28th Sep 2015 11:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 25 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 1,152,701 | 36.0950 GBP | 35.4300 GBP |
USD 0.10 ordinary | SALES | 1,238,541 | 36.0950 GBP | 35.4150 GBP |
USD 0.10 ordinary | PURCHASES | 1,700 | 747.8539 ZAR | 747.8539 ZAR |
USD 0.10 ordinary | SALES | 1,700 | 747.8900 ZAR | 747.7700 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 28 | 35.5565 GBP |
USD 0.10 ordinary | CFD | LONG | 126 | 35.7000 GBP |
USD 0.10 ordinary | CFD | LONG | 132 | 35.7100 GBP |
USD 0.10 ordinary | CFD | LONG | 123 | 35.7200 GBP |
USD 0.10 ordinary | CFD | LONG | 72 | 35.7250 GBP |
USD 0.10 ordinary | CFD | LONG | 1,573 | 35.7285 GBP |
USD 0.10 ordinary | CFD | LONG | 302 | 35.7660 GBP |
USD 0.10 ordinary | CFD | LONG | 1,799 | 35.7990 GBP |
USD 0.10 ordinary | CFD | LONG | 70,951 | 35.8391 GBP |
USD 0.10 ordinary | CFD | LONG | 794 | 35.8418 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 35.8707 GBP |
USD 0.10 ordinary | CFD | LONG | 609 | 35.8800 GBP |
USD 0.10 ordinary | CFD | LONG | 3,840 | 35.8800 GBP |
USD 0.10 ordinary | CFD | LONG | 6,238 | 35.8800 GBP |
USD 0.10 ordinary | CFD | LONG | 13,862 | 35.8827 GBP |
USD 0.10 ordinary | CFD | LONG | 26,755 | 35.8884 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 35.8925 GBP |
USD 0.10 ordinary | CFD | LONG | 43,500 | 35.9019 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 35.9136 GBP |
USD 0.10 ordinary | CFD | LONG | 16,200 | 35.9365 GBP |
USD 0.10 ordinary | CFD | LONG | 20 | 35.9700 GBP |
USD 0.10 ordinary | CFD | LONG | 50 | 36.0187 GBP |
USD 0.10 ordinary | CFD | LONG | 953 | 36.0187 GBP |
USD 0.10 ordinary | CFD | LONG | 167 | 36.0187 GBP |
USD 0.10 ordinary | CFD | SHORT | 40 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 26 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 55 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 371 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 203 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 660 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 712 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 307 | 35.7165 GBP |
USD 0.10 ordinary | CFD | SHORT | 13 | 35.7169 GBP |
USD 0.10 ordinary | CFD | SHORT | 89 | 35.7251 GBP |
USD 0.10 ordinary | CFD | SHORT | 44 | 35.7252 GBP |
USD 0.10 ordinary | CFD | SHORT | 130 | 35.7252 GBP |
USD 0.10 ordinary | CFD | SHORT | 145 | 35.7252 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,313 | 35.7252 GBP |
USD 0.10 ordinary | CFD | SHORT | 648 | 35.7400 GBP |
USD 0.10 ordinary | CFD | SHORT | 36,194 | 35.7642 GBP |
USD 0.10 ordinary | CFD | SHORT | 49,298 | 35.7642 GBP |
USD 0.10 ordinary | CFD | SHORT | 21,524 | 35.7808 GBP |
USD 0.10 ordinary | CFD | SHORT | 257 | 35.7812 GBP |
USD 0.10 ordinary | CFD | SHORT | 853 | 35.7812 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,886 | 35.7812 GBP |
USD 0.10 ordinary | CFD | SHORT | 40,000 | 35.7950 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,052 | 35.8259 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,921 | 35.8467 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,699 | 35.8467 GBP |
USD 0.10 ordinary | CFD | SHORT | 70,812 | 35.8467 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,162 | 35.8756 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,909 | 35.8800 GBP |
USD 0.10 ordinary | CFD | SHORT | 209 | 35.8800 GBP |
USD 0.10 ordinary | CFD | SHORT | 447 | 35.8800 GBP |
USD 0.10 ordinary | CFD | SHORT | 331 | 35.8800 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,509 | 35.8800 GBP |
USD 0.10 ordinary | CFD | SHORT | 44,500 | 35.8928 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 35.9384 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,200 | 35.9452 GBP |
USD 0.10 ordinary | CFD | SHORT | 2 | 35.9800 GBP |
USD 0.10 ordinary | CFD | SHORT | 14 | 35.9821 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,758 | 35.9848 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,026 | 36.0028 GBP |
USD 0.10 ordinary | CFD | SHORT | 748 | 36.0055 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,180 | 36.0067 GBP |
USD 0.10 ordinary | CFD | LONG | 57,204 | 750.9251 ZAR |
USD 0.10 ordinary | CFD | SHORT | 62,651 | 750.6158 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | SALE | 2,000 | 40.0000 | A | 20/11/2015 | 0.6800 GBP |
USD 0.10 ordinary | CALL | SALE | 3,000 | 40.0000 | A | 20/11/2015 | 0.6800 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 20/11/2015 | 0.6800 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L