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Form 8.5 Glencore International Plc

29th Apr 2013 08:58

RNS Number : 4444D
Nomura International PLC (EPT)
29 April 2013
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

26 April 2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

16,990,540

0.239

5,347,510

0.075

(2) Derivatives (other than options):

8,980,763

0.126

(3) Options and agreements to purchase/sell:

 

TOTAL:

16,990,540

0.239

14,328,273

0.201

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,600,000

0.113

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,600,000

0.113

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,430

3.1905

Ordinary shares

Purchase

7,281

3.1915

Ordinary shares

Purchase

7,441

3.1920

Ordinary shares

Purchase

17,522

3.1925

Ordinary shares

Purchase

23,485

3.1930

Ordinary shares

Purchase

82,250

3.1935

Ordinary shares

Purchase

3,426

3.1938

Ordinary shares

Purchase

17,763

3.1940

Ordinary shares

Purchase

22,242

3.1945

Ordinary shares

Purchase

27,845

3.1950

Ordinary shares

Purchase

1,643

3.1953

Ordinary shares

Purchase

26,823

3.1955

Ordinary shares

Purchase

49,632

3.1960

Ordinary shares

Purchase

24,347

3.1965

Ordinary shares

Purchase

905

3.1968

Ordinary shares

Purchase

57,413

3.1970

Ordinary shares

Purchase

2,000

3.1973

Ordinary shares

Purchase

25,025

3.1975

Ordinary shares

Purchase

22,125

3.1980

Ordinary shares

Purchase

131,664

3.1984

Ordinary shares

Purchase

27,896

3.1985

Ordinary shares

Purchase

44,074

3.1990

Ordinary shares

Purchase

22,973

3.1995

Ordinary shares

Purchase

13,034

3.2000

Ordinary shares

Purchase

19,597

3.2005

Ordinary shares

Purchase

14,785

3.2010

Ordinary shares

Purchase

2,444

3.2015

Ordinary shares

Purchase

7,471

3.2020

Ordinary shares

Purchase

9,655

3.2025

Ordinary shares

Purchase

2,116

3.2030

Ordinary shares

Purchase

4,837

3.2035

Ordinary shares

Purchase

2,375

3.2040

Ordinary shares

Purchase

719

3.2045

Ordinary shares

Purchase

9,093

3.2050

Ordinary shares

Purchase

1,178

3.2055

Ordinary shares

Purchase

7,736

3.2060

Ordinary shares

Purchase

226

3.2065

Ordinary shares

Purchase

2,395

3.2070

Ordinary shares

Purchase

9,000

3.2075

Ordinary shares

Purchase

6,309

3.2080

Ordinary shares

Purchase

3,416

3.2085

Ordinary shares

Purchase

6,933

3.2090

Ordinary shares

Purchase

15,758

3.2095

Ordinary shares

Purchase

8,450

3.2100

Ordinary shares

Purchase

6,831

3.2105

Ordinary shares

Purchase

113

3.2110

Ordinary shares

Purchase

6,381

3.2115

Ordinary shares

Purchase

26

3.2120

Ordinary shares

Purchase

1,873

3.2125

Ordinary shares

Purchase

581

3.2130

Ordinary shares

Purchase

608

3.2135

Ordinary shares

Purchase

1,361

3.2140

Ordinary shares

Purchase

1,588

3.2150

Ordinary shares

Purchase

2,217

3.2155

Ordinary shares

Purchase

285

3.2160

Ordinary shares

Purchase

3,347

3.2165

Ordinary shares

Purchase

1,680

3.2170

Ordinary shares

Purchase

2,419

3.2175

Ordinary shares

Purchase

8,102

3.2180

Ordinary shares

Purchase

4,480

3.2185

Ordinary shares

Purchase

7,072

3.2190

Ordinary shares

Purchase

7,961

3.2195

Ordinary shares

Purchase

13,907

3.2200

Ordinary shares

Purchase

6,395

3.2205

Ordinary shares

Purchase

10,764

3.2210

Ordinary shares

Purchase

10,673

3.2215

Ordinary shares

Purchase

12,537

3.2220

Ordinary shares

Purchase

1,861

3.2225

Ordinary shares

Purchase

1,162

3.2230

Ordinary shares

Purchase

2,799

3.2235

Ordinary shares

Purchase

3,892

3.2240

Ordinary shares

Purchase

10,171

3.2245

Ordinary shares

Purchase

9,870

3.2250

Ordinary shares

Purchase

2,375

3.2255

Ordinary shares

Purchase

3,846

3.2270

Ordinary shares

Purchase

1,001

3.2275

Ordinary shares

Purchase

1,294

3.2285

Ordinary shares

Purchase

1,374

3.2290

Ordinary shares

Purchase

4,025

3.2295

Ordinary shares

Purchase

913

3.2315

Ordinary shares

Purchase

3,220

3.2320

Ordinary shares

Purchase

5,250

3.2325

Ordinary shares

Purchase

130

3.2335

Ordinary shares

Purchase

1,693

3.2345

Ordinary shares

Purchase

10,472

3.2350

Ordinary shares

Purchase

2,379

3.2360

Ordinary shares

Purchase

1,310

3.2365

Ordinary shares

Purchase

428

3.2370

Ordinary shares

Purchase

6,414

3.2375

Ordinary shares

Purchase

3,249

3.2380

Ordinary shares

Purchase

761

3.2385

Ordinary shares

Purchase

305

3.2390

Ordinary shares

Purchase

3,735

3.2395

Ordinary shares

Purchase

315

3.2400

Ordinary shares

Purchase

1,018

3.2405

Ordinary shares

Purchase

1,399

3.2435

Ordinary shares

Purchase

267

3.2440

Ordinary shares

Purchase

647

3.2455

Ordinary shares

Purchase

1,044

3.2465

Ordinary shares

Purchase

498

3.2470

Ordinary shares

Purchase

2,554

3.2475

Ordinary shares

Purchase

13,646

3.2480

Ordinary shares

Purchase

4,628

3.2500

Ordinary shares

Purchase

2,225

3.2505

Ordinary shares

Purchase

1,392

3.2510

Ordinary shares

Purchase

6,098

3.2515

Ordinary shares

Purchase

6,800

3.2520

Ordinary shares

Purchase

3,676

3.2525

Ordinary shares

Purchase

1,679

3.2530

Ordinary shares

Purchase

904

3.2535

Ordinary shares

Purchase

961

3.2540

Ordinary shares

Purchase

2,130

3.2545

Ordinary shares

Purchase

2,416

3.2550

Ordinary shares

Purchase

259

3.2555

Ordinary shares

Purchase

4,497

3.2560

Ordinary shares

Purchase

5,539

3.2565

Ordinary shares

Purchase

1,283

3.2570

Ordinary shares

Purchase

320

3.2580

Ordinary shares

Purchase

2,534

3.2590

Ordinary shares

Purchase

7,275

3.2595

Ordinary shares

Purchase

4,180

3.2605

Ordinary shares

Purchase

1,077

3.2610

Ordinary shares

Purchase

3,978

3.2620

Ordinary shares

Purchase

823

3.2630

Ordinary shares

Purchase

567

3.2650

Ordinary shares

Purchase

3,564

3.2670

Ordinary shares

Purchase

1,756

3.2680

Ordinary shares

Purchase

3,464

3.2685

Ordinary shares

Purchase

1,389

3.2690

Ordinary shares

Purchase

1,754

3.2695

Ordinary shares

Purchase

28,605

3.2700

Ordinary shares

Purchase

1,747

3.2715

Ordinary shares

Purchase

550

3.2735

Ordinary shares

Purchase

2,500

3.2740

Ordinary shares

Purchase

2,107

3.2745

Ordinary shares

Purchase

556

3.2750

Ordinary shares

Purchase

1,673

3.2755

Ordinary shares

Purchase

1,923

3.2775

Ordinary shares

Purchase

936

3.2780

Ordinary shares

Purchase

506

3.2785

Ordinary shares

Purchase

595

3.2835

Ordinary shares

Purchase

1,260

3.2850

Ordinary shares

Purchase

2,928

3.2895

Ordinary shares

Purchase

1,849

3.2905

Ordinary shares

Purchase

1,464

3.2915

Ordinary shares

Sale

389

3.1875

Ordinary shares

Sale

996

3.1885

Ordinary shares

Sale

1,548

3.1890

Ordinary shares

Sale

632

3.1900

Ordinary shares

Sale

1,267

3.1905

Ordinary shares

Sale

6,271

3.1915

Ordinary shares

Sale

6,720

3.1920

Ordinary shares

Sale

12,869

3.1925

Ordinary shares

Sale

8,047

3.1930

Ordinary shares

Sale

184,057

3.1935

Ordinary shares

Sale

2,022

3.1938

Ordinary shares

Sale

29,612

3.1940

Ordinary shares

Sale

26,397

3.1945

Ordinary shares

Sale

53,817

3.1950

Ordinary shares

Sale

22,183

3.1955

Ordinary shares

Sale

29,268

3.1960

Ordinary shares

Sale

17,583

3.1965

Ordinary shares

Sale

905

3.1968

Ordinary shares

Sale

53,582

3.1970

Ordinary shares

Sale

60,484

3.1975

Ordinary shares

Sale

33,429

3.1980

Ordinary shares

Sale

25,270

3.1985

Ordinary shares

Sale

63,252

3.1990

Ordinary shares

Sale

21,277

3.1995

Ordinary shares

Sale

63,523

3.2000

Ordinary shares

Sale

26,286

3.2005

Ordinary shares

Sale

23,049

3.2010

Ordinary shares

Sale

16,483

3.2015

Ordinary shares

Sale

6,002

3.2016

Ordinary shares

Sale

32,561

3.2020

Ordinary shares

Sale

7,567

3.2025

Ordinary shares

Sale

5,099

3.2030

Ordinary shares

Sale

10,185

3.2035

Ordinary shares

Sale

18,253

3.2040

Ordinary shares

Sale

5,298

3.2045

Ordinary shares

Sale

13,698

3.2050

Ordinary shares

Sale

8,698

3.2055

Ordinary shares

Sale

22,011

3.2058

Ordinary shares

Sale

3,670

3.2060

Ordinary shares

Sale

2,019

3.2065

Ordinary shares

Sale

1,357

3.2070

Ordinary shares

Sale

1,230

3.2075

Ordinary shares

Sale

3,563

3.2080

Ordinary shares

Sale

8,618

3.2085

Ordinary shares

Sale

4,571

3.2090

Ordinary shares

Sale

3,206

3.2095

Ordinary shares

Sale

5,068

3.2100

Ordinary shares

Sale

330

3.2105

Ordinary shares

Sale

930

3.2110

Ordinary shares

Sale

2,020

3.2115

Ordinary shares

Sale

1,671

3.2120

Ordinary shares

Sale

1,433

3.2125

Ordinary shares

Sale

2,960

3.2130

Ordinary shares

Sale

523

3.2140

Ordinary shares

Sale

2,434

3.2145

Ordinary shares

Sale

2,586

3.2150

Ordinary shares

Sale

1,512

3.2155

Ordinary shares

Sale

2,714

3.2160

Ordinary shares

Sale

1,066

3.2165

Ordinary shares

Sale

2,765

3.2170

Ordinary shares

Sale

5,546

3.2175

Ordinary shares

Sale

6,367

3.2180

Ordinary shares

Sale

6,875

3.2185

Ordinary shares

Sale

10,180

3.2190

Ordinary shares

Sale

12,074

3.2195

Ordinary shares

Sale

17,531

3.2200

Ordinary shares

Sale

7,086

3.2205

Ordinary shares

Sale

14,128

3.2210

Ordinary shares

Sale

17,567

3.2215

Ordinary shares

Sale

8,161

3.2220

Ordinary shares

Sale

5,104

3.2225

Ordinary shares

Sale

2,947

3.2230

Ordinary shares

Sale

4,779

3.2235

Ordinary shares

Sale

4,442

3.2240

Ordinary shares

Sale

863

3.2245

Ordinary shares

Sale

503

3.2250

Ordinary shares

Sale

2,498

3.2255

Ordinary shares

Sale

1,501

3.2260

Ordinary shares

Sale

177

3.2265

Ordinary shares

Sale

196

3.2270

Ordinary shares

Sale

7,872

3.2275

Ordinary shares

Sale

200

3.2290

Ordinary shares

Sale

119

3.2295

Ordinary shares

Sale

837

3.2300

Ordinary shares

Sale

623

3.2310

Ordinary shares

Sale

3,212

3.2320

Ordinary shares

Sale

3,485

3.2325

Ordinary shares

Sale

1,318

3.2330

Ordinary shares

Sale

4,085

3.2335

Ordinary shares

Sale

314

3.2340

Ordinary shares

Sale

4,225

3.2345

Ordinary shares

Sale

1,527

3.2350

Ordinary shares

Sale

770

3.2355

Ordinary shares

Sale

4,401

3.2360

Ordinary shares

Sale

6,877

3.2365

Ordinary shares

Sale

327

3.2370

Ordinary shares

Sale

4,900

3.2375

Ordinary shares

Sale

202

3.2380

Ordinary shares

Sale

1,295

3.2385

Ordinary shares

Sale

1,935

3.2390

Ordinary shares

Sale

586

3.2395

Ordinary shares

Sale

2,401

3.2400

Ordinary shares

Sale

2,606

3.2405

Ordinary shares

Sale

1,177

3.2410

Ordinary shares

Sale

2,758

3.2415

Ordinary shares

Sale

320

3.2420

Ordinary shares

Sale

1,930

3.2425

Ordinary shares

Sale

1,531

3.2430

Ordinary shares

Sale

106

3.2435

Ordinary shares

Sale

427

3.2450

Ordinary shares

Sale

617

3.2455

Ordinary shares

Sale

2,800

3.2460

Ordinary shares

Sale

3,761

3.2465

Ordinary shares

Sale

1,294

3.2470

Ordinary shares

Sale

2,727

3.2475

Ordinary shares

Sale

3,027

3.2490

Ordinary shares

Sale

582

3.2495

Ordinary shares

Sale

483

3.2500

Ordinary shares

Sale

6,751

3.2510

Ordinary shares

Sale

1,790

3.2515

Ordinary shares

Sale

925

3.2520

Ordinary shares

Sale

1,410

3.2525

Ordinary shares

Sale

3,965

3.2530

Ordinary shares

Sale

3,599

3.2545

Ordinary shares

Sale

844

3.2550

Ordinary shares

Sale

6,497

3.2555

Ordinary shares

Sale

538

3.2560

Ordinary shares

Sale

3,434

3.2565

Ordinary shares

Sale

4,143

3.2570

Ordinary shares

Sale

2,867

3.2575

Ordinary shares

Sale

7,950

3.2580

Ordinary shares

Sale

5,320

3.2585

Ordinary shares

Sale

1,947

3.2590

Ordinary shares

Sale

2,280

3.2595

Ordinary shares

Sale

2,516

3.2600

Ordinary shares

Sale

2,132

3.2605

Ordinary shares

Sale

945

3.2615

Ordinary shares

Sale

3,110

3.2620

Ordinary shares

Sale

3,146

3.2635

Ordinary shares

Sale

2,372

3.2645

Ordinary shares

Sale

1,009

3.2650

Ordinary shares

Sale

138

3.2660

Ordinary shares

Sale

241

3.2675

Ordinary shares

Sale

389

3.2680

Ordinary shares

Sale

1,887

3.2685

Ordinary shares

Sale

1,900

3.2690

Ordinary shares

Sale

3,644

3.2695

Ordinary shares

Sale

3,598

3.2700

Ordinary shares

Sale

2,305

3.2710

Ordinary shares

Sale

1,326

3.2720

Ordinary shares

Sale

1,218

3.2725

Ordinary shares

Sale

1,058

3.2735

Ordinary shares

Sale

658

3.2740

Ordinary shares

Sale

750

3.2750

Ordinary shares

Sale

1,045

3.2760

Ordinary shares

Sale

1,300

3.2765

Ordinary shares

Sale

2,984

3.2770

Ordinary shares

Sale

379

3.2775

Ordinary shares

Sale

2,600

3.2780

Ordinary shares

Sale

151

3.2785

Ordinary shares

Sale

778

3.2820

Ordinary shares

Sale

606

3.2825

Ordinary shares

Sale

365

3.2880

Ordinary shares

Sale

292

3.2895

Ordinary shares

Sale

2,201

3.2925

Ordinary shares

Sale

824

3.2935

Total Buy - 1,137,617

Total Sell - 1,285,145

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

11,748

3.2099

Ordinary Shares

SWAP

Long

838,012

3.2139

Ordinary Shares

SWAP

Short

51,818

3.1935

Ordinary Shares

SWAP

Short

836,052

3.2134

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

29/04/2013

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEODKLBLXZFEBBQ

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