2nd Nov 2015 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 30 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 96,135 | 52.9100 USD | 52.0300 USD |
A ADSs | SALES | 7,862 | 52.9014 USD | 52.0700 USD |
B ADSs | PURCHASES | 10,150 | 53.0800 USD | 52.2600 USD |
B ADSs | SALES | 2,000 | 53.0455 USD | 52.3600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 52.3325 USD |
A ADSs | CFD | LONG | 17,300 | 52.4600 USD |
A ADSs | CFD | LONG | 16 | 52.6400 USD |
A ADSs | CFD | LONG | 12 | 52.6400 USD |
A ADSs | CFD | LONG | 7,400 | 52.6499 USD |
A ADSs | CFD | LONG | 34 | 52.8400 USD |
A ADSs | CFD | SHORT | 300 | 52.2433 USD |
A ADSs | CFD | SHORT | 100 | 52.3400 USD |
A ADSs | CFD | SHORT | 88,535 | 52.4510 USD |
A ADSs | CFD | SHORT | 17,300 | 52.4600 USD |
A ADSs | CFD | SHORT | 1,100 | 52.4816 USD |
A ADSs | CFD | SHORT | 6,100 | 52.6159 USD |
B ADSs | CFD | LONG | 1,400 | 52.6869 USD |
B ADSs | CFD | LONG | 600 | 52.7600 USD |
B ADSs | CFD | SHORT | 600 | 52.4583 USD |
B ADSs | CFD | SHORT | 1,800 | 52.7144 USD |
B ADSs | CFD | SHORT | 6,500 | 52.7540 USD |
B ADSs | CFD | SHORT | 713 | 52.7704 USD |
B ADSs | CFD | SHORT | 537 | 52.7704 USD |
EUR 0.07 A ordinary | CFD | LONG | 6,200 | 23.6962 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 23.7400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 171 | 23.7400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 49 | 23.7400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 996 | 23.7841 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59 | 23.8300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 236 | 23.7278 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,421 | 23.7491 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 23.7510 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 23.7516 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 23.7516 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 115,296 | 23.7760 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,247 | 23.7762 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,376 | 23.7837 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 23.8300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 121 | 23.8300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,700 | 23.8347 EUR |
EUR 0.07 A ordinary | CFD | LONG | 194,037 | 16.8948 GBP |
EUR 0.07 A ordinary | CFD | LONG | 54,922 | 16.8948 GBP |
EUR 0.07 A ordinary | CFD | LONG | 33,041 | 16.8948 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 16.8889 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 46 | 16.8963 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,600 | 16.8969 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 33,508 | 16.9198 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,001 | 16.9910 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,817 | 17.0028 GBP |
EUR 0.07 B ordinary | CFD | LONG | 211 | 16.9870 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,144 | 16.9880 GBP |
EUR 0.07 B ordinary | CFD | LONG | 808 | 16.9991 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,382 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,286 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 70,432 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,073 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,470 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 329 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,432 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,293 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 494 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,849 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,382 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,106 | 17.0853 GBP |
EUR 0.07 B ordinary | CFD | LONG | 86 | 17.1420 GBP |
EUR 0.07 B ordinary | CFD | LONG | 119 | 17.1420 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58 | 17.1420 GBP |
EUR 0.07 B ordinary | CFD | LONG | 148 | 17.1420 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 57,058 | 17.0166 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 971 | 17.0280 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61 | 17.0280 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 560 | 17.0280 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,009 | 17.0290 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,402 | 17.0547 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,684 | 17.0635 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,789 | 17.0695 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,382 | 17.0830 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,211 | 17.0912 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L