13th Oct 2015 11:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 12 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 3,327,095 | 37.9762 GBP | 35.6700 GBP |
USD 0.10 ordinary | SALES | 3,224,912 | 38.0000 GBP | 35.6700 GBP |
USD 0.10 ordinary | PURCHASES | 1,900 | 55.4310 USD | 55.4310 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 9,600 | 36.1163 GBP |
USD 0.10 ordinary | CFD | LONG | 45,000 | 36.1530 GBP |
USD 0.10 ordinary | CFD | LONG | 235 | 36.1589 GBP |
USD 0.10 ordinary | CFD | LONG | 111 | 36.1752 GBP |
USD 0.10 ordinary | CFD | LONG | 112 | 36.1752 GBP |
USD 0.10 ordinary | CFD | LONG | 18,360 | 36.2055 GBP |
USD 0.10 ordinary | CFD | LONG | 105 | 36.2150 GBP |
USD 0.10 ordinary | CFD | LONG | 1,831 | 36.2150 GBP |
USD 0.10 ordinary | CFD | LONG | 1,831 | 36.2150 GBP |
USD 0.10 ordinary | CFD | LONG | 1,462 | 36.2150 GBP |
USD 0.10 ordinary | CFD | LONG | 36,853 | 36.2425 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 36.2777 GBP |
USD 0.10 ordinary | CFD | LONG | 3,147 | 36.3479 GBP |
USD 0.10 ordinary | CFD | LONG | 6,400 | 36.3825 GBP |
USD 0.10 ordinary | CFD | LONG | 69,500 | 36.4134 GBP |
USD 0.10 ordinary | CFD | LONG | 16,250 | 36.4309 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 36.4635 GBP |
USD 0.10 ordinary | CFD | LONG | 97,244 | 36.5327 GBP |
USD 0.10 ordinary | CFD | LONG | 2,845 | 36.6978 GBP |
USD 0.10 ordinary | CFD | LONG | 1,400 | 36.6978 GBP |
USD 0.10 ordinary | CFD | LONG | 1,863 | 36.6978 GBP |
USD 0.10 ordinary | CFD | LONG | 13,049 | 36.6978 GBP |
USD 0.10 ordinary | CFD | LONG | 13,539 | 36.6978 GBP |
USD 0.10 ordinary | CFD | LONG | 13,788 | 36.6978 GBP |
USD 0.10 ordinary | CFD | LONG | 1,000 | 36.7418 GBP |
USD 0.10 ordinary | CFD | LONG | 1,000 | 36.7418 GBP |
USD 0.10 ordinary | CFD | LONG | 14,193 | 36.8106 GBP |
USD 0.10 ordinary | CFD | LONG | 3,115 | 36.8106 GBP |
USD 0.10 ordinary | CFD | LONG | 68,327 | 36.8191 GBP |
USD 0.10 ordinary | CFD | LONG | 275 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 2,585 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 478 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 2,468 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 6,269 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 8,816 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 1,029 | 36.8405 GBP |
USD 0.10 ordinary | CFD | LONG | 28,317 | 36.8922 GBP |
USD 0.10 ordinary | CFD | LONG | 67 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 363 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 38 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 1,239 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 882 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 346 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 145 | 36.9199 GBP |
USD 0.10 ordinary | CFD | LONG | 130 | 36.9298 GBP |
USD 0.10 ordinary | CFD | LONG | 1,200 | 36.9494 GBP |
USD 0.10 ordinary | CFD | LONG | 11,184 | 36.9494 GBP |
USD 0.10 ordinary | CFD | LONG | 1,598 | 36.9494 GBP |
USD 0.10 ordinary | CFD | LONG | 2,439 | 36.9494 GBP |
USD 0.10 ordinary | CFD | LONG | 11,605 | 36.9494 GBP |
USD 0.10 ordinary | CFD | LONG | 11,818 | 36.9494 GBP |
USD 0.10 ordinary | CFD | LONG | 6,683 | 36.9651 GBP |
USD 0.10 ordinary | CFD | LONG | 57 | 36.9751 GBP |
USD 0.10 ordinary | CFD | LONG | 1,115 | 36.9751 GBP |
USD 0.10 ordinary | CFD | LONG | 149 | 36.9751 GBP |
USD 0.10 ordinary | CFD | LONG | 705 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 4,292 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 6,035 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 1,688 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 186 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 326 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 1,768 | 36.9822 GBP |
USD 0.10 ordinary | CFD | LONG | 369 | 36.9921 GBP |
USD 0.10 ordinary | CFD | LONG | 1,179 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 217 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 124 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 4,024 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 2,861 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 1,125 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 470 | 36.9930 GBP |
USD 0.10 ordinary | CFD | LONG | 70,000 | 36.9941 GBP |
USD 0.10 ordinary | CFD | LONG | 249,628 | 36.9941 GBP |
USD 0.10 ordinary | CFD | LONG | 36,853 | 36.9950 GBP |
USD 0.10 ordinary | CFD | LONG | 18,427 | 36.9950 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 36.9958 GBP |
USD 0.10 ordinary | CFD | LONG | 592 | 37.0246 GBP |
USD 0.10 ordinary | CFD | LONG | 1 | 37.0246 GBP |
USD 0.10 ordinary | CFD | LONG | 288 | 37.0400 GBP |
USD 0.10 ordinary | CFD | LONG | 357,445 | 37.0416 GBP |
USD 0.10 ordinary | CFD | LONG | 43,100 | 37.1939 GBP |
USD 0.10 ordinary | CFD | LONG | 15,655 | 37.2100 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,578 | 35.8399 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,679 | 35.8399 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 35.9983 GBP |
USD 0.10 ordinary | CFD | SHORT | 206 | 36.0183 GBP |
USD 0.10 ordinary | CFD | SHORT | 79 | 36.0183 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,541 | 36.0183 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,531 | 36.2112 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,389 | 36.2112 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,957 | 36.2150 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,305 | 36.2150 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,263 | 36.2150 GBP |
USD 0.10 ordinary | CFD | SHORT | 103,080 | 36.3136 GBP |
USD 0.10 ordinary | CFD | SHORT | 121 | 36.3534 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,601 | 36.3600 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,844 | 36.3864 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,214 | 36.3864 GBP |
USD 0.10 ordinary | CFD | SHORT | 151 | 36.5331 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,272 | 36.5331 GBP |
USD 0.10 ordinary | CFD | SHORT | 158 | 36.5331 GBP |
USD 0.10 ordinary | CFD | SHORT | 218 | 36.5331 GBP |
USD 0.10 ordinary | CFD | SHORT | 103 | 36.5332 GBP |
USD 0.10 ordinary | CFD | SHORT | 212 | 36.5384 GBP |
USD 0.10 ordinary | CFD | SHORT | 13 | 36.5384 GBP |
USD 0.10 ordinary | CFD | SHORT | 808 | 36.5384 GBP |
USD 0.10 ordinary | CFD | SHORT | 301 | 36.5384 GBP |
USD 0.10 ordinary | CFD | SHORT | 413 | 36.5384 GBP |
USD 0.10 ordinary | CFD | SHORT | 741 | 36.5384 GBP |
USD 0.10 ordinary | CFD | SHORT | 27 | 36.5385 GBP |
USD 0.10 ordinary | CFD | SHORT | 68 | 36.5385 GBP |
USD 0.10 ordinary | CFD | SHORT | 48 | 36.5385 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,202 | 36.5493 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,248 | 36.5498 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,252 | 36.5514 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,411 | 36.5801 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,559 | 36.6056 GBP |
USD 0.10 ordinary | CFD | SHORT | 85,740 | 36.6175 GBP |
USD 0.10 ordinary | CFD | SHORT | 40,406 | 36.6175 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,489 | 36.6264 GBP |
USD 0.10 ordinary | CFD | SHORT | 547 | 36.6944 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,000 | 36.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 40 | 36.7000 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,578 | 36.7071 GBP |
USD 0.10 ordinary | CFD | SHORT | 101,987 | 36.7709 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,878 | 36.8879 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,736 | 36.8879 GBP |
USD 0.10 ordinary | CFD | SHORT | 800 | 36.8879 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,065 | 36.8879 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,456 | 36.8879 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,626 | 36.8879 GBP |
USD 0.10 ordinary | CFD | SHORT | 249,628 | 36.9720 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,445 | 37.0100 GBP |
USD 0.10 ordinary | CFD | SHORT | 300 | 37.0550 GBP |
USD 0.10 ordinary | CFD | SHORT | 592 | 37.0613 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,250 | 37.0613 GBP |
USD 0.10 ordinary | CFD | SHORT | 43,100 | 37.1559 GBP |
USD 0.10 ordinary | CFD | SHORT | 100,000 | 37.1703 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,088 | 37.1997 GBP |
USD 0.10 ordinary | CFD | SHORT | 623 | 37.1997 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,895 | 37.1997 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,114 | 37.1997 GBP |
USD 0.10 ordinary | CFD | SHORT | 14,304 | 37.1997 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,627 | 37.1997 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,349 | 37.1997 GBP |
USD 0.10 ordinary | CFD | LONG | 199 | 36.5218 GBP |
USD 0.10 ordinary | CFD | SHORT | 232 | 36.2150 GBP |
USD 0.10 ordinary | CFD | SHORT | 232 | 36.2150 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 739.0000 ZAR |
USD 0.10 ordinary | CFD | LONG | 114 | 743.5000 ZAR |
USD 0.10 ordinary | CFD | LONG | 160,592 | 753.6146 ZAR |
USD 0.10 ordinary | CFD | LONG | 2,000 | 758.8516 ZAR |
USD 0.10 ordinary | CFD | SHORT | 160,099 | 752.8491 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | PURCHASE | 150,000 | 40.0000 | A | 18/12/2015 | 0.9400 GBP |
USD 0.10 ordinary | CALL | SALE | 150,000 | 40.0000 | A | 18/12/2015 | 0.9400 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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