5th Aug 2015 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 04 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 154,024 | 57.6200 USD | 56.9100 USD |
A ADSs | SALES | 20,983 | 57.5500 USD | 56.9000 USD |
B ADSs | PURCHASES | 600 | 57.9000 USD | 57.2800 USD |
B ADSs | SALES | 2,521 | 57.7100 USD | 57.2100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 284 | 57.0456 USD |
A ADSs | CFD | LONG | 214 | 57.0456 USD |
A ADSs | CFD | LONG | 1,200 | 57.0600 USD |
A ADSs | CFD | LONG | 3,367 | 57.0626 USD |
A ADSs | CFD | LONG | 12,700 | 57.0934 USD |
A ADSs | CFD | LONG | 3,200 | 57.2030 USD |
A ADSs | CFD | LONG | 18 | 57.3400 USD |
A ADSs | CFD | SHORT | 154,024 | 57.2654 USD |
B ADSs | CFD | LONG | 182 | 57.3675 USD |
B ADSs | CFD | LONG | 138 | 57.3675 USD |
B ADSs | CFD | LONG | 600 | 57.4766 USD |
B ADSs | CFD | LONG | 1,300 | 57.5323 USD |
B ADSs | CFD | LONG | 300 | 57.6266 USD |
B ADSs | CFD | SHORT | 300 | 57.4748 USD |
B ADSs | CFD | SHORT | 100 | 57.9000 USD |
B ADSs | CFD | SHORT | 200 | 57.9000 USD |
EUR 0.07 A ordinary | CFD | LONG | 15,403 | 26.1161 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,417 | 26.1453 EUR |
EUR 0.07 A ordinary | CFD | LONG | 129 | 26.1453 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72 | 26.1453 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,738 | 26.1571 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,619 | 26.1571 EUR |
EUR 0.07 A ordinary | CFD | LONG | 782 | 26.1571 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,056 | 26.1746 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30 | 26.1800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 132 | 26.1836 EUR |
EUR 0.07 A ordinary | CFD | LONG | 623 | 26.1901 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 26.1901 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54 | 26.1992 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,267 | 26.1992 EUR |
EUR 0.07 A ordinary | CFD | LONG | 97 | 26.1992 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,759 | 26.1800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,768 | 18.3111 GBP |
EUR 0.07 A ordinary | CFD | LONG | 350 | 18.3135 GBP |
EUR 0.07 A ordinary | CFD | LONG | 566 | 18.3168 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,369 | 18.1950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,660 | 18.3062 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 234 | 18.3325 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,000 | 18.3866 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,100 | 18.3893 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,184 | 18.4213 GBP |
EUR 0.07 B ordinary | CFD | LONG | 796 | 18.4234 GBP |
EUR 0.07 B ordinary | CFD | LONG | 949 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,097 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,067 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,282 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,534 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,930 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,954 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 719 | 18.4269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,000 | 18.4287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,274 | 18.4339 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,022 | 18.4348 GBP |
EUR 0.07 B ordinary | CFD | LONG | 129 | 18.4348 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,290 | 18.4348 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,296 | 18.4352 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 18.4363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,991 | 18.4405 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,104 | 18.4414 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,209 | 18.4498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,987 | 18.4519 GBP |
EUR 0.07 B ordinary | CFD | LONG | 791 | 18.4650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 18.4700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43 | 18.3450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,434 | 18.3766 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11 | 18.4150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 190 | 18.4441 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L