4th Dec 2015 10:24
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 247 | 49.6500 USD | 49.6500 USD |
A ADSs | SALES | 247 | 49.6500 USD | 49.6500 USD |
EUR 0.07 A ordinary | PURCHASES | 1,203,382 | 23.8800 EUR | 22.6800 EUR |
EUR 0.07 A ordinary | SALES | 1,203,395 | 23.8850 EUR | 22.6837 EUR |
EUR 0.07 A ordinary | PURCHASES | 859,846 | 16.7900 GBP | 16.2450 GBP |
EUR 0.07 A ordinary | SALES | 791,547 | 16.7900 GBP | 16.2450 GBP |
EUR 0.07 B ordinary | PURCHASES | 80,000 | 23.7412 EUR | 23.7412 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,030,739 | 16.9500 GBP | 16.2900 GBP |
EUR 0.07 B ordinary | SALES | 1,803,916 | 16.9500 GBP | 16.2900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 4,806 | 22.6837 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,773 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 83,024 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,876 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,445 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,827 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,500 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,883 | 22.9915 EUR |
EUR 0.07 A ordinary | CFD | LONG | 131 | 22.9915 EUR |
EUR 0.07 A ordinary | CFD | LONG | 774 | 22.9915 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21 | 23.0121 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,286 | 23.0724 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38,543 | 23.2242 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,500 | 23.2951 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,119 | 23.2993 EUR |
EUR 0.07 A ordinary | CFD | LONG | 340,903 | 23.5624 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 23.6239 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,259 | 23.6353 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,048 | 23.6353 EUR |
EUR 0.07 A ordinary | CFD | LONG | 57 | 23.6353 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 23.7027 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 250 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 214 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,078 | 22.6850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,798 | 22.6901 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,299 | 23.1849 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,468 | 23.2019 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 84,238 | 23.2686 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 130 | 23.2967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 68 | 23.2967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 761 | 23.3718 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 340,903 | 23.5630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 23.5630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,551 | 23.5645 EUR |
EUR 0.07 A ordinary | CFD | LONG | 41,490 | 16.2450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128,308 | 16.5010 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,421 | 16.5274 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,423 | 16.5274 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,412 | 16.5561 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,947 | 16.5997 GBP |
EUR 0.07 A ordinary | CFD | LONG | 385 | 16.5997 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,184 | 16.5997 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,097 | 16.6043 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40,400 | 16.6523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,008 | 16.7024 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,833 | 16.2450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,370 | 16.2482 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 388 | 16.2482 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,801 | 16.2482 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 272 | 16.2662 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 88 | 16.2662 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,824 | 16.2662 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,032 | 16.4391 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 202 | 16.4391 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 135 | 16.4391 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,530 | 16.4391 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 73,441 | 16.5962 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,827 | 16.6251 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,000 | 23.7412 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,942 | 16.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,597 | 16.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,967 | 16.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,710 | 16.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,529 | 16.6001 GBP |
EUR 0.07 B ordinary | CFD | LONG | 136 | 16.6001 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,032 | 16.6001 GBP |
EUR 0.07 B ordinary | CFD | LONG | 203 | 16.6001 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,850 | 16.6554 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,880 | 16.6554 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,594 | 16.6925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 97,635 | 16.7121 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,345 | 16.7332 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,027 | 16.7332 GBP |
EUR 0.07 B ordinary | CFD | LONG | 437 | 16.7332 GBP |
EUR 0.07 B ordinary | CFD | LONG | 180 | 16.7850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,724 | 16.7854 GBP |
EUR 0.07 B ordinary | CFD | LONG | 555 | 16.7883 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,603 | 16.8000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,200 | 16.8365 GBP |
EUR 0.07 B ordinary | CFD | LONG | 62,950 | 16.9105 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 233 | 16.3660 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 75 | 16.3660 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,559 | 16.3660 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,882 | 16.4113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,611 | 16.4113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,956 | 16.4113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 473 | 16.4113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,125 | 16.4113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 998 | 16.4113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 416,898 | 16.5996 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 793 | 16.6239 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 276 | 16.6922 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,454 | 16.7014 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 334,050 | 16.7250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 542 | 16.7259 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 180 | 16.7400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 96,613 | 16.7402 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,721 | 16.7531 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 276 | 16.7743 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,673 | 16.7748 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,340 | 16.7748 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,333 | 16.7748 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 904 | 16.7748 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,575 | 16.7849 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 74,568 | 16.8043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,000 | 16.8113 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 441,270 | 16.8661 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,333 | 16.9038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 904 | 16.9038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,340 | 16.9038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,673 | 16.9038 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L