30th Oct 2015 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 115,397 | 52.8400 USD | 52.1200 USD |
A ADSs | SALES | 103,433 | 52.7428 USD | 52.1900 USD |
B ADSs | PURCHASES | 38,744 | 52.9900 USD | 52.3900 USD |
B ADSs | SALES | 3,900 | 52.9400 USD | 52.2900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 29,300 | 52.2560 USD |
A ADSs | CFD | LONG | 200 | 52.4200 USD |
A ADSs | CFD | LONG | 800 | 52.4698 USD |
A ADSs | CFD | LONG | 72,900 | 52.5600 USD |
A ADSs | CFD | LONG | 233 | 52.6656 USD |
A ADSs | CFD | SHORT | 100 | 52.1500 USD |
A ADSs | CFD | SHORT | 100 | 52.4600 USD |
A ADSs | CFD | SHORT | 113,174 | 52.4642 USD |
A ADSs | CFD | SHORT | 697 | 52.5894 USD |
A ADSs | CFD | SHORT | 526 | 52.5894 USD |
A ADSs | CFD | SHORT | 800 | 52.6724 USD |
B ADSs | CFD | SHORT | 13,692 | 52.7278 USD |
B ADSs | CFD | LONG | 3,000 | 52.6657 USD |
B ADSs | CFD | LONG | 900 | 52.6666 USD |
B ADSs | CFD | SHORT | 500 | 52.6060 USD |
B ADSs | CFD | SHORT | 57 | 52.7100 USD |
B ADSs | CFD | SHORT | 43 | 52.7100 USD |
B ADSs | CFD | SHORT | 400 | 52.7100 USD |
B ADSs | CFD | SHORT | 1,600 | 52.7118 USD |
B ADSs | CFD | SHORT | 387 | 52.7143 USD |
B ADSs | CFD | SHORT | 513 | 52.7143 USD |
B ADSs | CFD | SHORT | 21,552 | 52.7278 USD |
EUR 0.07 A ordinary | CFD | LONG | 807 | 23.6566 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 23.6950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,500 | 23.8629 EUR |
EUR 0.07 A ordinary | CFD | LONG | 412 | 23.9075 EUR |
EUR 0.07 A ordinary | CFD | LONG | 165 | 23.9985 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,764 | 23.8528 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 23.9513 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,908 | 23.9819 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,649 | 17.0462 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,830 | 17.0512 GBP |
EUR 0.07 A ordinary | CFD | LONG | 97,010 | 17.0515 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,830 | 17.0515 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,920 | 17.0891 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 16.9166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 149 | 17.0465 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,595 | 17.0482 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,290 | 17.0582 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,098 | 17.0873 GBP |
EUR 0.07 A ordinary | CFD | LONG | 251,500 | 25.9604 GBP |
EUR 0.07 B ordinary | CFD | LONG | 405 | 17.0151 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,698 | 17.0914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,105 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,849 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,382 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,292 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 495 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,382 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,286 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 70,432 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,073 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 329 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,433 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,470 | 17.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 17.1113 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,284 | 17.1243 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54,972 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,397 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 224 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,863 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 427 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,195 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 91,561 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,111 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 643 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,580 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 78,496 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,304 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,737 | 17.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,419 | 17.1395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,984 | 17.1395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,468 | 17.1395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 977 | 17.1395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,000 | 17.1479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,180 | 17.1520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,982 | 17.1520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,716 | 17.1520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,398 | 17.1520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,897 | 17.1581 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,757 | 17.1777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 722 | 17.2153 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,278 | 17.2333 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,531 | 17.0420 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 91 | 17.0973 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,065 | 17.1177 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,350 | 17.1473 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L