22nd Dec 2020 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected Advisors to Global Infrastructure Partners |
(d) Date dealing undertaken: | 21 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
37p ordinary | Buy
| 7463047 | 3.75808 GBP | 3.72552 GBP |
37p ordinary | Sell
| 1985627 | 3.75808 GBP | 3.66306 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
37p ordinary | CFD
| Long | 9517 | 3.738924 GBP |
37p ordinary | CFD
| Long | 11470 | 3.747588 GBP |
37p ordinary | CFD
| Long | 10024 | 3.749573 GBP |
37p ordinary | CFD
| Long | 5384 | 3.671766 GBP |
37p ordinary | CFD
| Long | 858 | 3.6769696969697 GBP |
37p ordinary | CFD
| Long | 139 | 3.66309352517986 GBP |
37p ordinary | CFD
| Long | 4300 | 3.753349 GBP |
37p ordinary | CFD
| Long | 6823 | 3.736329 GBP |
37p ordinary | CFD
| Long | 2650 | 3.744131 GBP |
37p ordinary | CFD
| Long | 2914 | 3.731126 GBP |
37p ordinary | CFD
| Long | 3613 | 3.67696374204262 GBP |
37p ordinary | CFD
| Long | 588 | 3.6630612244898 GBP |
37p ordinary | CFD
| Long | 1447000 | 3.674393 GBP |
37p ordinary | CFD
| Long | 505 | 3.73101 GBP |
37p ordinary | CFD
| Long | 1127 | 3.745457 GBP |
37p ordinary | CFD
| Long | 154 | 3.740455 GBP |
37p ordinary | CFD
| Long | 20802 | 3.725825 GBP |
37p ordinary | CFD
| Long | 2434 | 3.73139688 GBP |
37p ordinary | CFD
| Long | 3505 | 3.74287589158345 GBP |
37p ordinary | CFD
| Long | 972 | 3.74765432098765 GBP |
37p ordinary | CFD
| Long | 1687 | 3.74832246591583 GBP |
37p ordinary | CFD
| Long | 836 | 3.73805023923445 GBP |
37p ordinary | CFD
| Long | 10281 | 3.7399 GBP |
37p ordinary | CFD
| Long | 22204 | 3.731 GBP |
37p ordinary | CFD
| Long | 40179 | 3.740293 GBP |
37p ordinary | CFD
| Short | 1100000 | 3.757765 GBP |
37p ordinary | CFD
| Short | 165 | 3.7494 GBP |
37p ordinary | CFD
| Short | 100000 | 3.757191 GBP |
37p ordinary | CFD
| Short | 800000 | 3.747621 GBP |
37p ordinary | CFD
| Short | 559 | 3.728434 GBP |
37p ordinary | CFD
| Short | 2773 | 3.740185 GBP |
37p ordinary | CFD
| Short | 1125 | 3.745278 GBP |
37p ordinary | CFD
| Short | 96696 | 3.731 GBP |
37p ordinary | CFD
| Short | 3000000 | 3.679893 GBP |
37p ordinary | CFD
| Short | 700000 | 3.67332 GBP |
37p ordinary | CFD
| Short | 59561 | 3.74664372 GBP |
37p ordinary | CFD
| Short | 461837 | 3.73412 GBP |
37p ordinary | CFD
| Short | 325 | 3.730268 GBP |
37p ordinary | CFD
| Short | 692 | 3.74722404 GBP |
37p ordinary | CFD
| Short | 4148 | 3.7308364 GBP |
37p ordinary | CFD
| Short | 28091 | 3.74074586 GBP |
37p ordinary | CFD
| Short | 8103 | 3.74370203 GBP |
37p ordinary | CFD
| Short | 700000 | 3.6697854 GBP |
37p ordinary | CFD
| Short | 12879 | 3.732317 GBP |
37p ordinary | CFD
| Short | 104 | 3.74836538 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 December 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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