8th Oct 2015 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 07 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 5,476,040 | 37.5000 GBP | 36.2100 GBP |
USD 0.10 ordinary | SALES | 5,475,059 | 37.6182 GBP | 36.2225 GBP |
USD 0.10 ordinary | PURCHASES | 19,066 | 772.0000 ZAR | 740.7100 ZAR |
USD 0.10 ordinary | SALES | 19,066 | 752.2065 ZAR | 752.2065 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 144 | 36.2300 GBP |
USD 0.10 ordinary | CFD | LONG | 271 | 36.2300 GBP |
USD 0.10 ordinary | CFD | LONG | 30,110 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 92 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 7,222 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 592 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 40 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 726 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 6,879 | 36.3300 GBP |
USD 0.10 ordinary | CFD | LONG | 6,000 | 36.3338 GBP |
USD 0.10 ordinary | CFD | LONG | 861 | 36.3350 GBP |
USD 0.10 ordinary | CFD | LONG | 38,097 | 36.3490 GBP |
USD 0.10 ordinary | CFD | LONG | 183 | 36.3542 GBP |
USD 0.10 ordinary | CFD | LONG | 991 | 36.3692 GBP |
USD 0.10 ordinary | CFD | LONG | 3,000 | 36.4268 GBP |
USD 0.10 ordinary | CFD | LONG | 1,092 | 36.4783 GBP |
USD 0.10 ordinary | CFD | LONG | 36,851 | 36.5437 GBP |
USD 0.10 ordinary | CFD | LONG | 555 | 36.5771 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 36.5858 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 36.5888 GBP |
USD 0.10 ordinary | CFD | LONG | 175 | 36.6100 GBP |
USD 0.10 ordinary | CFD | LONG | 340 | 36.6100 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 36.6150 GBP |
USD 0.10 ordinary | CFD | LONG | 34,804 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 34,176 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 32,937 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 4,705 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 7,182 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 3,534 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 191 | 36.6385 GBP |
USD 0.10 ordinary | CFD | LONG | 2,336 | 36.6385 GBP |
USD 0.10 ordinary | CFD | LONG | 2,721 | 36.6385 GBP |
USD 0.10 ordinary | CFD | LONG | 36,851 | 36.6450 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 36.7426 GBP |
USD 0.10 ordinary | CFD | LONG | 3,455 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 2,263 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 15,844 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 16,440 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 16,743 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 1,700 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 118,425 | 36.7836 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 36.7996 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 36.8031 GBP |
USD 0.10 ordinary | CFD | LONG | 7,000 | 36.8382 GBP |
USD 0.10 ordinary | CFD | LONG | 20,000 | 36.8382 GBP |
USD 0.10 ordinary | CFD | LONG | 346 | 36.8606 GBP |
USD 0.10 ordinary | CFD | LONG | 600 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 5,909 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 5,802 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 5,592 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 799 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 1,220 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 159,193 | 36.9719 GBP |
USD 0.10 ordinary | CFD | LONG | 435,525 | 36.9775 GBP |
USD 0.10 ordinary | CFD | LONG | 103,004 | 36.9777 GBP |
USD 0.10 ordinary | CFD | LONG | 23,000 | 37.0300 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 37.2058 GBP |
USD 0.10 ordinary | CFD | LONG | 65,000 | 37.2827 GBP |
USD 0.10 ordinary | CFD | LONG | 19,707 | 37.2889 GBP |
USD 0.10 ordinary | CFD | LONG | 13,239 | 37.2889 GBP |
USD 0.10 ordinary | CFD | LONG | 35,000 | 37.2978 GBP |
USD 0.10 ordinary | CFD | LONG | 20,000 | 37.3003 GBP |
USD 0.10 ordinary | CFD | LONG | 6,800 | 37.3110 GBP |
USD 0.10 ordinary | CFD | LONG | 60,000 | 37.3239 GBP |
USD 0.10 ordinary | CFD | LONG | 390 | 37.6182 GBP |
USD 0.10 ordinary | CFD | LONG | 3,680 | 37.6182 GBP |
USD 0.10 ordinary | CFD | LONG | 690 | 37.6182 GBP |
USD 0.10 ordinary | CFD | LONG | 12,556 | 37.6182 GBP |
USD 0.10 ordinary | CFD | LONG | 8,928 | 37.6182 GBP |
USD 0.10 ordinary | CFD | LONG | 3,514 | 37.6182 GBP |
USD 0.10 ordinary | CFD | LONG | 1,466 | 37.6182 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,511 | 36.3300 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,358 | 36.3300 GBP |
USD 0.10 ordinary | CFD | SHORT | 610 | 36.3300 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,112 | 36.3300 GBP |
USD 0.10 ordinary | CFD | SHORT | 991 | 36.3692 GBP |
USD 0.10 ordinary | CFD | SHORT | 14,025 | 36.3818 GBP |
USD 0.10 ordinary | CFD | SHORT | 35,000 | 36.3844 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,680 | 36.4298 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,754 | 36.4298 GBP |
USD 0.10 ordinary | CFD | SHORT | 975 | 36.4298 GBP |
USD 0.10 ordinary | CFD | SHORT | 49,580 | 36.4767 GBP |
USD 0.10 ordinary | CFD | SHORT | 100 | 36.5320 GBP |
USD 0.10 ordinary | CFD | SHORT | 730 | 36.5407 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,054 | 36.5496 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,563 | 36.5496 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,363 | 36.5496 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,763 | 36.5554 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 36.5725 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 36.5750 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 36.5900 GBP |
USD 0.10 ordinary | CFD | SHORT | 140 | 36.6000 GBP |
USD 0.10 ordinary | CFD | SHORT | 239 | 36.6028 GBP |
USD 0.10 ordinary | CFD | SHORT | 118 | 36.6050 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 36.6075 GBP |
USD 0.10 ordinary | CFD | SHORT | 20 | 36.6350 GBP |
USD 0.10 ordinary | CFD | SHORT | 131 | 36.6500 GBP |
USD 0.10 ordinary | CFD | SHORT | 500,000 | 36.6506 GBP |
USD 0.10 ordinary | CFD | SHORT | 160 | 36.6550 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,245 | 36.6743 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,879 | 36.6981 GBP |
USD 0.10 ordinary | CFD | SHORT | 44,489 | 36.6981 GBP |
USD 0.10 ordinary | CFD | SHORT | 47,206 | 36.7967 GBP |
USD 0.10 ordinary | CFD | SHORT | 115,489 | 36.7967 GBP |
USD 0.10 ordinary | CFD | SHORT | 585 | 36.8138 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,887 | 36.8138 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,828 | 36.8138 GBP |
USD 0.10 ordinary | CFD | SHORT | 103,004 | 36.9936 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,860 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 435,525 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,100 | 37.0103 GBP |
USD 0.10 ordinary | CFD | SHORT | 500,000 | 37.2072 GBP |
USD 0.10 ordinary | CFD | SHORT | 40 | 37.2400 GBP |
USD 0.10 ordinary | CFD | SHORT | 48,902 | 37.2671 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,000 | 37.3658 GBP |
USD 0.10 ordinary | CFD | SHORT | 174 | 37.4029 GBP |
USD 0.10 ordinary | CFD | SHORT | 247 | 37.4029 GBP |
USD 0.10 ordinary | CFD | SHORT | 410 | 37.4030 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,851 | 37.4030 GBP |
USD 0.10 ordinary | CFD | SHORT | 227 | 37.4030 GBP |
USD 0.10 ordinary | CFD | SHORT | 75 | 37.4038 GBP |
USD 0.10 ordinary | CFD | SHORT | 93 | 37.4038 GBP |
USD 0.10 ordinary | CFD | SHORT | 51 | 37.4039 GBP |
USD 0.10 ordinary | CFD | SHORT | 586 | 37.4039 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,251 | 37.4039 GBP |
USD 0.10 ordinary | CFD | SHORT | 938 | 37.4039 GBP |
USD 0.10 ordinary | CFD | SHORT | 566 | 37.4039 GBP |
USD 0.10 ordinary | CFD | SHORT | 400 | 37.4039 GBP |
USD 0.10 ordinary | CFD | SHORT | 24 | 37.4041 GBP |
USD 0.10 ordinary | CFD | LONG | 108,664 | 754.8847 ZAR |
USD 0.10 ordinary | CFD | SHORT | 108,696 | 754.7741 ZAR |
USD 0.10 ordinary | CFD | SHORT | 140 | 770.0400 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | SALE | 25,000 | 40.0000 | A | 20/11/2015 | 0.5000 GBP |
USD 0.10 ordinary | CALL | SALE | 23,000 | 40.0000 | A | 20/11/2015 | 0.5050 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 17/06/2016 | 1.1200 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 17/06/2016 | 1.5000 GBP |
USD 0.10 ordinary | CALL | PURCHASE | 10,000 | 40.0000 | A | 18/12/2015 | 0.6000 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 18/12/2015 | 0.4500 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 18/12/2015 | 0.4500 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 18/12/2015 | 0.4550 GBP |
USD 0.10 ordinary | CALL | SALE | 10,000 | 40.0000 | A | 18/12/2015 | 0.5000 GBP |
USD 0.10 ordinary | CALL | SALE | 25,000 | 40.0000 | A | 18/12/2015 | 0.5000 GBP |
USD 0.10 ordinary | CALL | SALE | 150,000 | 40.0000 | A | 18/12/2015 | 0.5000 GBP |
USD 0.10 ordinary | CALL | SALE | 2,000 | 40.0000 | A | 18/12/2015 | 0.5250 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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