchase

17,945

3.5205

Ordinary shares

Purchase

14,142

3.5210

Ordinary shares

Purchase

13,039

3.5215

Ordinary shares

Purchase

14,415

3.5220

Ordinary shares

Purchase

45,865

3.5225

Ordinary shares

Purchase

46,554

3.5230

Ordinary shares

Purchase

24,938

3.5235

Ordinary shares

Purchase

33,846

3.5240

Ordinary shares

Purchase

14,768

3.5245

Ordinary shares

Purchase

69,852

3.5250

Ordinary shares

Purchase

22,089

3.5255

Ordinary shares

Purchase

7,222

3.5257

Ordinary shares

Purchase

42,197

3.5260

Ordinary shares

Purchase

24,666

3.5265

Ordinary shares

Purchase

17,057

3.5270

Ordinary shares

Purchase

19,234

3.5275

Ordinary shares

Purchase

19,821

3.5280

Ordinary shares

Purchase

16,923

3.5285

Ordinary shares

Purchase

29,113

3.5290

Ordinary shares

Purchase

15,286

3.5295

Ordinary shares

Purchase

28,733

3.5300

Ordinary shares

Purchase

3,632

3.5301

Ordinary shares

Purchase

12,304

3.5305

Ordinary shares

Purchase

29,788

3.5310

Ordinary shares

Purchase

13,255

3.5315

Ordinary shares

Purchase

19,742

3.5320

Ordinary shares

Purchase

13,182

3.5325

Ordinary shares

Purchase

188,104

3.5330

Ordinary shares

Purchase

13,323

3.5335

Ordinary shares

Purchase

14,978

3.5340

Ordinary shares

Purchase

4,117

3.5345

Ordinary shares

Purchase

24,735

3.5350

Ordinary shares

Purchase

17,548

3.5355

Ordinary shares

Purchase

6,173

3.5360

Ordinary shares

Purchase

7,231

3.5365

Ordinary shares

Purchase

45,350

3.5367

Ordinary shares

Purchase

11,513

3.5370

Ordinary shares

Purchase

12,093

3.5375

Ordinary shares

Purchase

5,935

3.5380

Ordinary shares

Purchase

7,045

3.5385

Ordinary shares

Purchase

8,947

3.5390

Ordinary shares

Purchase

4,506

3.5395

Ordinary shares

Purchase

21,588

3.5400

Ordinary shares

Purchase

5,167

3.5405

Ordinary shares

Purchase

14,046

3.5410

Ordinary shares

Purchase

43,171

3.5415

Ordinary shares

Purchase

15,431

3.5420

Ordinary shares

Purchase

2,536

3.5425

Ordinary shares

Purchase

4,629

3.5430

Ordinary shares

Purchase

13,585

3.5435

Ordinary shares

Purchase

39,534

3.5440

Ordinary shares

Purchase

15,832

3.5445

Ordinary shares

Purchase

14,248

3.5450

Ordinary shares

Purchase

6,533

3.5455

Ordinary shares

Purchase

6,878

3.5460

Ordinary shares

Purchase

7,960

3.5465

Ordinary shares

Purchase

9,489

3.5470

Ordinary shares

Purchase

6,870

3.5475

Ordinary shares

Purchase

387,209

3.5477

Ordinary shares

Purchase

56,980

3.5480

Ordinary shares

Purchase

5,495

3.5485

Ordinary shares

Purchase

9,262

3.5490

Ordinary shares

Purchase

9,690

3.5495

Ordinary shares

Purchase

54,360

3.5500

Ordinary shares

Purchase

4,728

3.5505

Ordinary shares

Purchase

17,885

3.5510

Ordinary shares

Purchase

2,466

3.5515

Ordinary shares

Purchase

11,954

3.5520

Ordinary shares

Purchase

5,115

3.5525

Ordinary shares

Purchase

3,587

3.5530

Ordinary shares

Purchase

8,982

3.5535

Ordinary shares

Purchase

15,055

3.5540

Ordinary shares

Purchase

3,839

3.5545

Ordinary shares

Purchase

21,556

3.5550

Ordinary shares

Purchase

38,821

3.5555

Ordinary shares

Purchase

88,706

3.5560

Ordinary shares

Purchase

5,195

3.5565

Ordinary shares

Purchase

45,914

3.5570

Ordinary shares

Purchase

1,246

3.5580

Ordinary shares

Purchase

3,507

3.5585

Ordinary shares

Purchase

300

3.5595

Ordinary shares

Purchase

291

3.5600

Ordinary shares

Purchase

589

3.5620

Ordinary shares

Purchase

538

3.5625

Ordinary shares

Purchase

903

3.5630

Ordinary shares

Purchase

10,000

3.5635

Ordinary shares

Purchase

176

3.5640

Ordinary shares

Purchase

903

3.5645

Ordinary shares

Purchase

144

3.5655

Ordinary shares

Purchase

541

3.5660

Ordinary shares

Purchase

8,760

3.5680

Ordinary shares

Purchase

220

3.5690

Ordinary shares

Purchase

10,915

3.5695

Ordinary shares

Purchase

1,926

3.5705

Ordinary shares

Purchase

2,145

3.5725

Ordinary shares

Purchase

4,097

3.5730

Ordinary shares

Purchase

607

3.5800

Ordinary shares

Purchase

1,900

3.5805

Ordinary shares

Sale

4,311

3.5070

Ordinary shares

Sale

1,500

3.5075

Ordinary shares

Sale

2,926

3.5080

Ordinary shares

Sale

5,095

3.5085

Ordinary shares

Sale

1,475

3.5100

Ordinary shares

Sale

1,171

3.5110

Ordinary shares

Sale

2,301

3.5115

Ordinary shares

Sale

5,812

3.5120

Ordinary shares

Sale

5,018

3.5125

Ordinary shares

Sale

1,500

3.5130

Ordinary shares

Sale

600

3.5140

Ordinary shares

Sale

4,370

3.5145

Ordinary shares

Sale

5,273

3.5150

Ordinary shares

Sale

3,144

3.5155

Ordinary shares

Sale

912

3.5160

Ordinary shares

Sale

18,229

3.5165

Ordinary shares

Sale

7,706

3.5170

Ordinary shares

Sale

9,298

3.5175

Ordinary shares

Sale

3,955

3.5180

Ordinary shares

Sale

6,062

3.5185

Ordinary shares

Sale

10,386

3.5190

Ordinary shares

Sale

8,737

3.5195

Ordinary shares

Sale

16,556

3.5200

Ordinary shares

Sale

8,462

3.5205

Ordinary shares

Sale

12,621

3.5210

Ordinary shares

Sale

11,234

3.5215

Ordinary shares

Sale

31,019

3.5220

Ordinary shares

Sale

28,030

3.5225

Ordinary shares

Sale

35,683

3.5230

Ordinary shares

Sale

20,008

3.5235

Ordinary shares

Sale

11,629

3.5240

Ordinary shares

Sale

16,665

3.5245

Ordinary shares

Sale

21,349

3.5250

Ordinary shares

Sale

13,991

3.5255

Ordinary shares

Sale

9,357

3.5260

Ordinary shares

Sale

9,103

3.5265

Ordinary shares

Sale

17,905

3.5270

Ordinary shares

Sale

19,329

3.5275

Ordinary shares

Sale

102,569

3.5275

Ordinary shares

Sale

20,097

3.5280

Ordinary shares

Sale

5,194

3.5285

Ordinary shares

Sale

4,940

3.5290

Ordinary shares

Sale

13,521

3.5295

Ordinary shares

Sale

6,197

3.5300

Ordinary shares

Sale

13,350

3.5305

Ordinary shares

Sale

7,630

3.5310

Ordinary shares

Sale

17,925

3.5315

Ordinary shares

Sale

9,695

3.5320

Ordinary shares

Sale

23,768

3.5325

Ordinary shares

Sale

378,270

3.5330

Ordinary shares

Sale

6,144

3.5335

Ordinary shares

Sale

7,074

3.5340

Ordinary shares

Sale

10,820

3.5345

Ordinary shares

Sale

19,049

3.5350

Ordinary shares

Sale

1,490

3.5355

Ordinary shares

Sale

2,091

3.5360

Ordinary shares

Sale

8,743

3.5365

Ordinary shares

Sale

10,935

3.5370

Ordinary shares

Sale

2,141

3.5375

Ordinary shares

Sale

6,158

3.5380

Ordinary shares

Sale

6,060

3.5385

Ordinary shares

Sale

70,000

3.5388

Ordinary shares

Sale

9,847

3.5390

Ordinary shares

Sale

3,947

3.5395

Ordinary shares

Sale

70,436

3.5400

Ordinary shares

Sale

2,725

3.5405

Ordinary shares

Sale

71,123

3.5410

Ordinary shares

Sale

12,503

3.5415

Ordinary shares

Sale

29,599

3.5420

Ordinary shares

Sale

18,350

3.5425

Ordinary shares

Sale

9,891

3.5430

Ordinary shares

Sale

3,847

3.5435

Ordinary shares

Sale

6,656

3.5440

Ordinary shares

Sale

9,451

3.5445

Ordinary shares

Sale

3,554

3.5450

Ordinary shares

Sale

1,432

3.5455

Ordinary shares

Sale

9,954

3.5460

Ordinary shares

Sale

13,323

3.5465

Ordinary shares

Sale

17,761

3.5470

Ordinary shares

Sale

15,162

3.5475

Ordinary shares

Sale

7,132

3.5480

Ordinary shares

Sale

5,273

3.5485

Ordinary shares

Sale

11,398

3.5490

Ordinary shares

Sale

57,405

3.5495

Ordinary shares

Sale

21,014

3.5500

Ordinary shares

Sale

10,625

3.5505

Ordinary shares

Sale

4,772

3.5510

Ordinary shares

Sale

3,178

3.5515

Ordinary shares

Sale

5,401

3.5520

Ordinary shares

Sale

6,393

3.5525

Ordinary shares

Sale

3,924

3.5530

Ordinary shares

Sale

5,722

3.5535

Ordinary shares

Sale

5,426

3.5540

Ordinary shares

Sale

3,732

3.5545

Ordinary shares

Sale

1,673

3.5550

Ordinary shares

Sale

4,426

3.5555

Ordinary shares

Sale

5,780

3.5560

Ordinary shares

Sale

6,588

3.5565

Ordinary shares

Sale

3,081

3.5570

Ordinary shares

Sale

1,750

3.5575

Ordinary shares

Sale

349

3.5580

Ordinary shares

Sale

6,374

3.5585

Ordinary shares

Sale

1,769

3.5590

Ordinary shares

Sale

694

3.5595

Ordinary shares

Sale

100

3.5600

Ordinary shares

Sale

2,705

3.5605

Ordinary shares

Sale

200

3.5610

Ordinary shares

Sale

1,026

3.5615

Ordinary shares

Sale

654

3.5620

Ordinary shares

Sale

369

3.5625

Ordinary shares

Sale

9,826

3.5635

Ordinary shares

Sale

2,198

3.5640

Ordinary shares

Sale

4,339

3.5645

Ordinary shares

Sale

1,500

3.5650

Ordinary shares

Sale

1,691

3.5655

Ordinary shares

Sale

1,152

3.5665

Ordinary shares

Sale

5,609

3.5670

Ordinary shares

Sale

244

3.5675

Ordinary shares

Sale

10,078

3.5680

Ordinary shares

Sale

1,178

3.5685

Ordinary shares

Sale

6,640

3.5690

Ordinary shares

Sale

1,504

3.5695

Ordinary shares

Sale

3,736

3.5700

Ordinary shares

Sale

422

3.5705

Ordinary shares

Sale

1,000

3.5710

Ordinary shares

Sale

379

3.5730

Ordinary shares

Sale

33,550

3.6704

 

Total Buy - 2,235,827

Total Sell - 1,730,123

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bonds

Sale

500,000

120.3750

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

1,151,549

3.5361

Ordinary Shares

SWAP

Long

356

3.5520

Ordinary Shares

SWAP

Short

1,135,438

3.5365

Ordinary Shares

SWAP

Short

32,198

3.5437

Ordinary Shares

SWAP

Short

387,209

3.5477

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

14/09/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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