26th Aug 2016 10:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 25 AUGUST 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 268,122 | 43.7450 GBP | 43.6700 GBP |
USD 0.10 ordinary | SALES | 246,999 | 43.7650 GBP | 43.6662 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 797 | 43.6676 GBP |
USD 0.10 ordinary | CFD | LONG | 12,000 | 43.6692 GBP |
USD 0.10 ordinary | CFD | LONG | 1,973 | 43.6800 GBP |
USD 0.10 ordinary | CFD | LONG | 2,408 | 43.6863 GBP |
USD 0.10 ordinary | CFD | LONG | 519 | 43.6900 GBP |
USD 0.10 ordinary | CFD | LONG | 59,792 | 43.6922 GBP |
USD 0.10 ordinary | CFD | LONG | 2,700 | 43.6941 GBP |
USD 0.10 ordinary | CFD | LONG | 104 | 43.6953 GBP |
USD 0.10 ordinary | CFD | LONG | 3,397 | 43.6971 GBP |
USD 0.10 ordinary | CFD | LONG | 19,663 | 43.6989 GBP |
USD 0.10 ordinary | CFD | LONG | 17,170 | 43.6989 GBP |
USD 0.10 ordinary | CFD | LONG | 218 | 43.7000 GBP |
USD 0.10 ordinary | CFD | LONG | 1,438 | 43.7035 GBP |
USD 0.10 ordinary | CFD | LONG | 9,798 | 43.7087 GBP |
USD 0.10 ordinary | CFD | LONG | 25 | 43.7100 GBP |
USD 0.10 ordinary | CFD | LONG | 4 | 43.7100 GBP |
USD 0.10 ordinary | CFD | LONG | 110 | 43.7100 GBP |
USD 0.10 ordinary | CFD | SHORT | 33,046 | 43.6750 GBP |
USD 0.10 ordinary | CFD | SHORT | 704 | 43.6812 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,795 | 43.6822 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,898 | 43.6857 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,368 | 43.6940 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,368 | 43.6943 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,053 | 43.6949 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 43.6950 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,795 | 43.6951 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,716 | 43.6951 GBP |
USD 0.10 ordinary | CFD | SHORT | 14 | 43.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,244 | 43.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,311 | 43.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,346 | 43.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,152 | 43.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,114 | 43.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,210 | 43.7009 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,170 | 43.7024 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,847 | 43.7024 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,146 | 43.7136 GBP |
USD 0.10 ordinary | CFD | LONG | 12,136 | 814.0428 ZAR |
USD 0.10 ordinary | CFD | LONG | 2,429 | 814.0428 ZAR |
USD 0.10 ordinary | CFD | LONG | 19,750 | 814.6168 ZAR |
USD 0.10 ordinary | CFD | LONG | 12,095 | 814.6168 ZAR |
USD 0.10 ordinary | CFD | SHORT | 1,992 | 813.1839 ZAR |
USD 0.10 ordinary | CFD | SHORT | 12,136 | 813.1839 ZAR |
USD 0.10 ordinary | CFD | SHORT | 15,667 | 818.3596 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L