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Form 8.5 Glencore International Plc

12th Sep 2012 10:26

RNS Number : 0849M
Nomura International PLC (EPT)
12 September 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

11 September 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,106,796

0.045

8,256,901

0.119

(2) Derivatives (other than options):

1,860,217

0.027

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,967,013

0.072

8,256,901

0.119

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

1,200,000

0.052

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

1,200,000

0.052

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,312

3.6200

Ordinary shares

Purchase

8,458

3.6205

Ordinary shares

Purchase

3,142

3.6210

Ordinary shares

Purchase

13,127

3.6215

Ordinary shares

Purchase

17,354

3.6220

Ordinary shares

Purchase

32,418

3.6225

Ordinary shares

Purchase

7,498

3.6230

Ordinary shares

Purchase

9,300

3.6235

Ordinary shares

Purchase

14,712

3.6240

Ordinary shares

Purchase

3,839

3.6245

Ordinary shares

Purchase

4,554

3.6250

Ordinary shares

Purchase

2,158

3.6255

Ordinary shares

Purchase

5,532

3.6260

Ordinary shares

Purchase

1,636

3.6265

Ordinary shares

Purchase

4,808

3.6270

Ordinary shares

Purchase

715

3.6280

Ordinary shares

Purchase

2,348

3.6285

Ordinary shares

Purchase

1,999

3.6290

Ordinary shares

Purchase

5,000

3.6295

Ordinary shares

Purchase

9,803

3.6300

Ordinary shares

Purchase

2,797

3.6305

Ordinary shares

Purchase

8,394

3.6310

Ordinary shares

Purchase

8,146

3.6315

Ordinary shares

Purchase

4,481

3.6320

Ordinary shares

Purchase

8,934

3.6325

Ordinary shares

Purchase

4,879

3.6330

Ordinary shares

Purchase

7,180

3.6335

Ordinary shares

Purchase

2,396

3.6340

Ordinary shares

Purchase

7,737

3.6345

Ordinary shares

Purchase

7,005

3.6350

Ordinary shares

Purchase

7,123

3.6355

Ordinary shares

Purchase

9,918

3.6360

Ordinary shares

Purchase

20,313

3.6365

Ordinary shares

Purchase

20,911

3.6370

Ordinary shares

Purchase

52,497

3.6375

Ordinary shares

Purchase

20,643

3.6380

Ordinary shares

Purchase

15,543

3.6385

Ordinary shares

Purchase

29,937

3.6390

Ordinary shares

Purchase

20,892

3.6395

Ordinary shares

Purchase

49,563

3.6400

Ordinary shares

Purchase

22,876

3.6405

Ordinary shares

Purchase

19,976

3.6410

Ordinary shares

Purchase

17,602

3.6415

Ordinary shares

Purchase

23,215

3.6420

Ordinary shares

Purchase

18,266

3.6425

Ordinary shares

Purchase

21,007

3.6430

Ordinary shares

Purchase

195,854

3.6435

Ordinary shares

Purchase

30,807

3.6440

Ordinary shares

Purchase

28,483

3.6445

Ordinary shares

Purchase

24,560

3.6450

Ordinary shares

Purchase

23,293

3.6455

Ordinary shares

Purchase

41,481

3.6460

Ordinary shares

Purchase

1,362,991

3.6463

Ordinary shares

Purchase

39,891

3.6465

Ordinary shares

Purchase

30,832

3.6470

Ordinary shares

Purchase

11,787

3.6475

Ordinary shares

Purchase

6,488

3.6480

Ordinary shares

Purchase

24,621

3.6485

Ordinary shares

Purchase

21,162

3.6490

Ordinary shares

Purchase

21,953

3.6495

Ordinary shares

Purchase

46,054

3.6500

Ordinary shares

Purchase

23,086

3.6505

Ordinary shares

Purchase

51,885

3.6510

Ordinary shares

Purchase

24,516

3.6515

Ordinary shares

Purchase

20,632

3.6520

Ordinary shares

Purchase

30,177

3.6525

Ordinary shares

Purchase

51,333

3.6526

Ordinary shares

Purchase

30,576

3.6530

Ordinary shares

Purchase

7,374

3.6535

Ordinary shares

Purchase

13,596

3.6540

Ordinary shares

Purchase

7,867

3.6545

Ordinary shares

Purchase

9,000

3.6549

Ordinary shares

Purchase

9,719

3.6550

Ordinary shares

Purchase

15,382

3.6555

Ordinary shares

Purchase

12,232

3.6560

Ordinary shares

Purchase

11,294

3.6565

Ordinary shares

Purchase

52,968

3.6570

Ordinary shares

Purchase

17,299

3.6575

Ordinary shares

Purchase

17,788

3.6580

Ordinary shares

Purchase

15,302

3.6585

Ordinary shares

Purchase

10,453

3.6590

Ordinary shares

Purchase

4,000

3.6592

Ordinary shares

Purchase

5,865

3.6595

Ordinary shares

Purchase

15,402

3.6600

Ordinary shares

Purchase

24,540

3.6605

Ordinary shares

Purchase

10,407

3.6610

Ordinary shares

Purchase

4,910

3.6615

Ordinary shares

Purchase

17,338

3.6620

Ordinary shares

Purchase

5,779

3.6625

Ordinary shares

Purchase

6,664

3.6630

Ordinary shares

Purchase

5,679

3.6640

Ordinary shares

Purchase

5,756

3.6645

Ordinary shares

Purchase

3,124

3.6650

Ordinary shares

Purchase

3,521

3.6655

Ordinary shares

Purchase

2,529

3.6660

Ordinary shares

Purchase

1,967

3.6665

Ordinary shares

Purchase

2,353

3.6670

Ordinary shares

Purchase

755

3.6680

Ordinary shares

Purchase

1,419

3.6685

Ordinary shares

Purchase

3,227

3.6690

Ordinary shares

Purchase

6,928

3.6695

Ordinary shares

Purchase

10,242

3.6700

Ordinary shares

Purchase

9,055

3.6705

Ordinary shares

Purchase

3,434

3.6710

Ordinary shares

Purchase

3,491

3.6715

Ordinary shares

Purchase

1,916

3.6720

Ordinary shares

Purchase

5,505

3.6725

Ordinary shares

Purchase

2

3.6730

Ordinary shares

Purchase

907

3.6735

Ordinary shares

Purchase

2,452

3.6740

Ordinary shares

Purchase

428

3.6745

Ordinary shares

Purchase

1,724

3.6760

Ordinary shares

Purchase

807

3.6763

Ordinary shares

Purchase

5,458

3.6770

Ordinary shares

Purchase

2,951

3.6780

Ordinary shares

Purchase

695

3.6785

Ordinary shares

Purchase

1,471

3.6800

Ordinary shares

Purchase

1,420

3.6810

Ordinary shares

Purchase

1,449

3.6815

Ordinary shares

Purchase

107

3.6820

Ordinary shares

Purchase

1,900

3.6825

Ordinary shares

Purchase

2,687

3.6830

Ordinary shares

Purchase

5,000

3.6835

Ordinary shares

Purchase

4,595

3.6845

Ordinary shares

Purchase

1,452

3.6855

Ordinary shares

Purchase

700

3.6870

Ordinary shares

Purchase

999

3.6875

Ordinary shares

Purchase

108

3.6880

Ordinary shares

Purchase

2,314

3.6885

Ordinary shares

Purchase

4,222

3.6890

Ordinary shares

Purchase

1,623

3.6895

Ordinary shares

Purchase

33

3.6905

Ordinary shares

Purchase

488

3.6915

Ordinary shares

Purchase

490

3.6920

Ordinary shares

Purchase

8,740

3.6925

Ordinary shares

Purchase

822

3.6935

Ordinary shares

Purchase

1,229

3.6965

Ordinary shares

Purchase

5,000

3.6970

Ordinary shares

Purchase

5,000

3.7025

Ordinary shares

Purchase

100

3.7035

Ordinary shares

Purchase

1,128

3.7050

Ordinary shares

Purchase

274

3.7060

Ordinary shares

Purchase

182

3.7065

Ordinary shares

Purchase

2,762

3.7105

Ordinary shares

Purchase

4,169

3.7149

Ordinary shares

Purchase

100

3.7160

Ordinary shares

Sale

21,086

3.6200

Ordinary shares

Sale

15,954

3.6205

Ordinary shares

Sale

4,070

3.6210

Ordinary shares

Sale

12,084

3.6215

Ordinary shares

Sale

16,819

3.6220

Ordinary shares

Sale

6,059

3.6225

Ordinary shares

Sale

15,665

3.6230

Ordinary shares

Sale

2,345

3.6235

Ordinary shares

Sale

8,934

3.6240

Ordinary shares

Sale

23,325

3.6245

Ordinary shares

Sale

13,118

3.6250

Ordinary shares

Sale

9,411

3.6255

Ordinary shares

Sale

3,354

3.6260

Ordinary shares

Sale

8,037

3.6265

Ordinary shares

Sale

15,321

3.6270

Ordinary shares

Sale

4,817

3.6275

Ordinary shares

Sale

38,667

3.6280

Ordinary shares

Sale

9,870

3.6285

Ordinary shares

Sale

3,454

3.6290

Ordinary shares

Sale

9,373

3.6295

Ordinary shares

Sale

20,252

3.6300

Ordinary shares

Sale

12,240

3.6305

Ordinary shares

Sale

7,792

3.6310

Ordinary shares

Sale

12,080

3.6315

Ordinary shares

Sale

7,529

3.6320

Ordinary shares

Sale

9,407

3.6325

Ordinary shares

Sale

11,040

3.6330

Ordinary shares

Sale

9,400

3.6335

Ordinary shares

Sale

6,921

3.6340

Ordinary shares

Sale

15,290

3.6345

Ordinary shares

Sale

11,753

3.6350

Ordinary shares

Sale

15,696

3.6355

Ordinary shares

Sale

38,561

3.6360

Ordinary shares

Sale

28,575

3.6365

Ordinary shares

Sale

19,684

3.6370

Ordinary shares

Sale

22,954

3.6375

Ordinary shares

Sale

36,418

3.6380

Ordinary shares

Sale

47,086

3.6385

Ordinary shares

Sale

33,142

3.6390

Ordinary shares

Sale

37,306

3.6395

Ordinary shares

Sale

56,442

3.6400

Ordinary shares

Sale

65,672

3.6405

Ordinary shares

Sale

45,136

3.6410

Ordinary shares

Sale

37,930

3.6415

Ordinary shares

Sale

28,623

3.6420

Ordinary shares

Sale

26,269

3.6425

Ordinary shares

Sale

21,728

3.6430

Ordinary shares

Sale

28,589

3.6435

Ordinary shares

Sale

35,376

3.6440

Ordinary shares

Sale

31,465

3.6445

Ordinary shares

Sale

27,882

3.6447

Ordinary shares

Sale

41,705

3.6450

Ordinary shares

Sale

25,376

3.6455

Ordinary shares

Sale

40,253

3.6460

Ordinary shares

Sale

27,210

3.6465

Ordinary shares

Sale

17,052

3.6470

Ordinary shares

Sale

9,430

3.6475

Ordinary shares

Sale

34,245

3.6479

Ordinary shares

Sale

8,355

3.6480

Ordinary shares

Sale

753,244

3.6481

Ordinary shares

Sale

21,783

3.6485

Ordinary shares

Sale

16,600

3.6490

Ordinary shares

Sale

15,802

3.6495

Ordinary shares

Sale

66,646

3.6500

Ordinary shares

Sale

50

3.6503

Ordinary shares

Sale

26,055

3.6505

Ordinary shares

Sale

12,239

3.6510

Ordinary shares

Sale

911

3.6511

Ordinary shares

Sale

33,891

3.6515

Ordinary shares

Sale

4,169

3.6518

Ordinary shares

Sale

30,055

3.6520

Ordinary shares

Sale

1,428

3.6523

Ordinary shares

Sale

17,604

3.6525

Ordinary shares

Sale

24,424

3.6530

Ordinary shares

Sale

45,038

3.6535

Ordinary shares

Sale

13,450

3.6540

Ordinary shares

Sale

9,805

3.6545

Ordinary shares

Sale

53

3.6548

Ordinary shares

Sale

21,202

3.6550

Ordinary shares

Sale

12,533

3.6555

Ordinary shares

Sale

14,611

3.6560

Ordinary shares

Sale

1,564

3.6565

Ordinary shares

Sale

52

3.6568

Ordinary shares

Sale

7,009

3.6570

Ordinary shares

Sale

30,530

3.6575

Ordinary shares

Sale

9,800

3.6580

Ordinary shares

Sale

4,351

3.6585

Ordinary shares

Sale

18,750

3.6590

Ordinary shares

Sale

6,873

3.6594

Ordinary shares

Sale

17,427

3.6595

Ordinary shares

Sale

76,023

3.6599

Ordinary shares

Sale

22,589

3.6600

Ordinary shares

Sale

15,052

3.6605

Ordinary shares

Sale

14,389

3.6610

Ordinary shares

Sale

9,381

3.6615

Ordinary shares

Sale

2,715

3.6620

Ordinary shares

Sale

8,458

3.6625

Ordinary shares

Sale

16,378

3.6630

Ordinary shares

Sale

12,629

3.6635

Ordinary shares

Sale

7,081

3.6640

Ordinary shares

Sale

8,589

3.6645

Ordinary shares

Sale

10,806

3.6650

Ordinary shares

Sale

4,443

3.6655

Ordinary shares

Sale

14,832

3.6660

Ordinary shares

Sale

6,775

3.6665

Ordinary shares

Sale

5,535

3.6670

Ordinary shares

Sale

6,377

3.6675

Ordinary shares

Sale

8,349

3.6680

Ordinary shares

Sale

22,210

3.6685

Ordinary shares

Sale

19,834

3.6690

Ordinary shares

Sale

1,365

3.6695

Ordinary shares

Sale

12,922

3.6700

Ordinary shares

Sale

3,389

3.6705

Ordinary shares

Sale

8,080

3.6710

Ordinary shares

Sale

5,553

3.6715

Ordinary shares

Sale

167,783

3.6719

Ordinary shares

Sale

5,879

3.6720

Ordinary shares

Sale

5,099

3.6725

Ordinary shares

Sale

6,503

3.6730

Ordinary shares

Sale

746

3.6735

Ordinary shares

Sale

606

3.6740

Ordinary shares

Sale

1,034

3.6745

Ordinary shares

Sale

1,920

3.6750

Ordinary shares

Sale

2,712

3.6755

Ordinary shares

Sale

3,884

3.6760

Ordinary shares

Sale

1,206

3.6765

Ordinary shares

Sale

2,000

3.6770

Ordinary shares

Sale

6,123

3.6780

Ordinary shares

Sale

2,355

3.6785

Ordinary shares

Sale

595

3.6790

Ordinary shares

Sale

6,210

3.6800

Ordinary shares

Sale

631

3.6805

Ordinary shares

Sale

506

3.6815

Ordinary shares

Sale

300

3.6840

Ordinary shares

Sale

2,344

3.6855

Ordinary shares

Sale

1,197

3.6860

Ordinary shares

Sale

786

3.6865

Ordinary shares

Sale

1,937

3.6870

Ordinary shares

Sale

1,694

3.6875

Ordinary shares

Sale

4,099

3.6880

Ordinary shares

Sale

2,284

3.6885

Ordinary shares

Sale

1,782

3.6890

Ordinary shares

Sale

93

3.6910

Ordinary shares

Sale

1,839

3.6915

Ordinary shares

Sale

3,187

3.6920

Ordinary shares

Sale

2,712

3.6925

Ordinary shares

Sale

3,279

3.6930

Ordinary shares

Sale

8,876

3.6935

Ordinary shares

Sale

1,833

3.6940

Ordinary shares

Sale

326

3.6945

Ordinary shares

Sale

3,705

3.6965

Ordinary shares

Sale

600

3.7005

Ordinary shares

Sale

11,071

3.7015

Ordinary shares

Sale

30

3.7025

Ordinary shares

Sale

2,455

3.7030

Ordinary shares

Sale

242

3.7135

Ordinary shares

Sale

1,073

3.7140

Ordinary shares

Sale

1,602

3.7145

Ordinary shares

Sale

1,789

3.7150

Ordinary shares

Sale

149

3.7155

Ordinary shares

Sale

1,231

3.7160

 

Total Buy - 3,166,474

Total Sell - 3,093,637

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bonds

Purchase

1,700,000

122.4250

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

4,314

3.6466

Ordinary Shares

SWAP

Long

558,091

3.6473

Ordinary Shares

SWAP

Long

1,500

3.6574

Ordinary Shares

SWAP

Long

400

3.6625

Ordinary Shares

SWAP

Short

5,443

3.6435

Ordinary Shares

SWAP

Short

548,275

3.6449

Ordinary Shares

SWAP

Short

4,314

3.6736

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

12/09/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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