21st Oct 2015 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 20 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 19,331 | 54.8700 USD | 54.7100 USD |
B ADSs | PURCHASES | 193,343 | 55.7600 USD | 55.3983 USD |
B ADSs | SALES | 175,000 | 55.1000 USD | 55.1000 USD |
EUR 0.07 A ordinary | PURCHASES | 752,654 | 24.2600 EUR | 23.8200 EUR |
EUR 0.07 A ordinary | SALES | 513,736 | 24.2550 EUR | 23.8250 EUR |
EUR 0.07 A ordinary | PURCHASES | 238,709 | 17.7600 GBP | 17.4600 GBP |
EUR 0.07 A ordinary | SALES | 277,108 | 17.7500 GBP | 17.4600 GBP |
EUR 0.07 B ordinary | PURCHASES | 986,504 | 18.0000 GBP | 17.6700 GBP |
EUR 0.07 B ordinary | SALES | 2,465,420 | 18.0000 GBP | 17.6700 GBP |
EUR 0.07 B ordinary | PURCHASES | 383,898 | 27.8237 USD | 27.4895 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 538 | 55.8030 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,467 | 24.0181 EUR |
EUR 0.07 A ordinary | CFD | LONG | 307,701 | 24.0181 EUR |
EUR 0.07 A ordinary | CFD | LONG | 416 | 24.0638 EUR |
EUR 0.07 A ordinary | CFD | LONG | 991 | 24.1284 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,000 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,658 | 24.1955 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,292 | 24.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,809 | 24.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,635 | 24.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,514 | 24.2050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 873 | 24.2300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,129 | 24.2350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,444 | 24.2350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,023 | 23.9572 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,939 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,558 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28,338 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 128,094 | 23.9784 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,279 | 23.9885 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,020 | 23.9912 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 609 | 24.0129 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 307,701 | 24.0170 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 749 | 24.0170 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 838 | 24.0350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 835 | 24.0828 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 864 | 24.1072 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,317 | 24.1425 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40,000 | 24.1994 EUR |
EUR 0.07 A ordinary | FUTURE | PURCHASE | 90 | 24.0894 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,823 | 17.5857 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,823 | 17.5857 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,608 | 17.6598 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,823 | 17.7004 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41 | 17.7180 GBP |
EUR 0.07 A ordinary | CFD | LONG | 238 | 17.7238 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,781 | 17.7238 GBP |
EUR 0.07 A ordinary | CFD | LONG | 92 | 17.7238 GBP |
EUR 0.07 A ordinary | CFD | LONG | 896 | 17.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 261 | 17.5290 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,076 | 17.5290 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 678 | 17.5290 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,000 | 17.5703 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 43,956 | 17.5711 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,073 | 17.5769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 17.6762 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 40 | 17.6885 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 61 | 17.6885 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,953 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,591 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 872 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,536 | 17.7150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,802 | 17.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,833 | 17.7418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,072 | 17.8090 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,533 | 17.8274 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,346 | 17.8341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,450 | 17.9034 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40 | 17.9114 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27 | 17.9114 GBP |
EUR 0.07 B ordinary | CFD | LONG | 267 | 17.9281 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,551 | 17.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,397 | 17.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,697 | 17.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,580 | 17.9439 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81 | 17.9439 GBP |
EUR 0.07 B ordinary | CFD | LONG | 211 | 17.9439 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 66,128 | 17.7427 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 122,810 | 17.7427 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,157 | 17.7439 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 445 | 17.7439 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,662 | 17.7439 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 74,400 | 17.7679 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 104 | 17.7750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,289 | 17.8081 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,720 | 17.8166 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 893 | 17.8220 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 720 | 17.8354 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 800 | 17.8354 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,968 | 17.8396 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63 | 17.9100 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L