8th Oct 2015 11:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 07 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
N/A | N/A | N/A | N/A | N/A |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 347 | 36.3196 GBP |
USD 0.10 ordinary | CFD | LONG | 262 | 36.3196 GBP |
USD 0.10 ordinary | CFD | LONG | 183 | 36.3542 GBP |
USD 0.10 ordinary | CFD | LONG | 8,437 | 36.3761 GBP |
USD 0.10 ordinary | CFD | LONG | 15,531 | 36.3761 GBP |
USD 0.10 ordinary | CFD | LONG | 1,032 | 36.3761 GBP |
USD 0.10 ordinary | CFD | LONG | 619 | 36.3968 GBP |
USD 0.10 ordinary | CFD | LONG | 9,153 | 36.4196 GBP |
USD 0.10 ordinary | CFD | LONG | 39,524 | 36.4196 GBP |
USD 0.10 ordinary | CFD | LONG | 36,353 | 36.4196 GBP |
USD 0.10 ordinary | CFD | LONG | 11,547 | 36.4196 GBP |
USD 0.10 ordinary | CFD | LONG | 4,423 | 36.4196 GBP |
USD 0.10 ordinary | CFD | LONG | 468 | 36.4783 GBP |
USD 0.10 ordinary | CFD | LONG | 150,268 | 36.5409 GBP |
USD 0.10 ordinary | CFD | LONG | 27,732 | 36.5409 GBP |
USD 0.10 ordinary | CFD | LONG | 4,017 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 479 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 15,950 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 6,223 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 50,400 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 176,447 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 12,414 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 20,577 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 1,006 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 121,127 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 1,360 | 36.5664 GBP |
USD 0.10 ordinary | CFD | LONG | 750 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 1,017 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 64,008 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 9,096 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 10,706 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 2,100 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 6,534 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 91,732 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 24,393 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 2,656 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 3,227 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 8,365 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 8,488 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 534 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 256 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 2,138 | 36.5750 GBP |
USD 0.10 ordinary | CFD | LONG | 3,691 | 36.5775 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 36.5792 GBP |
USD 0.10 ordinary | CFD | LONG | 2,103 | 36.6020 GBP |
USD 0.10 ordinary | CFD | LONG | 857 | 36.6240 GBP |
USD 0.10 ordinary | CFD | LONG | 2,073 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 8,448 | 36.6363 GBP |
USD 0.10 ordinary | CFD | LONG | 618 | 36.6385 GBP |
USD 0.10 ordinary | CFD | LONG | 14 | 36.6385 GBP |
USD 0.10 ordinary | CFD | LONG | 27 | 36.6385 GBP |
USD 0.10 ordinary | CFD | LONG | 2,896 | 36.6919 GBP |
USD 0.10 ordinary | CFD | LONG | 22,104 | 36.6929 GBP |
USD 0.10 ordinary | CFD | LONG | 120 | 36.7081 GBP |
USD 0.10 ordinary | CFD | LONG | 880 | 36.7119 GBP |
USD 0.10 ordinary | CFD | LONG | 997 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 4,064 | 36.7552 GBP |
USD 0.10 ordinary | CFD | LONG | 1,810 | 36.7586 GBP |
USD 0.10 ordinary | CFD | LONG | 190 | 36.7967 GBP |
USD 0.10 ordinary | CFD | LONG | 26,897 | 36.8014 GBP |
USD 0.10 ordinary | CFD | LONG | 515 | 36.8924 GBP |
USD 0.10 ordinary | CFD | LONG | 1,434 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 352 | 36.9445 GBP |
USD 0.10 ordinary | CFD | LONG | 3,185 | 36.9630 GBP |
USD 0.10 ordinary | CFD | LONG | 4,700 | 36.9630 GBP |
USD 0.10 ordinary | CFD | LONG | 655 | 37.0086 GBP |
USD 0.10 ordinary | CFD | LONG | 154 | 37.0527 GBP |
USD 0.10 ordinary | CFD | LONG | 2,045 | 37.0653 GBP |
USD 0.10 ordinary | CFD | LONG | 668 | 37.3030 GBP |
USD 0.10 ordinary | CFD | LONG | 100 | 37.3628 GBP |
USD 0.10 ordinary | CFD | LONG | 1,800 | 37.3674 GBP |
USD 0.10 ordinary | CFD | LONG | 100 | 37.4072 GBP |
USD 0.10 ordinary | CFD | SHORT | 257 | 36.3300 GBP |
USD 0.10 ordinary | CFD | SHORT | 321 | 36.3325 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,980 | 36.3524 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,610 | 36.3539 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,276 | 36.3550 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,814 | 36.3580 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,000 | 36.3963 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,140 | 36.4298 GBP |
USD 0.10 ordinary | CFD | SHORT | 78 | 36.4298 GBP |
USD 0.10 ordinary | CFD | SHORT | 100 | 36.5320 GBP |
USD 0.10 ordinary | CFD | SHORT | 519 | 36.5324 GBP |
USD 0.10 ordinary | CFD | SHORT | 302 | 36.5770 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,144 | 36.5770 GBP |
USD 0.10 ordinary | CFD | SHORT | 399 | 36.5770 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,819 | 36.5770 GBP |
USD 0.10 ordinary | CFD | SHORT | 399 | 36.5774 GBP |
USD 0.10 ordinary | CFD | SHORT | 302 | 36.5774 GBP |
USD 0.10 ordinary | CFD | SHORT | 900 | 36.5871 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,400 | 36.6348 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,866 | 36.7993 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,866 | 36.7993 GBP |
USD 0.10 ordinary | CFD | SHORT | 75,134 | 36.7993 GBP |
USD 0.10 ordinary | CFD | SHORT | 75,134 | 36.7993 GBP |
USD 0.10 ordinary | CFD | SHORT | 585 | 36.8138 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,828 | 36.8138 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,887 | 36.8138 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,626 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,122 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 38,029 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 772 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,251 | 36.9954 GBP |
USD 0.10 ordinary | CFD | SHORT | 819 | 37.2400 GBP |
USD 0.10 ordinary | CFD | SHORT | 184 | 37.2400 GBP |
USD 0.10 ordinary | CFD | SHORT | 181 | 37.2873 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,356 | 37.2873 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 37.3223 GBP |
USD 0.10 ordinary | CFD | SHORT | 693 | 37.3447 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,204 | 37.3810 GBP |
USD 0.10 ordinary | CFD | SHORT | 877 | 37.3810 GBP |
USD 0.10 ordinary | CFD | LONG | 1,241 | 36.3679 GBP |
USD 0.10 ordinary | CFD | LONG | 1,008 | 36.3712 GBP |
USD 0.10 ordinary | CFD | LONG | 439 | 36.4250 GBP |
USD 0.10 ordinary | CFD | LONG | 672 | 36.4950 GBP |
USD 0.10 ordinary | CFD | LONG | 1,440 | 36.5327 GBP |
USD 0.10 ordinary | CFD | LONG | 267 | 744.6704 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L