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Form 8.5 Glencore International Plc

20th Jul 2012 10:56

RNS Number : 1538I
Nomura International PLC (EPT)
20 July 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

19 July 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,075,019

0.059

8,093,997

0.117

(2) Derivatives (other than options):

2,612,616

0.038

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,687,635

0.097

8,093,997

0.117

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,200,000

0.226

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,200,000

0.226

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

700

3.1575

Ordinary shares

Purchase

1,174

3.1615

Ordinary shares

Purchase

1,270

3.1620

Ordinary shares

Purchase

1,755

3.1630

Ordinary shares

Purchase

1,661

3.1645

Ordinary shares

Purchase

121,385

3.1648

Ordinary shares

Purchase

16,327

3.1650

Ordinary shares

Purchase

8,678

3.1675

Ordinary shares

Purchase

619

3.1680

Ordinary shares

Purchase

18,791

3.1700

Ordinary shares

Purchase

2,230

3.1710

Ordinary shares

Purchase

2,573

3.1720

Ordinary shares

Purchase

3,245

3.1725

Ordinary shares

Purchase

354

3.1740

Ordinary shares

Purchase

6,415

3.1750

Ordinary shares

Purchase

997

3.1755

Ordinary shares

Purchase

12

3.1765

Ordinary shares

Purchase

2,607

3.1790

Ordinary shares

Purchase

1,303

3.1800

Ordinary shares

Purchase

1,211

3.1825

Ordinary shares

Purchase

3,265

3.1835

Ordinary shares

Purchase

295

3.1845

Ordinary shares

Purchase

600

3.1850

Ordinary shares

Purchase

300

3.1855

Ordinary shares

Purchase

6,256

3.1865

Ordinary shares

Purchase

5,089

3.1870

Ordinary shares

Purchase

994

3.1875

Ordinary shares

Purchase

4,474

3.1880

Ordinary shares

Purchase

1,733

3.1885

Ordinary shares

Purchase

4,594

3.1890

Ordinary shares

Purchase

2,807

3.1895

Ordinary shares

Purchase

43,132

3.1900

Ordinary shares

Purchase

228

3.1910

Ordinary shares

Purchase

1,013

3.1915

Ordinary shares

Purchase

1,791

3.1920

Ordinary shares

Purchase

1,543

3.1925

Ordinary shares

Purchase

1,876

3.1930

Ordinary shares

Purchase

3,966

3.1935

Ordinary shares

Purchase

405

3.1940

Ordinary shares

Purchase

492,800

3.1941

Ordinary shares

Purchase

981

3.1945

Ordinary shares

Purchase

2,400

3.1950

Ordinary shares

Purchase

2,558

3.1975

Ordinary shares

Purchase

792

3.1980

Ordinary shares

Purchase

1,239

3.1985

Ordinary shares

Purchase

4,580

3.1990

Ordinary shares

Purchase

8,097

3.1995

Ordinary shares

Purchase

218,662

3.2000

Ordinary shares

Purchase

590

3.2005

Ordinary shares

Purchase

8,363

3.2010

Ordinary shares

Purchase

19,655

3.2015

Ordinary shares

Purchase

5,142

3.2020

Ordinary shares

Purchase

2,297

3.2025

Ordinary shares

Purchase

2,024

3.2040

Ordinary shares

Purchase

1,165

3.2045

Ordinary shares

Purchase

300

3.2055

Ordinary shares

Purchase

2,971

3.2065

Ordinary shares

Purchase

2,945

3.2070

Ordinary shares

Purchase

2,743

3.2080

Ordinary shares

Purchase

1,669

3.2095

Ordinary shares

Purchase

15,676

3.2100

Ordinary shares

Purchase

4,385

3.2105

Ordinary shares

Purchase

1,283

3.2110

Ordinary shares

Purchase

1,961

3.2115

Ordinary shares

Purchase

2,613

3.2120

Ordinary shares

Purchase

8,948

3.2125

Ordinary shares

Purchase

1,053

3.2135

Ordinary shares

Purchase

2,103

3.2140

Ordinary shares

Purchase

10,875

3.2150

Ordinary shares

Purchase

438

3.2170

Ordinary shares

Purchase

1,108

3.2175

Ordinary shares

Purchase

524

3.2185

Ordinary shares

Purchase

1,740

3.2190

Ordinary shares

Purchase

52,266

3.2200

Ordinary shares

Purchase

21,530

3.2205

Ordinary shares

Purchase

6,844

3.2215

Ordinary shares

Purchase

2,829

3.2220

Ordinary shares

Purchase

8,852

3.2225

Ordinary shares

Purchase

5,231

3.2235

Ordinary shares

Purchase

13,933

3.2240

Ordinary shares

Purchase

4,089

3.2245

Ordinary shares

Purchase

253,012

3.2250

Ordinary shares

Purchase

7,784

3.2255

Ordinary shares

Purchase

4,287

3.2265

Ordinary shares

Purchase

10,324

3.2275

Ordinary shares

Purchase

3,347

3.2280

Ordinary shares

Purchase

13,018

3.2285

Ordinary shares

Purchase

2,260

3.2290

Ordinary shares

Purchase

499

3.2300

Ordinary shares

Purchase

15,805

3.2305

Ordinary shares

Purchase

3,474

3.2315

Ordinary shares

Purchase

2,954

3.2335

Ordinary shares

Purchase

3,914

3.2340

Ordinary shares

Purchase

2,194

3.2345

Ordinary shares

Purchase

2,852

3.2350

Ordinary shares

Purchase

6,944

3.2370

Ordinary shares

Purchase

2,537

3.2375

Ordinary shares

Purchase

1,220

3.2380

Ordinary shares

Purchase

24,241

3.2385

Ordinary shares

Purchase

1,118

3.2390

Ordinary shares

Purchase

62,418

3.2400

Ordinary shares

Purchase

2,800

3.2410

Ordinary shares

Purchase

1,472

3.2415

Ordinary shares

Purchase

2,446

3.2420

Ordinary shares

Purchase

497

3.2425

Ordinary shares

Purchase

6,833

3.2435

Ordinary shares

Purchase

9,116

3.2445

Ordinary shares

Purchase

1,215

3.2455

Ordinary shares

Purchase

1,411

3.2465

Ordinary shares

Purchase

13,463

3.2475

Ordinary shares

Purchase

816

3.2485

Ordinary shares

Purchase

35,935

3.2500

Ordinary shares

Sale

3,369

3.1665

Ordinary shares

Sale

1,457

3.1670

Ordinary shares

Sale

2,547

3.1675

Ordinary shares

Sale

514

3.1680

Ordinary shares

Sale

12,316

3.1685

Ordinary shares

Sale

14,772

3.1690

Ordinary shares

Sale

12,783

3.1695

Ordinary shares

Sale

9,213

3.1700

Ordinary shares

Sale

8,164

3.1704

Ordinary shares

Sale

6

3.1705

Ordinary shares

Sale

1,999

3.1715

Ordinary shares

Sale

1,037

3.1730

Ordinary shares

Sale

1,044

3.1740

Ordinary shares

Sale

2,493

3.1745

Ordinary shares

Sale

3,173

3.1755

Ordinary shares

Sale

4,746

3.1765

Ordinary shares

Sale

112

3.1770

Ordinary shares

Sale

13,098

3.1775

Ordinary shares

Sale

4,260

3.1780

Ordinary shares

Sale

7,451

3.1785

Ordinary shares

Sale

3,815

3.1790

Ordinary shares

Sale

800

3.1795

Ordinary shares

Sale

7,603

3.1800

Ordinary shares

Sale

2,036

3.1805

Ordinary shares

Sale

90

3.1810

Ordinary shares

Sale

5,341

3.1825

Ordinary shares

Sale

1,082

3.1835

Ordinary shares

Sale

380

3.1845

Ordinary shares

Sale

24,839

3.1850

Ordinary shares

Sale

924

3.1855

Ordinary shares

Sale

3,188

3.1860

Ordinary shares

Sale

547

3.1865

Ordinary shares

Sale

1,619

3.1870

Ordinary shares

Sale

6,644

3.1875

Ordinary shares

Sale

9,988

3.1880

Ordinary shares

Sale

13,834

3.1885

Ordinary shares

Sale

16,252

3.1890

Ordinary shares

Sale

5,307

3.1893

Ordinary shares

Sale

11,555

3.1895

Ordinary shares

Sale

26,853

3.1900

Ordinary shares

Sale

300

3.1905

Ordinary shares

Sale

5,394

3.1910

Ordinary shares

Sale

1,711

3.1915

Ordinary shares

Sale

8,053

3.1925

Ordinary shares

Sale

4,493

3.1930

Ordinary shares

Sale

4,229

3.1935

Ordinary shares

Sale

2,383

3.1940

Ordinary shares

Sale

5,860

3.1945

Ordinary shares

Sale

4,554

3.1950

Ordinary shares

Sale

1,907

3.1955

Ordinary shares

Sale

2,337

3.1960

Ordinary shares

Sale

5,960

3.1965

Ordinary shares

Sale

2,084

3.1970

Ordinary shares

Sale

11,930

3.1975

Ordinary shares

Sale

6,016

3.1980

Ordinary shares

Sale

5,077

3.1985

Ordinary shares

Sale

45,762

3.1990

Ordinary shares

Sale

29,257

3.1995

Ordinary shares

Sale

185,621

3.2000

Ordinary shares

Sale

7,377

3.2005

Ordinary shares

Sale

15,172

3.2010

Ordinary shares

Sale

13,841

3.2015

Ordinary shares

Sale

3,404

3.2020

Ordinary shares

Sale

38,048

3.2025

Ordinary shares

Sale

26,090

3.2030

Ordinary shares

Sale

312

3.2055

Ordinary shares

Sale

1,528

3.2075

Ordinary shares

Sale

6,325

3.2080

Ordinary shares

Sale

1,228

3.2085

Ordinary shares

Sale

139

3.2090

Ordinary shares

Sale

7,510

3.2095

Ordinary shares

Sale

20,570

3.2100

Ordinary shares

Sale

2,559

3.2105

Ordinary shares

Sale

1,803

3.2110

Ordinary shares

Sale

4,175

3.2115

Ordinary shares

Sale

257

3.2120

Ordinary shares

Sale

918

3.2125

Ordinary shares

Sale

1,630

3.2130

Ordinary shares

Sale

4,749

3.2140

Ordinary shares

Sale

478

3.2155

Ordinary shares

Sale

5,040

3.2160

Ordinary shares

Sale

946

3.2165

Ordinary shares

Sale

1,616

3.2170

Ordinary shares

Sale

3,039

3.2180

Ordinary shares

Sale

1,759

3.2190

Ordinary shares

Sale

1,147

3.2195

Ordinary shares

Sale

41,404

3.2200

Ordinary shares

Sale

2,491

3.2205

Ordinary shares

Sale

1,000

3.2210

Ordinary shares

Sale

5,223

3.2220

Ordinary shares

Sale

5,645

3.2225

Ordinary shares

Sale

7,068

3.2230

Ordinary shares

Sale

3,405

3.2235

Ordinary shares

Sale

23,622

3.2240

Ordinary shares

Sale

45,220

3.2245

Ordinary shares

Sale

707

3.2250

Ordinary shares

Sale

3,163

3.2255

Ordinary shares

Sale

522

3.2260

Ordinary shares

Sale

607

3.2270

Ordinary shares

Sale

7,139

3.2280

Ordinary shares

Sale

8,204

3.2285

Ordinary shares

Sale

39,755

3.2290

Ordinary shares

Sale

28,043

3.2295

Ordinary shares

Sale

4,871

3.2300

Ordinary shares

Sale

18,376

3.2305

Ordinary shares

Sale

8,625

3.2310

Ordinary shares

Sale

2,898

3.2315

Ordinary shares

Sale

11,007

3.2320

Ordinary shares

Sale

2,685

3.2325

Ordinary shares

Sale

7,342

3.2330

Ordinary shares

Sale

20,820

3.2335

Ordinary shares

Sale

10,621

3.2340

Ordinary shares

Sale

12,338

3.2345

Ordinary shares

Sale

26,365

3.2350

Ordinary shares

Sale

17,127

3.2355

Ordinary shares

Sale

19,223

3.2360

Ordinary shares

Sale

13,291

3.2365

Ordinary shares

Sale

30,123

3.2370

Ordinary shares

Sale

12,908

3.2375

Ordinary shares

Sale

21,501

3.2380

Ordinary shares

Sale

12,986

3.2385

Ordinary shares

Sale

6,065

3.2390

Ordinary shares

Sale

5,042

3.2395

Ordinary shares

Sale

7,595

3.2400

Ordinary shares

Sale

2,868

3.2405

Ordinary shares

Sale

21,080

3.2415

Ordinary shares

Sale

11,772

3.2420

Ordinary shares

Sale

10,772

3.2425

Ordinary shares

Sale

12,780

3.2430

Ordinary shares

Sale

10,436

3.2435

Ordinary shares

Sale

22,238

3.2440

Ordinary shares

Sale

17,051

3.2445

Ordinary shares

Sale

4,004

3.2450

Ordinary shares

Sale

14,625

3.2455

Ordinary shares

Sale

22,095

3.2460

Ordinary shares

Sale

15,986

3.2465

Ordinary shares

Sale

12,804

3.2470

Ordinary shares

Sale

37,284

3.2475

Ordinary shares

Sale

11,898

3.2480

Ordinary shares

Sale

6,742

3.2485

Ordinary shares

Sale

24,465

3.2490

Ordinary shares

Sale

300

3.2495

Ordinary shares

Sale

632

3.2500

 

Total Buy - 1,728,128

Total Sell - 1,506,698

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bonds

Sale

1,500,000

114.7500

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

1,449

3.1871

Ordinary Shares

SWAP

Long

1,031,352

3.2162

Ordinary Shares

SWAP

Short

492,800

3.1941

Ordinary Shares

SWAP

Short

954,326

3.2164

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

20/07/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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