Close
Company Search
Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 Glencore International Plc

3rd Jul 2012 11:22

RNS Number : 7917G
Nomura International PLC (EPT)
03 July 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

02 July 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,124,836

0.060

11,233,073

0.162

(2) Derivatives (other than options):

5,902,985

0.085

(3) Options and agreements to purchase/sell:

 

TOTAL:

10,027,821

0.145

11,233,073

0.162

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,200,000

0.052

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,200,000

0.052

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

2,315

2.9045

Ordinary shares

Purchase

1,105

2.9060

Ordinary shares

Purchase

1,642

2.9070

Ordinary shares

Purchase

2,483

2.9130

Ordinary shares

Purchase

2,188

2.9135

Ordinary shares

Purchase

7,763

2.9145

Ordinary shares

Purchase

3,857

2.9150

Ordinary shares

Purchase

5,026

2.9155

Ordinary shares

Purchase

8,602

2.9160

Ordinary shares

Purchase

1,500

2.9165

Ordinary shares

Purchase

2,771

2.9195

Ordinary shares

Purchase

3,824

2.9220

Ordinary shares

Purchase

6,515

2.9225

Ordinary shares

Purchase

2,183

2.9255

Ordinary shares

Purchase

2,231

2.9260

Ordinary shares

Purchase

4,526

2.9265

Ordinary shares

Purchase

5,777

2.9280

Ordinary shares

Purchase

14,618

2.9285

Ordinary shares

Purchase

3,924

2.9290

Ordinary shares

Purchase

542

2.9295

Ordinary shares

Purchase

6,919

2.9300

Ordinary shares

Purchase

4,249

2.9305

Ordinary shares

Purchase

13,911

2.9310

Ordinary shares

Purchase

9,176

2.9315

Ordinary shares

Purchase

10,500

2.9320

Ordinary shares

Purchase

3,168

2.9325

Ordinary shares

Purchase

1,333

2.9340

Ordinary shares

Purchase

1,745

2.9345

Ordinary shares

Purchase

591

2.9355

Ordinary shares

Purchase

8,034

2.9365

Ordinary shares

Purchase

25,605

2.9370

Ordinary shares

Purchase

960

2.9375

Ordinary shares

Purchase

3,260

2.9380

Ordinary shares

Purchase

3,636

2.9385

Ordinary shares

Purchase

19,111

2.9390

Ordinary shares

Purchase

15,228

2.9395

Ordinary shares

Purchase

377,000

2.9399

Ordinary shares

Purchase

4,804

2.9400

Ordinary shares

Purchase

12,530

2.9405

Ordinary shares

Purchase

14,405

2.9410

Ordinary shares

Purchase

100,000

2.9411

Ordinary shares

Purchase

7,295

2.9415

Ordinary shares

Purchase

9,945

2.9420

Ordinary shares

Purchase

41,790

2.9420

Ordinary shares

Purchase

9,048

2.9425

Ordinary shares

Purchase

6,390

2.9430

Ordinary shares

Purchase

6,370

2.9435

Ordinary shares

Purchase

3,584

2.9440

Ordinary shares

Purchase

2,337

2.9445

Ordinary shares

Purchase

4,680

2.9450

Ordinary shares

Purchase

6,841

2.9455

Ordinary shares

Purchase

11,023

2.9460

Ordinary shares

Purchase

5,612

2.9465

Ordinary shares

Purchase

17,957

2.9470

Ordinary shares

Purchase

3,048

2.9475

Ordinary shares

Purchase

2,600

2.9480

Ordinary shares

Purchase

2,800

2.9485

Ordinary shares

Purchase

20,587

2.9490

Ordinary shares

Purchase

1,951

2.9495

Ordinary shares

Purchase

1,500

2.9500

Ordinary shares

Purchase

9,491

2.9505

Ordinary shares

Purchase

23,765

2.9510

Ordinary shares

Purchase

476

2.9515

Ordinary shares

Purchase

19,421

2.9520

Ordinary shares

Purchase

1,891

2.9525

Ordinary shares

Purchase

9,647

2.9530

Ordinary shares

Purchase

16,610

2.9535

Ordinary shares

Purchase

5,964

2.9540

Ordinary shares

Purchase

8,191

2.9545

Ordinary shares

Purchase

14,313

2.9550

Ordinary shares

Purchase

11,774

2.9555

Ordinary shares

Purchase

2,336

2.9560

Ordinary shares

Purchase

5,148

2.9565

Ordinary shares

Purchase

6,883

2.9570

Ordinary shares

Purchase

7,083

2.9575

Ordinary shares

Purchase

3,727

2.9580

Ordinary shares

Purchase

8,203

2.9585

Ordinary shares

Purchase

300

2.9590

Ordinary shares

Purchase

3,868

2.9595

Ordinary shares

Purchase

30,599

2.9600

Ordinary shares

Purchase

15,200

2.9605

Ordinary shares

Purchase

32,397

2.9610

Ordinary shares

Purchase

13,416

2.9615

Ordinary shares

Purchase

18,301

2.9620

Ordinary shares

Purchase

14,152

2.9625

Ordinary shares

Purchase

34,505

2.9630

Ordinary shares

Purchase

1,725

2.9635

Ordinary shares

Purchase

37,468

2.9640

Ordinary shares

Purchase

31,552

2.9645

Ordinary shares

Purchase

24,544

2.9650

Ordinary shares

Purchase

1,015

2.9655

Ordinary shares

Purchase

8,369

2.9660

Ordinary shares

Purchase

2,677

2.9665

Ordinary shares

Purchase

10,280

2.9670

Ordinary shares

Purchase

15,484

2.9675

Ordinary shares

Purchase

26,050

2.9680

Ordinary shares

Purchase

13,297

2.9685

Ordinary shares

Purchase

21,993

2.9690

Ordinary shares

Purchase

15,900

2.9695

Ordinary shares

Purchase

44,821

2.9700

Ordinary shares

Purchase

5,366

2.9705

Ordinary shares

Purchase

25,254

2.9710

Ordinary shares

Purchase

18,157

2.9715

Ordinary shares

Purchase

26,531

2.9720

Ordinary shares

Purchase

6,001

2.9725

Ordinary shares

Purchase

12,896

2.9730

Ordinary shares

Purchase

5,932

2.9735

Ordinary shares

Purchase

15,857

2.9740

Ordinary shares

Purchase

6,350

2.9745

Ordinary shares

Purchase

1,822

2.9746

Ordinary shares

Purchase

21,079

2.9750

Ordinary shares

Purchase

13,512

2.9755

Ordinary shares

Purchase

30,425

2.9760

Ordinary shares

Purchase

11,327

2.9763

Ordinary shares

Purchase

2,723

2.9765

Ordinary shares

Purchase

16,021

2.9770

Ordinary shares

Purchase

13,404

2.9775

Ordinary shares

Purchase

34,147

2.9780

Ordinary shares

Purchase

24,940

2.9785

Ordinary shares

Purchase

50,614

2.9790

Ordinary shares

Purchase

12,093

2.9795

Ordinary shares

Purchase

51,109

2.9800

Ordinary shares

Purchase

10,860

2.9803

Ordinary shares

Purchase

6,367

2.9805

Ordinary shares

Purchase

6,709

2.9810

Ordinary shares

Purchase

15,245

2.9815

Ordinary shares

Purchase

11,179

2.9820

Ordinary shares

Purchase

5,753

2.9825

Ordinary shares

Purchase

4,896

2.9835

Ordinary shares

Purchase

7,029

2.9840

Ordinary shares

Purchase

7,976

2.9845

Ordinary shares

Purchase

12,068

2.9850

Ordinary shares

Purchase

10,003

2.9855

Ordinary shares

Purchase

27,081

2.9860

Ordinary shares

Purchase

4,489

2.9865

Ordinary shares

Purchase

12,671

2.9870

Ordinary shares

Purchase

7,562

2.9875

Ordinary shares

Purchase

4,760

2.9880

Ordinary shares

Purchase

7,419

2.9885

Ordinary shares

Purchase

15,258

2.9895

Ordinary shares

Purchase

18,400

2.9900

Ordinary shares

Purchase

4,277

2.9910

Ordinary shares

Sale

363

2.9070

Ordinary shares

Sale

1,438

2.9095

Ordinary shares

Sale

2,157

2.9100

Ordinary shares

Sale

300

2.9180

Ordinary shares

Sale

100

2.9185

Ordinary shares

Sale

852

2.9210

Ordinary shares

Sale

2,313

2.9220

Ordinary shares

Sale

1,351

2.9225

Ordinary shares

Sale

100

2.9250

Ordinary shares

Sale

125

2.9255

Ordinary shares

Sale

314

2.9260

Ordinary shares

Sale

320

2.9265

Ordinary shares

Sale

856

2.9270

Ordinary shares

Sale

2,835

2.9285

Ordinary shares

Sale

600

2.9290

Ordinary shares

Sale

6,818

2.9300

Ordinary shares

Sale

3,062

2.9305

Ordinary shares

Sale

7,563

2.9315

Ordinary shares

Sale

6,425

2.9320

Ordinary shares

Sale

4,403

2.9325

Ordinary shares

Sale

4,176

2.9330

Ordinary shares

Sale

1,066

2.9340

Ordinary shares

Sale

6,360

2.9345

Ordinary shares

Sale

12,122

2.9350

Ordinary shares

Sale

2,149

2.9365

Ordinary shares

Sale

1,972

2.9370

Ordinary shares

Sale

150,000

2.9373

Ordinary shares

Sale

1,183

2.9375

Ordinary shares

Sale

12,167

2.9380

Ordinary shares

Sale

3,165

2.9385

Ordinary shares

Sale

7,095

2.9390

Ordinary shares

Sale

11,031

2.9395

Ordinary shares

Sale

22,108

2.9400

Ordinary shares

Sale

7,641

2.9405

Ordinary shares

Sale

27,180

2.9410

Ordinary shares

Sale

6,222

2.9415

Ordinary shares

Sale

12,218

2.9420

Ordinary shares

Sale

7,435

2.9425

Ordinary shares

Sale

144

2.9430

Ordinary shares

Sale

1,200

2.9435

Ordinary shares

Sale

18,238

2.9440

Ordinary shares

Sale

1,758

2.9455

Ordinary shares

Sale

4,043

2.9460

Ordinary shares

Sale

2,463

2.9465

Ordinary shares

Sale

5,269

2.9470

Ordinary shares

Sale

2,288

2.9475

Ordinary shares

Sale

2,046

2.9480

Ordinary shares

Sale

100

2.9485

Ordinary shares

Sale

7,380

2.9490

Ordinary shares

Sale

2,786

2.9495

Ordinary shares

Sale

3,741

2.9500

Ordinary shares

Sale

10,627

2.9505

Ordinary shares

Sale

3,554

2.9515

Ordinary shares

Sale

2,549

2.9520

Ordinary shares

Sale

10,443

2.9525

Ordinary shares

Sale

3,278

2.9530

Ordinary shares

Sale

5,899

2.9535

Ordinary shares

Sale

5,979

2.9540

Ordinary shares

Sale

555

2.9545

Ordinary shares

Sale

3,967

2.9550

Ordinary shares

Sale

5,413

2.9555

Ordinary shares

Sale

3,061

2.9560

Ordinary shares

Sale

2,511

2.9565

Ordinary shares

Sale

19,631

2.9569

Ordinary shares

Sale

2,443

2.9570

Ordinary shares

Sale

6,299

2.9575

Ordinary shares

Sale

540

2.9580

Ordinary shares

Sale

7,595

2.9585

Ordinary shares

Sale

4,206

2.9590

Ordinary shares

Sale

4,310

2.9595

Ordinary shares

Sale

8,492

2.9600

Ordinary shares

Sale

13,675

2.9605

Ordinary shares

Sale

6,783

2.9610

Ordinary shares

Sale

8,509

2.9615

Ordinary shares

Sale

32,650

2.9620

Ordinary shares

Sale

5,996

2.9625

Ordinary shares

Sale

7,331

2.9630

Ordinary shares

Sale

22,232

2.9635

Ordinary shares

Sale

33,275

2.9640

Ordinary shares

Sale

13,046

2.9645

Ordinary shares

Sale

8,019

2.9650

Ordinary shares

Sale

9,176

2.9655

Ordinary shares

Sale

4,584

2.9660

Ordinary shares

Sale

5,571

2.9665

Ordinary shares

Sale

18,964

2.9670

Ordinary shares

Sale

720

2.9675

Ordinary shares

Sale

3,485

2.9680

Ordinary shares

Sale

10,442

2.9685

Ordinary shares

Sale

7,633

2.9690

Ordinary shares

Sale

12,937

2.9695

Ordinary shares

Sale

11,209

2.9700

Ordinary shares

Sale

588

2.9705

Ordinary shares

Sale

7,675

2.9710

Ordinary shares

Sale

294,029

2.9713

Ordinary shares

Sale

7,133

2.9715

Ordinary shares

Sale

10,102

2.9720

Ordinary shares

Sale

4,189

2.9725

Ordinary shares

Sale

32,316

2.9727

Ordinary shares

Sale

8,556

2.9730

Ordinary shares

Sale

9,845

2.9735

Ordinary shares

Sale

29,560

2.9740

Ordinary shares

Sale

2,259

2.9745

Ordinary shares

Sale

26,702

2.9750

Ordinary shares

Sale

13,555

2.9755

Ordinary shares

Sale

14,877

2.9760

Ordinary shares

Sale

357

2.9765

Ordinary shares

Sale

1,941

2.9770

Ordinary shares

Sale

14,518

2.9775

Ordinary shares

Sale

80,000

2.9778

Ordinary shares

Sale

11,980

2.9780

Ordinary shares

Sale

6,233

2.9785

Ordinary shares

Sale

9,536

2.9790

Ordinary shares

Sale

15,487

2.9795

Ordinary shares

Sale

37,678

2.9800

Ordinary shares

Sale

5,485

2.9805

Ordinary shares

Sale

9,294

2.9810

Ordinary shares

Sale

22,618

2.9815

Ordinary shares

Sale

11,444

2.9820

Ordinary shares

Sale

1,204

2.9825

Ordinary shares

Sale

3,172

2.9830

Ordinary shares

Sale

11,181

2.9840

Ordinary shares

Sale

3,453

2.9845

Ordinary shares

Sale

13,155

2.9850

Ordinary shares

Sale

8,263

2.9855

Ordinary shares

Sale

3,890

2.9860

Ordinary shares

Sale

6,401

2.9865

Ordinary shares

Sale

2,948

2.9870

Ordinary shares

Sale

2,052

2.9875

Ordinary shares

Sale

7,188

2.9885

Ordinary shares

Sale

17,808

2.9890

Ordinary shares

Sale

5,588

2.9895

Ordinary shares

Sale

2,875

2.9900

 

Total Buy - 2,063,313

Total Sell - 1,513,765

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

Convertible Bonds

Sale

7,000,000

112.6680

 

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

500

2.9300

Ordinary Shares

SWAP

Long

911,806

2.9625

Ordinary Shares

SWAP

Short

913,402

2.9617

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

03/07/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOBXLFBLDFLBBB

Related Shares:

Glencore
FTSE 100 Latest
Value8,822.91
Change-0.29